# CERTIOR FINANCIAL GROUP, LLC: Form 13F holdings

An institutional investment manager in KING OF PRUSSIA, PA. SEC CIK 2055620.

- Quarter ended: 2026-06-30
- Filed: 2026-07-20
- Reported value: $182.5m
- Positions: 146 (146 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2055620/000110465926084938/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $13.5m | 7.4% | 400,233 |  | Added +28,915 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $11.6m | 6.3% | 364,332 |  | Added +24,762 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | $10.5m | 5.8% | 255,998 |  | Added +15,847 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $10.5m | 5.8% | 114,558 |  | Reduced −71,738 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $6.5m | 3.6% | 181,064 |  | Added +7,316 |
| VANGUARD WORLD FD | INF TECH ETF | $5.6m | 3.1% | 46,851 |  | Added +41,132 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $5.3m | 2.9% | 103,998 |  | Added +5,193 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $4.3m | 2.4% | 87,414 |  | Added +1,499 |
| ISHARES TR | CORE S&P500 ETF | $4.1m | 2.2% | 5,477 |  | Added +223 |
| SPDR SERIES TRUST | ST STR P500ETF | $3.7m | 2.0% | 42,418 |  | New +42,418 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $3.5m | 1.9% | 12,119 |  | Reduced −61 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $3.3m | 1.8% | 8,856 |  | Added +6,916 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | $3.1m | 1.7% | 60,534 |  | Added +2,760 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $3.0m | 1.7% | 42,724 |  | Added +5,004 |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | $3.0m | 1.6% | 74,643 |  | New +74,643 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $3.0m | 1.6% | 49,464 |  | Added +6,438 |
| HARBOR ETF TRUST | COMM ALL WEA ETF | $2.9m | 1.6% | 100,511 |  | Added +30,417 |
| ISHARES TR | 7-10 YR TRSY BD | $2.9m | 1.6% | 30,539 |  | Added +1,083 |
| PIMCO ETF TR | INTER MUN BD ACT | $2.7m | 1.5% | 51,965 |  | Added +4,457 |
| ISHARES TR | SHRT NAT MUN ETF | $2.7m | 1.5% | 25,395 |  | Added +1,406 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $2.4m | 1.3% | 30,185 |  | Added +2,117 |
| [WORLD GOLD TR (GLDM)](/companies/gldm.md) | SPDR GLD MINIS | $2.0m | 1.1% | 25,401 |  | New +25,401 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $1.9m | 1.1% | 12,335 |  | Added +921 |
| VANGUARD STAR FDS | VG TL INTL STK F | $1.9m | 1.1% | 22,501 |  | Added +598 |
| GMO ETF TRUST | US QUALITY ETF | $1.9m | 1.0% | 45,368 |  | Added +89 |
| [ARES CAPITAL CORP (ARCC)](/companies/arcc.md) | COM | $1.9m | 1.0% | 100,816 |  | Added +28,501 |
| INVESCO QQQ TR | UNIT SER 1 | $1.8m | 1.0% | 2,438 |  | Added +1,944 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | $1.8m | 1.0% | 78,831 |  | Added +5,360 |
| [FS CREDIT OPPORTUNITIES CORP (FSCO)](/companies/fsco.md) | COMMON STOCK | $1.7m | 1.0% | 349,900 |  | Reduced −12,715 |
| HORIZON FDS | LANDMARK ETF | $1.6m | 0.9% | 30,986 |  | Reduced −2,097 |
