# Marshall & Sterling Wealth Advisors Inc.: Form 13F holdings

An institutional investment manager in POUGHKEEPSIE, NY. SEC CIK 2056315.

- Quarter ended: 2026-06-30
- Filed: 2026-07-21
- Reported value: $168.9m
- Positions: 339 (339 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2056315/000205631526000003/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| VANGUARD INTERMEDIATE | MF Closed and MF Open | $12.7m | 7.5% | 154,193 |  | Added +4,593 |
| WISDOMTREE US | MF Closed and MF Open | $12.2m | 7.2% | 128,005 |  | Added +8,601 |
| NEOS S&P | MF Closed and MF Open | $10.2m | 6.0% | 192,330 |  | Added +19,845 |
| FIDELITY HIGH | MF Closed and MF Open | $6.5m | 3.8% | 107,749 |  | Added +2,449 |
| VANGUARD INFORMATION | MF Closed and MF Open | $5.7m | 3.4% | 47,930 |  | Added +40,388 |
| INVESCO S&P | MF Closed and MF Open | $5.7m | 3.4% | 26,923 |  | Added +22,238 |
| ISHARES MSCI | MF Closed and MF Open | $5.3m | 3.1% | 63,815 |  | Reduced −5,702 |
| VANGUARD MID | MF Closed and MF Open | $5.3m | 3.1% | 65,306 |  | Added +50,441 |
| INVESCO S&P | MF Closed and MF Open | $5.1m | 3.0% | 34,972 |  | Added +1,005 |
| SWAN HEDGED | MF Closed and MF Open | $5.1m | 3.0% | 189,652 |  | Added +37,911 |
| TORTOISE NORTH | MF Closed and MF Open | $4.5m | 2.7% | 107,250 |  | Added +7,021 |
| VANGUARD GROWTH | MF Closed and MF Open | $4.1m | 2.4% | 47,651 |  | Added +39,280 |
| INVESCO S&P | MF Closed and MF Open | $3.8m | 2.3% | 63,204 |  | Reduced −3,207 |
| ISHARES 7-10YR | MF Closed and MF Open | $3.7m | 2.2% | 38,958 |  | Added +6,306 |
| NEOS RUSSELL | MF Closed and MF Open | $3.1m | 1.8% | 57,258 |  | Added +8,593 |
| INVESCO S&P | MF Closed and MF Open | $3.1m | 1.8% | 37,648 |  | Reduced −1,509 |
| STATE STREET | MF Closed and MF Open | $3.0m | 1.7% | 43,002 |  | Added +6,918 |
| U S TREASURY | MF Closed and MF Open | $2.9m | 1.7% | 59,825 |  | Added +712 |
| INVESCO MSCI | MF Closed and MF Open | $2.6m | 1.5% | 45,938 |  | Added +7,459 |
| ISHARES AEROSPACE | MF Closed and MF Open | $2.5m | 1.5% | 10,335 |  | Added +930 |
| JPMORGAN HEDGED | MF Closed and MF Open | $2.2m | 1.3% | 33,238 |  | Reduced −23,382 |
| [APPLE INC (AAPL)](/companies/aapl.md) | Common Stock | $2.0m | 1.2% | 7,045 |  | Reduced −102 |
| [INTL BUSINESS (IBM)](/companies/ibm.md) | Common Stock | $1.9m | 1.1% | 6,710 |  | Added +309 |
| F/M U S | MF Closed and MF Open | $1.8m | 1.0% | 35,320 |  | Added +312 |
| [STATE STREET (SPY)](/companies/spy.md) | MF Closed and MF Open | $1.6m | 1.0% | 2,198 |  | Added +285 |
| HARBOR COMMODITY | MF Closed and MF Open | $1.6m | 1.0% | 55,725 |  | Added +13,993 |
| VANGUARD SHORT | MF Closed and MF Open | $1.5m | 0.9% | 18,645 |  | Added +738 |
| VANGUARD SHORT | MF Closed and MF Open | $1.4m | 0.8% | 27,730 |  | Added +24,730 |
| [NORFOLK SOUTHERN (NSC)](/companies/nsc.md) | Common Stock | $1.4m | 0.8% | 4,361 |  | Unchanged |
| [BERKSHIRE HATHAWAY (BRK-B)](/companies/brk-b.md) | Common Stock | $1.4m | 0.8% | 2,736 |  | Reduced −10 |
| U S TREASURY | MF Closed and MF Open | $1.4m | 0.8% | 27,152 |  | Added +141 |
