# Seros Financial, LLC: Form 13F holdings

An institutional investment manager in TEMPE, AZ. SEC CIK 2039918.

- Quarter ended: 2026-06-30
- Filed: 2026-08-13
- Reported value: $192.0m
- Positions: 66 (66 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2039918/000110465926095632/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | $28.7m | 15.0% | 177,943 |  | Reduced −8,613 |
| INVESCO QQQ TR | UNIT SER 1 | $18.3m | 9.5% | 24,888 |  | Added +89 |
| INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | $16.4m | 8.5% | 174,671 |  | Added +49,397 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $13.1m | 6.8% | 473,896 |  | Added +3,306 |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | $11.2m | 5.8% | 275,127 |  | Added +5,515 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NASD ETF | $10.9m | 5.7% | 277,068 |  | Added +4,944 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | $10.8m | 5.6% | 176,305 |  | Added +3,636 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | $9.9m | 5.2% | 109,073 |  | New +109,073 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | $9.9m | 5.2% | 555,256 |  | Added +36,803 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | $9.7m | 5.1% | 265,438 |  | Added +5,294 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $5.5m | 2.9% | 186,668 |  | Added +25,052 |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | $5.0m | 2.6% | 95,381 |  | Added +3,700 |
| DBX ETF TR | XTRACKERS SHRT | $4.9m | 2.6% | 110,581 |  | Added +7,736 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $4.2m | 2.2% | 57,612 |  | Added +3,530 |
| [ORION GROUP HLDGS INC (ORN)](/companies/orn.md) | COM | $2.8m | 1.5% | 168,704 |  | Unchanged |
| PGIM ETF TR | ACTV HY BD ETF | $2.3m | 1.2% | 66,993 |  | Added +5,284 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $2.3m | 1.2% | 7,683 |  | Added +3,275 |
| INNOVATOR ETFS TRUST | LADDERED ALC BFR | $1.9m | 1.0% | 49,188 |  | Added +334 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $1.8m | 1.0% | 2,785 |  | Added +359 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $1.5m | 0.8% | 2,056 |  | Reduced −49 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $1.3m | 0.7% | 4,541 |  | Reduced −19 |
| VANGUARD BD INDEX FDS | INTERMED TERM | $1.2m | 0.6% | 16,230 |  | Added +983 |
| ISHARES TR | RUS TP200 GR ETF | $1.1m | 0.6% | 3,826 |  | Reduced −311 |
| JOHNSON CONTROLS INTERNATION | SHS | $1.0m | 0.5% | 7,100 |  | Unchanged |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $990.1k | 0.5% | 4,154 |  | Added +189 |
| INVESCO EXCH TRADED FD TR II | S&P 500 HB ETF | $934.6k | 0.5% | 6,007 |  | Reduced −500 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $852.4k | 0.4% | 1,117 |  | Reduced −5 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $781.6k | 0.4% | 3,906 |  | Reduced −411 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $773.1k | 0.4% | 1,545 |  | Reduced −19,077 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $752.0k | 0.4% | 1,788 |  | Reduced −6 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $733.3k | 0.4% | 1,966 |  | Added +121 |
| NEOS ETF TRUST | NEOS S&P 500 HI | $562.2k | 0.3% | 10,590 |  | New +10,590 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $486.8k | 0.3% | 11,305 |  | Reduced −2,215 |
| [VERISK ANALYTICS INC (VRSK)](/companies/vrsk.md) | COM | $458.5k | 0.2% | 2,554 |  | Added +332 |
| ETFIS SER TR I | VIRTUS INFRCAP | $436.0k | 0.2% | 21,196 |  | Reduced −4,540 |
| NEOS ETF TRUST | ENHANCED INCOME | $400.3k | 0.2% | 8,129 |  | New +8,129 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BUF | $395.6k | 0.2% | 5,109 |  | Unchanged |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $392.2k | 0.2% | 1,097 |  | Reduced −24 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $384.1k | 0.2% | 6,741 |  | New +6,741 |
| ISHARES TR | S&P 500 VAL ETF | $377.6k | 0.2% | 1,663 |  | Unchanged |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUL | $343.5k | 0.2% | 6,325 |  | Added +114 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $328.6k | 0.2% | 870 |  | Added +11 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $323.0k | 0.2% | 556 |  | New +556 |
| [LAM RESEARCH CORP (LRCX)](/companies/lrcx.md) | COM NEW | $312.0k | 0.2% | 720 |  | New +720 |
| ISHARES TR | MSCI EMG MKT ETF | $309.4k | 0.2% | 4,523 |  | New +4,523 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | $299.6k | 0.2% | 7,100 |  | Added +170 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $291.6k | 0.2% | 6,283 |  | Added +151 |
| ISHARES TR | S&P 500 GRWT ETF | $287.7k | 0.1% | 2,092 |  | Reduced −250 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $286.1k | 0.1% | 1,137 |  | Added +57 |
| [COSTCO WHOLESALE CORPORATION (COST)](/companies/cost.md) | COM | $274.5k | 0.1% | 293 |  | Added +16 |
| ISHARES TR | RUSSELL 2000 ETF | $271.3k | 0.1% | 903 |  | Added +11 |
| [SHOPIFY INC (SHOP)](/companies/shop.md) | CL A SUB VTG SHS | $269.6k | 0.1% | 2,361 |  | Reduced −195 |
| [UNITEDHEALTH GROUP INC (UNH)](/companies/unh.md) | COM | $236.6k | 0.1% | 569 |  | Reduced −241 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $230.5k | 0.1% | 5,582 |  | Reduced −3,500 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | $227.5k | 0.1% | 6,698 |  | Unchanged |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $219.0k | 0.1% | 1,569 |  | New +1,569 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $217.2k | 0.1% | 855 |  | New +855 |
| [MOTOROLA SOLUTIONS INC (MSI)](/companies/msi.md) | COM NEW | $216.4k | 0.1% | 521 |  | Added +13 |
| INNOVATOR ETFS TRUST | US EQTY BUF DEC | $216.4k | 0.1% | 4,067 |  | Reduced −510 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $214.0k | 0.1% | 201 |  | New +201 |
| ISHARES TR | CORE S&P500 ETF | $212.7k | 0.1% | 284 |  | Reduced −134 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $211.6k | 0.1% | 4,596 |  | Reduced −1,700 |
| INVESCO EXCH TRADED FD TR II | S&P MDCP 400 REV | $203.4k | 0.1% | 1,391 |  | Reduced −2,152 |
| [ENERGY VAULT HOLDINGS INC (NRGV)](/companies/nrgv.md) | COM | $74.2k | <0.1% | 15,752 |  | New +15,752 |
| [CREATIVE MEDIA & CMNTY TR (CMCT)](/companies/cmct.md) | COM | $52.9k | <0.1% | 16,280 |  | New +16,280 |
| PURPLE INNOVATION INC | COM | $3.6k | <0.1% | 10,000 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| CREATIVE MEDIA & CMNTY TR | COM NEW | $0 | 0.0% | 0 |  | Sold out −289,318 |
| GLOBAL X FDS | ADAPTIVE US | $0 | 0.0% | 0 |  | Sold out −5,245 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $0 | 0.0% | 0 |  | Sold out −1,550 |
| [META PLATFORMS INC (META)](/companies/meta.md) | CL A | $0 | 0.0% | 0 |  | Sold out −455 |

Source: SEC EDGAR, Form 13F-HR, accession 0001104659-26-095632. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.