| ISHARES TR | 0-5 YR TIPS ETF | $1.3m | 0.7% | 12,317 |  | Added +318 |
| CAPITAL GROUP CORE BALANCED | SHS | $1.2m | 0.7% | 32,835 |  | Added +770 |
| [GRAYSCALE BITCOIN TRUST ETF (GBTC)](/companies/gbtc.md) | SHS REP COM UT | $1.2m | 0.7% | 26,973 |  | Reduced −16,017 |
| [FS SPECIALTY LENDING FD (FSSL)](/companies/fssl.md) | COM SH BEN INT | $1.2m | 0.7% | 107,241 |  | Reduced −18,395 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $1.1m | 0.6% | 19,243 |  | Added +7,432 |
| NEOS ETF TRUST | NEOS S&P 500 HI | $1.1m | 0.6% | 20,450 |  | Added +13,200 |
| CAPITAL GROUP INTERNATIONAL | SHS | $1.1m | 0.6% | 29,818 |  | Added +569 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | $1.1m | 0.6% | 23,186 |  | Added +15,280 |
| EXXON MOBIL CORP | COM | $1.1m | 0.6% | 7,689 |  | Reduced −67 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | $1.0m | 0.6% | 23,523 |  | Added +27 |
| ISHARES TR | US TREAS BD ETF | $990.1k | 0.5% | 43,465 |  | Unchanged |
| [ARK 21SHARES BITCOIN ETF (ARKB)](/companies/arkb.md) | SHS BEN INT | $980.2k | 0.5% | 50,368 |  | Added +32,843 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | $962.0k | 0.5% | 22,725 |  | Unchanged |
| [FS KKR CAP CORP (FSK)](/companies/fsk.md) | COM | $957.5k | 0.5% | 91,186 |  | Reduced −27,239 |
| INVESTMENT MANAGERS SER TR I | FPA GBL EQTY ETF | $939.9k | 0.5% | 23,413 |  | Added +165 |
| [STRATEGY INC (MSTR)](/companies/mstr.md) | CL A NEW | $911.5k | 0.5% | 10,485 |  | Unchanged |
| [PHILLIPS EDISON & CO INC (PECO)](/companies/peco.md) | COMMON STOCK | $903.2k | 0.5% | 21,700 |  | Reduced −2,173 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $894.6k | 0.5% | 1,756 |  | Added +2 |
| AMERICAN CENTY ETF TR | US SML CP VALU | $885.3k | 0.5% | 7,096 |  | Added +145 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | $826.9k | 0.5% | 37,099 |  | Added +317 |
| USCF ETF TR | SUMMERHAVEN K1 | $797.3k | 0.4% | 30,154 |  | Added +200 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $735.0k | 0.4% | 17,359 |  | Added +380 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | $730.9k | 0.4% | 15,486 |  | Added +262 |
| HORIZON FDS | EXPEDITION PLUS | $730.5k | 0.4% | 22,346 |  | Reduced −939 |
| [PALANTIR TECHNOLOGIES INC (PLTR)](/companies/pltr.md) | CL A | $723.5k | 0.4% | 6,201 |  | Added +38 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $717.4k | 0.4% | 2,551 |  | Reduced −2 |
| [TEXAS INSTRS INC (TXN)](/companies/txn.md) | COM | $698.7k | 0.4% | 2,344 |  | Added +1 |
| [TAIWAN SEMICONDUCTOR MANUFAC (TSM)](/companies/tsm.md) | SPONSORED ADS | $685.3k | 0.4% | 1,435 |  | Added +15 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $649.9k | 0.4% | 10,574 |  | Added +5,827 |
| [INTEL CORP (INTC)](/companies/intc.md) | COM | $602.9k | 0.3% | 4,318 |  | New +4,318 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $590.3k | 0.3% | 2,346 |  | Reduced −133 |