| ISHARES SEMICONDUCTOR | MF Closed and MF Open | $1.3m | 0.7% | 1,961 |  | Reduced −177 |
| [NVIDIA CORP (NVDA)](/companies/nvda.md) | Common Stock | $1.2m | 0.7% | 6,124 |  | Added +2,652 |
| INVESCO QQQ | MF Closed and MF Open | $1.2m | 0.7% | 1,583 |  | Added +252 |
| ISHARES 1-3YR | MF Closed and MF Open | $1.1m | 0.7% | 13,459 |  | Added +119 |
| VANGUARD DIVIDEND | MF Closed and MF Open | $1.1m | 0.7% | 4,654 |  | Reduced −2,315 |
| INNOVATOR EQUITY | MF Closed and MF Open | $1.1m | 0.6% | 27,985 |  | Reduced −3,219 |
| U S TREASURY | MF Closed and MF Open | $1.1m | 0.6% | 21,432 |  | Added +251 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | Common Stock | $1.1m | 0.6% | 2,830 |  | Added +150 |
| NUVEEN ESG | MF Closed and MF Open | $895.2k | 0.5% | 7,648 |  | Reduced −425 |
| [PROCTER & GAMBLE (PG)](/companies/pg.md) | Common Stock | $884.4k | 0.5% | 6,031 |  | Added +1 |
| [CROWDSTRIKE HOLDINGS (CRWD)](/companies/crwd.md) | Common Stock | $800.5k | 0.5% | 1,049 |  | Reduced −112 |
| GLOBAL X | MF Closed and MF Open | $788.7k | 0.5% | 12,020 |  | Added +1,506 |
| [AMAZON COM (AMZN)](/companies/amzn.md) | Common Stock | $751.0k | 0.4% | 3,151 |  | Added +132 |
| [AMGEN INC (AMGN)](/companies/amgn.md) | Common Stock | $750.1k | 0.4% | 2,071 |  | Added +177 |
| PACER METAURUS | MF Closed and MF Open | $657.3k | 0.4% | 14,583 |  | Reduced −8,355 |
| EATON CORP | Common Stock | $648.0k | 0.4% | 1,521 |  | Added +27 |
| [HOME DEPOT (HD)](/companies/hd.md) | Common Stock | $645.2k | 0.4% | 1,829 |  | Added +339 |
| [ARISTA NETWORKS (ANET)](/companies/anet.md) | Common Stock | $643.8k | 0.4% | 3,790 |  | Added +142 |
| [AMERICAN EXPRESS (AXP)](/companies/axp.md) | Common Stock | $622.5k | 0.4% | 1,840 |  | Added +281 |
| [BROADCOM INC (AVGO)](/companies/avgo.md) | Common Stock | $608.8k | 0.4% | 1,612 |  | Added +3 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | Common Stock | $585.7k | 0.3% | 1,639 |  | Added +15 |
| VANGUARD VALUE | MF Closed and MF Open | $578.8k | 0.3% | 2,656 |  | Added +1,078 |
| FIRST TRUST | MF Closed and MF Open | $576.3k | 0.3% | 6,414 |  | Reduced −2,880 |
| [COSTCO WHOLESALE (COST)](/companies/cost.md) | Common Stock | $573.8k | 0.3% | 613 |  | Added +61 |
| [LOCKHEED MARTIN (LMT)](/companies/lmt.md) | Common Stock | $573.1k | 0.3% | 1,125 |  | Added +212 |
| [WASTE MANAGEMENT (WM)](/companies/wm.md) | Common Stock | $572.1k | 0.3% | 2,567 |  | Added +337 |
| [BALCHEM CORP (BCPC)](/companies/bcpc.md) | Common Stock | $570.2k | 0.3% | 3,375 |  | Unchanged |
| [NUVEEN NEW YORK (NNY)](/companies/nny.md) | MF Closed and MF Open | $566.8k | 0.3% | 64,849 |  | Added +3,236 |
| DEFIANCE QUANTUM | MF Closed and MF Open | $559.8k | 0.3% | 3,385 |  | Added +258 |
| [SPDR GOLD (GLDM)](/companies/gldm.md) | MF Closed and MF Open | $547.6k | 0.3% | 6,895 |  | Reduced −278 |
| ISHARES EXPANDED | MF Closed and MF Open | $518.3k | 0.3% | 3,169 |  | Added +406 |
| [RIO TINTO (RIO)](/companies/rio.md) | Common Stock | $516.2k | 0.3% | 5,438 |  | Added +1,283 |