| [ARES MANAGEMENT CORPORATION (ARES)](/companies/ares.md) | CL A COM STK | $576.2k | 0.3% | 5,177 |  | Added +2,101 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $564.4k | 0.3% | 1,128 |  | Reduced −2 |
| [SNAP ON INC (SNA)](/companies/sna.md) | COM | $559.7k | 0.3% | 1,391 |  | Added +33 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $554.9k | 0.3% | 2,328 |  | Reduced −22 |
| [QUALCOMM INC (QCOM)](/companies/qcom.md) | COM | $554.6k | 0.3% | 3,001 |  | Added +50 |
| [ECOLAB INC (ECL)](/companies/ecl.md) | COM | $546.9k | 0.3% | 1,963 |  | Reduced −2 |
| [CONSOLIDATED EDISON INC (ED)](/companies/ed.md) | COM | $542.7k | 0.3% | 4,905 |  | Added +18 |
| [NVIDIA CORPORATION (NVDA)](/companies/nvda.md) | COM | $511.0k | 0.3% | 2,554 |  | Added +7 |
| ONEOK INC NEW | COM | $510.3k | 0.3% | 5,869 |  | Added +152 |
| [GILEAD SCIENCES INC (GILD)](/companies/gild.md) | COM | $506.2k | 0.3% | 4,007 |  | Added +72 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $502.4k | 0.3% | 1,425 |  | Added +51 |
| [WEC ENERGY GROUP INC (WEC)](/companies/wec.md) | COM | $500.5k | 0.3% | 4,286 |  | Added +109 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $499.8k | 0.3% | 18,044 |  | Added +74 |
| [AIR PRODUCTS AND CHEMICALS I (APD)](/companies/apd.md) | COM | $498.9k | 0.3% | 1,702 |  | Added +66 |
| RBB FUND TRUST | FIRST EAGLE GBL | $491.5k | 0.3% | 10,048 |  | Unchanged |
| [WATSCO INC (WSO)](/companies/wso.md) | COM | $482.9k | 0.3% | 1,159 |  | Added +44 |
| [TESLA INC (TSLA)](/companies/tsla.md) | COM | $469.2k | 0.3% | 1,115 |  | Reduced −72 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $467.4k | 0.3% | 1,251 |  | Reduced −1 |
| [CIBUS INC (CBUS)](/companies/cbus.md) | CL A COM STK | $462.7k | 0.3% | 337,710 |  | Added +19,507 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $460.7k | 0.3% | 1,947 |  | Added +1 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $448.9k | 0.2% | 601 |  | Added +1 |
| ASTRAZENECA PLC | ORD | $447.3k | 0.2% | 2,359 |  | New +2,359 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $438.9k | 0.2% | 12,607 |  | Added +40 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $435.9k | 0.2% | 1,612 |  | Added +82 |
| [BRITISH AMERN TOB PLC (BTI)](/companies/bti.md) | SPONSORED ADR | $435.0k | 0.2% | 7,044 |  | Added +112 |
| [MERCK & CO INC (MRK)](/companies/mrk.md) | COM | $429.0k | 0.2% | 3,339 |  | Added +3 |
| [THOMSON REUTERS CORP (TRI)](/companies/tri.md) | COM | $414.1k | 0.2% | 5,071 |  | New +5,071 |
| [ATMOS ENERGY CORP (ATO)](/companies/ato.md) | COM | $412.8k | 0.2% | 2,396 |  | New +2,396 |
| [FULL TRUCK ALLIANCE CO LTD (YMM)](/companies/ymm.md) | SPONSORED ADS | $395.7k | 0.2% | 48,727 |  | New +48,727 |
| EXCHANGE LISTED FDS TR | SABA INT RATE | $393.4k | 0.2% | 15,342 |  | Reduced −2,100 |
| [REALTY INCOME CORP (O)](/companies/o.md) | COM | $390.6k | 0.2% | 6,305 |  | Added +262 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $384.3k | 0.2% | 327 |  | Unchanged |
| [AUTOMATIC DATA PROCESSING IN (ADP)](/companies/adp.md) | COM | $384.0k | 0.2% | 1,715 |  | Added +166 |