| [CBOE GLOBAL (CBOE)](/companies/cboe.md) | Common Stock | $514.4k | 0.3% | 2,120 |  | Reduced −30 |
| [MCKESSON CORP (MCK)](/companies/mck.md) | Common Stock | $495.2k | 0.3% | 655 |  | Added +147 |
| VANECK MORNINGSTAR | MF Closed and MF Open | $487.9k | 0.3% | 4,693 |  | Reduced −64,451 |
| [ABRDN GLOBAL (AWP)](/companies/awp.md) | MF Closed and MF Open | $479.6k | 0.3% | 40,510 |  | Reduced −377 |
| [COHEN&STEERS (RFI)](/companies/rfi.md) | MF Closed and MF Open | $460.9k | 0.3% | 40,718 |  | Added +609 |
| STATE STREET | MF Closed and MF Open | $459.2k | 0.3% | 10,430 |  | Reduced −157 |
| [COHEN & STEERS (RQI)](/companies/rqi.md) | MF Closed and MF Open | $457.0k | 0.3% | 37,128 |  | Reduced −2,213 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | Common Stock | $442.8k | 0.3% | 1,760 |  | Added +133 |
| STATE STREET | MF Closed and MF Open | $407.8k | 0.2% | 1,793 |  | New +1,793 |
| STATE STREET | MF Closed and MF Open | $394.5k | 0.2% | 2,070 |  | Added +1,860 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | Common Stock | $359.8k | 0.2% | 1,018 |  | Unchanged |
| NUVEEN ESG | MF Closed and MF Open | $350.9k | 0.2% | 6,732 |  | Reduced −207 |
| [CONOCOPHILLIPS (COP)](/companies/cop.md) | Common Stock | $348.9k | 0.2% | 3,356 |  | Unchanged |
| ISHARES ESG | MF Closed and MF Open | $342.2k | 0.2% | 3,328 |  | Added +808 |
| [BANK NEW YORK (BNY)](/companies/bny.md) | Common Stock | $341.9k | 0.2% | 2,365 |  | Unchanged |
| VANECK MORTGAGE | MF Closed and MF Open | $341.2k | 0.2% | 32,936 |  | Added +590 |
| ISHARES RUSSELL | MF Closed and MF Open | $335.6k | 0.2% | 3,042 |  | Unchanged |
| [SCHWAB CHARLES (SCHW)](/companies/schw.md) | Common Stock | $326.3k | 0.2% | 3,536 |  | Added +559 |
| VANGUARD FTSE | MF Closed and MF Open | $321.5k | 0.2% | 4,513 |  | Added +2,861 |
| WISDOMTREE US | MF Closed and MF Open | $320.9k | 0.2% | 5,407 |  | Reduced −2,788 |
| [JPMORGAN CHASE (JPM)](/companies/jpm.md) | Common Stock | $320.7k | 0.2% | 980 |  | Reduced −8 |
| ISHARES MSCI | MF Closed and MF Open | $302.2k | 0.2% | 1,377 |  | Reduced −61 |
| ISHARES ESG | MF Closed and MF Open | $284.2k | 0.2% | 5,449 |  | Added +61 |
| [PHILLIPS 66 (PSX)](/companies/psx.md) | Common Stock | $277.1k | 0.2% | 1,639 |  | Unchanged |
| GLOBAL X | MF Closed and MF Open | $276.1k | 0.2% | 4,624 |  | Reduced −19,856 |
| EXXON MOBIL | Common Stock | $267.7k | 0.2% | 1,958 |  | Unchanged |
| [STRYKER CORP (SYK)](/companies/syk.md) | Common Stock | $256.4k | 0.2% | 814 |  | Added +207 |
| PROSHARES ULTRA | MF Closed and MF Open | $255.4k | 0.2% | 1,645 |  | Unchanged |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | Common Stock | $224.4k | 0.1% | 211 |  | Added +1 |
| [UNITED PARCEL (UPS)](/companies/ups.md) | Common Stock | $212.4k | 0.1% | 1,976 |  | Unchanged |
| [COMMUNITY FINANCIAL (CBU)](/companies/cbu.md) | Common Stock | $201.4k | 0.1% | 3,000 |  | Unchanged |
| ISHARES MSCI | MF Closed and MF Open | $186.5k | 0.1% | 1,933 |  | Reduced −517 |