| [REPUBLIC SVCS INC (RSG)](/companies/rsg.md) | COM | $378.4k | 0.2% | 1,776 |  | Added +100 |
| NEOS ETF TRUST | NASDAQ 100 HIGH | $375.6k | 0.2% | 6,614 |  | New +6,614 |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | COM | $373.6k | 0.2% | 1,471 |  | Unchanged |
| GLOBAL X FDS | NASDQ 100 CVRDGW | $371.8k | 0.2% | 12,265 |  | Reduced −1,506 |
| [MICRON TECHNOLOGY INC (MU)](/companies/mu.md) | COM | $371.5k | 0.2% | 322 |  | New +322 |
| [SHELL PLC (SHEL)](/companies/shel.md) | SPON ADS | $371.0k | 0.2% | 4,785 |  | Added +1,534 |
| [NATWEST GROUP PLC (NWG)](/companies/nwg.md) | SPONS ADR | $368.5k | 0.2% | 20,903 |  | Added +1,333 |
| GLOBAL X FDS | RUSSELL 2000 | $368.2k | 0.2% | 23,029 |  | Reduced −2,963 |
| [AMERICAN WTR WKS CO INC NEW (AWK)](/companies/awk.md) | COM | $366.7k | 0.2% | 2,787 |  | Added +153 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $357.2k | 0.2% | 12,138 |  | Added +37 |
| [CME GROUP INC (CME)](/companies/cme.md) | COM | $349.6k | 0.2% | 1,583 |  | Added +46 |
| [SAP SE (SAP)](/companies/sap.md) | SPON ADR | $331.8k | 0.2% | 2,153 |  | Added +625 |
| [MCCORMICK & CO INC (MKC)](/companies/mkc.md) | COM NON VTG | $328.0k | 0.2% | 6,506 |  | Added +1,021 |
| [ADVANCED MICRO DEVICES INC (AMD)](/companies/amd.md) | COM | $326.5k | 0.2% | 562 |  | New +562 |
| MEDTRONIC PLC | SHS | $323.9k | 0.2% | 4,141 |  | Added +257 |
| PGIM ROCK ETF TR | S&P 500 BUFFER | $322.5k | 0.2% | 9,908 |  | Unchanged |
| [SONY GROUP CORP (SONY)](/companies/sony.md) | SPONSORED ADR | $307.2k | 0.2% | 15,313 |  | Added +1,019 |
| [MONDELEZ INTL INC (MDLZ)](/companies/mdlz.md) | CL A | $304.2k | 0.2% | 5,260 |  | New +5,260 |
| ISHARES INC | CORE MSCI EMKT | $296.6k | 0.2% | 3,581 |  | Unchanged |
| FIRST TR EXCH TRADED FD III | HORIZON VOL SMCP | $288.7k | 0.2% | 7,544 |  | Reduced −286 |
| [GRAYSCALE BITCOIN MINI TR ET (BTC)](/companies/btc.md) | SHS NEW | $275.3k | 0.2% | 10,607 |  | Unchanged |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL C | $271.8k | 0.1% | 769 |  | Reduced −37 |
| [BITWISE BITCOIN ETF TR (BITB)](/companies/bitb.md) | SHS BEN INT | $264.5k | 0.1% | 8,301 |  | Added +325 |
| [PIMCO DYNAMIC INCOME FD (PDI)](/companies/pdi.md) | SHS | $263.1k | 0.1% | 15,757 |  | Reduced −1,440 |
| T ROWE PRICE EXCHANGE-TRADED | PRICE BLUE CHIP | $258.8k | 0.1% | 5,167 |  | Added +198 |
| SPDR SERIES TRUST | ST STR SP400VAL | $255.2k | 0.1% | 2,690 |  | Reduced −6 |
| [POSTAL REALTY TRUST INC (PSTL)](/companies/pstl.md) | CL A | $254.9k | 0.1% | 10,347 |  | Added +88 |
| [ESCALADE INC (ESCA)](/companies/esca.md) | COM | $244.1k | 0.1% | 13,000 |  | Added +145 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | COM | $239.5k | 0.1% | 634 |  | Reduced −38 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $235.4k | 0.1% | 3,118 |  | Unchanged |
| SPDR SERIES TRUST | ST STR SP600GRWO | $227.9k | 0.1% | 1,913 |  | New +1,913 |