| ISHARES RUSSELL | MF Closed and MF Open | $183.0k | 0.1% | 755 |  | Reduced −24 |
| SCHWAB US | MF Closed and MF Open | $182.9k | 0.1% | 6,903 |  | Added +80 |
| ISHARES RUSSELL | MF Closed and MF Open | $176.1k | 0.1% | 586 |  | Unchanged |
| ISHARES 0-5 | MF Closed and MF Open | $169.9k | 0.1% | 1,663 |  | Added +31 |
| PACER US | MF Closed and MF Open | $168.6k | <0.1% | 2,711 |  | Reduced −80 |
| [WALMART INC (WMT)](/companies/wmt.md) | Common Stock | $166.9k | <0.1% | 1,474 |  | Reduced −365 |
| VANGUARD S&P | MF Closed and MF Open | $159.3k | <0.1% | 232 |  | Added +11 |
| [HONEYWELL INTL (HON)](/companies/hon.md) | Common Stock | $156.0k | <0.1% | 697 |  | New +697 |
| SCHWAB SHORT | MF Closed and MF Open | $153.5k | <0.1% | 6,358 |  | Added +59 |
| FLEX LTD | Common Stock | $145.9k | <0.1% | 900 |  | Unchanged |
| [HONEYWELL AEROSPACE (HONA)](/companies/hona.md) | Common Stock | $138.6k | <0.1% | 627 |  | New +627 |
| [ROPER TECHNOLOGIES (ROP)](/companies/rop.md) | Common Stock | $133.1k | <0.1% | 393 |  | Unchanged |
| [LOWES COMPANIES (LOW)](/companies/low.md) | Common Stock | $127.4k | <0.1% | 578 |  | Added +3 |
| DIMENSIONAL US | MF Closed and MF Open | $125.7k | <0.1% | 1,535 |  | Unchanged |
| [AUTOMATIC DATA (ADP)](/companies/adp.md) | Common Stock | $121.2k | <0.1% | 541 |  | Unchanged |
| JANUS HENDERSON | MF Closed and MF Open | $120.8k | <0.1% | 2,472 |  | Reduced −1,228 |
| ARK NEXT | MF Closed and MF Open | $120.6k | <0.1% | 832 |  | Unchanged |
| STATE STREET | MF Closed and MF Open | $119.8k | <0.1% | 192 |  | Unchanged |
| ARK INNOVATION | MF Closed and MF Open | $112.7k | <0.1% | 1,395 |  | Unchanged |
| [SPDR S&P (MDY)](/companies/mdy.md) | MF Closed and MF Open | $104.0k | <0.1% | 148 |  | Unchanged |
| ISHARES SELECT | MF Closed and MF Open | $103.2k | <0.1% | 660 |  | Unchanged |
| [M&T BANK (MTB)](/companies/mtb.md) | Common Stock | $99.9k | <0.1% | 420 |  | Reduced −61 |
| ISHARES CORE | MF Closed and MF Open | $99.5k | <0.1% | 1,201 |  | Unchanged |
| [PEPSICO INC (PEP)](/companies/pep.md) | Common Stock | $98.2k | <0.1% | 725 |  | Added +2 |
| SCHWAB US | MF Closed and MF Open | $93.4k | <0.1% | 3,225 |  | Added +2 |
| [MORGAN STANLEY (MS)](/companies/ms.md) | Common Stock | $91.9k | <0.1% | 440 |  | Unchanged |
| [ADVANCED MICRO (AMD)](/companies/amd.md) | Common Stock | $90.0k | <0.1% | 155 |  | Reduced −20 |
| [GOLDMAN SACHS (GS)](/companies/gs.md) | Common Stock | $89.6k | <0.1% | 89 |  | Added +1 |
| VANGUARD HIGH | MF Closed and MF Open | $88.7k | <0.1% | 561 |  | Added +1 |
| STATE STREET | MF Closed and MF Open | $87.9k | <0.1% | 554 |  | New +554 |
| DIMENSIONAL US | MF Closed and MF Open | $86.2k | <0.1% | 1,233 |  | Unchanged |
| [PRUDENTIAL FINANCIAL (PRU)](/companies/pru.md) | Common Stock | $83.4k | <0.1% | 773 |  | Added +7 |
| STATE STREET | MF Closed and MF Open | $82.9k | <0.1% | 1,631 |  | New +1,631 |
| [NOVARTIS AG (NVS)](/companies/nvs.md) | Common Stock | $81.1k | <0.1% | 518 |  | Added +3 |
| JOHN HANCOCK | MF Closed and MF Open | $80.8k | <0.1% | 1,078 |  | Unchanged |