| ISHARES TR | IBONDS DEC2026 | $225.6k | 0.1% | 9,310 |  | Unchanged |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $223.4k | 0.1% | 6,161 |  | Added +5 |
| [PNC FINL SVCS GROUP INC (PNC)](/companies/pnc.md) | COM | $223.4k | 0.1% | 907 |  | New +907 |
| ARK ETF TR | SPACE & DEFENSE | $222.7k | 0.1% | 6,528 |  | New +6,528 |
| [CROWDSTRIKE HLDGS INC (CRWD)](/companies/crwd.md) | CL A | $219.8k | 0.1% | 288 |  | New +288 |
| [BAR HBR BANKSHARES (BHB)](/companies/bhb.md) | COM | $218.1k | 0.1% | 5,777 |  | New +5,777 |
| [PHILIP MORRIS INTL INC (PM)](/companies/pm.md) | COM | $215.3k | 0.1% | 1,190 |  | New +1,190 |
| ISHARES TR | EXPND TEC SC ETF | $212.4k | 0.1% | 1,299 |  | New +1,299 |
| PGIM ROCK ETF TR | S&P 500 BUFFER | $212.3k | 0.1% | 6,535 |  | New +6,535 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $211.1k | 0.1% | 307 |  | New +307 |
| TIDAL TRUST II | ROUNDHILL GENER | $209.8k | 0.1% | 2,126 |  | New +2,126 |
| [EPR PPTYS (EPR)](/companies/epr.md) | COM SH BEN INT | $207.6k | 0.1% | 3,579 |  | New +3,579 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $206.1k | 0.1% | 2,865 |  | New +2,865 |
| [CONSTELLATION ENERGY CORP (CEG)](/companies/ceg.md) | COM | $203.9k | 0.1% | 821 |  | Added +3 |
| [H2O AMERICA (HTO)](/companies/hto.md) | COM | $203.2k | 0.1% | 3,343 |  | New +3,343 |
| ARK ETF TR | INNOVATION ETF | $201.7k | 0.1% | 2,496 |  | Reduced −1,143 |
| [GCM GROSVENOR INC (GCMG)](/companies/gcmg.md) | COM CL A | $198.3k | 0.1% | 16,126 |  | New +16,126 |
| [SUPERIOR GROUP OF CO INC (SGC)](/companies/sgc.md) | COM | $165.0k | <0.1% | 12,577 |  | Added +682 |
| [HACKETT GROUP INC (HCKT)](/companies/hckt.md) | COM | $145.4k | <0.1% | 13,496 |  | New +13,496 |
| AMPLIFY ETF TR | CEF HIGH INCOME | $141.0k | <0.1% | 12,233 |  | Reduced −1,755 |
| [RESOURCES CONNECTION INC (RGP)](/companies/rgp.md) | COM | $99.6k | <0.1% | 23,442 |  | Added +3,504 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ACCENTURE PLC IRELAND | SHS CLASS A | $0 | 0.0% | 0 |  | Sold out −1,376 |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | $0 | 0.0% | 0 |  | Sold out −7,775 |
| [COINBASE GLOBAL INC (COIN)](/companies/coin.md) | COM CL A | $0 | 0.0% | 0 |  | Sold out −1,200 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | $0 | 0.0% | 0 |  | Sold out −57,472 |
| [MID-AMER APT CMNTYS INC (MAA)](/companies/maa.md) | COM | $0 | 0.0% | 0 |  | Sold out −2,744 |
| [NOVARTIS AG (NVS)](/companies/nvs.md) | SPONSORED ADR | $0 | 0.0% | 0 |  | Sold out −3,342 |
| [RELX PLC (RELX)](/companies/relx.md) | SPONSORED ADR | $0 | 0.0% | 0 |  | Sold out −8,305 |
| SRX HEALTH SOLUTIONS INC. | COM NEW | $0 | 0.0% | 0 |  | Sold out −21,398 |
| [STARWOOD PPTY TR INC (STWD)](/companies/stwd.md) | COM | $0 | 0.0% | 0 |  | Sold out −11,667 |
| THOMSON REUTERS CORP | COM | $0 | 0.0% | 0 |  | Sold out −4,985 |
| WORLD GOLD TR | SPDR GLD MINIS | $0 | 0.0% | 0 |  | Sold out −25,044 |

Source: SEC EDGAR, Form 13F-HR, accession 0001104659-26-084938. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.