| [LABCORP HOLDINGS (LH)](/companies/lh.md) | Common Stock | $78.2k | <0.1% | 279 |  | Added +1 |
| ISHARES CORE | MF Closed and MF Open | $76.3k | <0.1% | 514 |  | Unchanged |
| [ALTRIA GROUP (MO)](/companies/mo.md) | Common Stock | $72.0k | <0.1% | 1,000 |  | Unchanged |
| ISHARES CORE | MF Closed and MF Open | $67.6k | <0.1% | 2,465 |  | Added +1,975 |
| SCHWAB FUNDAMENTAL | MF Closed and MF Open | $65.3k | <0.1% | 2,101 |  | Added +8 |
| DIMENSIONAL US | MF Closed and MF Open | $64.3k | <0.1% | 780 |  | Unchanged |
| VANGUARD MORTGAGE | MF Closed and MF Open | $62.9k | <0.1% | 1,345 |  | Unchanged |
| FIRST TRUST | MF Closed and MF Open | $61.4k | <0.1% | 560 |  | Reduced −2,086 |
| [ROSS STORES (ROST)](/companies/rost.md) | Common Stock | $60.9k | <0.1% | 286 |  | Added +1 |
| [MERCK & COMPANY (MRK)](/companies/mrk.md) | Common Stock | $59.5k | <0.1% | 463 |  | Added +3 |
| [APPLIED MATERIALS (AMAT)](/companies/amat.md) | Common Stock | $58.8k | <0.1% | 81 |  | Reduced −5 |
| ISHARES ESG | MF Closed and MF Open | $58.4k | <0.1% | 2,522 |  | Added +111 |
| [GE AEROSPACE (GE)](/companies/ge.md) | Common Stock | $58.4k | <0.1% | 156 |  | Reduced −2 |
| [MARVELL TECHNOLOGY (MRVL)](/companies/mrvl.md) | Common Stock | $57.9k | <0.1% | 194 |  | Reduced −21 |
| ISHARES CORE | MF Closed and MF Open | $57.7k | <0.1% | 749 |  | Unchanged |
| CHUBB LTD | Common Stock | $57.6k | <0.1% | 169 |  | Added +1 |
| [TAIWAN SEMICONDUCTOR (TSM)](/companies/tsm.md) | Common Stock | $56.0k | <0.1% | 117 |  | Unchanged |
| [DIGITAL REALTY (DLR)](/companies/dlr.md) | Common Stock | $53.9k | <0.1% | 300 |  | Unchanged |
| [PALANTIR TECHNOLOGIES (PLTR)](/companies/pltr.md) | Common Stock | $51.6k | <0.1% | 442 |  | Reduced −108 |
| GLOBAL X | MF Closed and MF Open | $50.1k | <0.1% | 2,721 |  | Unchanged |
| [WD 40 (WDFC)](/companies/wdfc.md) | Common Stock | $49.7k | <0.1% | 204 |  | Unchanged |
| [NUCOR CORP (NUE)](/companies/nue.md) | Common Stock | $48.6k | <0.1% | 218 |  | Unchanged |
| [ELI LILLY (LLY)](/companies/lly.md) | Common Stock | $48.4k | <0.1% | 40 |  | Unchanged |
| [WALT DISNEY (DIS)](/companies/dis.md) | Common Stock | $48.0k | <0.1% | 499 |  | Unchanged |
| NUVEEN S&P 500 | MF Closed and MF Open | $47.1k | <0.1% | 2,525 |  | Unchanged |
| [INTEL CORP (INTC)](/companies/intc.md) | Common Stock | $46.1k | <0.1% | 330 |  | Unchanged |
| [ABBOTT LABORATORIES (ABT)](/companies/abt.md) | Common Stock | $45.4k | <0.1% | 500 |  | Added +1 |
| [GE VERNOVA (GEV)](/companies/gev.md) | Common Stock | $44.7k | <0.1% | 38 |  | Unchanged |
| [WELLS FARGO (WFC)](/companies/wfc.md) | Common Stock | $44.2k | <0.1% | 535 |  | Unchanged |
| [KEYSIGHT TECHNOLOGIES (KEYS)](/companies/keys.md) | Common Stock | $43.8k | <0.1% | 125 |  | Unchanged |
| [ISHARES GOLD (IAU)](/companies/iau.md) | Common Stock | $42.3k | <0.1% | 560 |  | Unchanged |
| INNOVATOR DEEPWATER | MF Closed and MF Open | $41.7k | <0.1% | 423 |  | Reduced −86 |
| [CSX CORP (CSX)](/companies/csx.md) | Common Stock | $41.4k | <0.1% | 870 |  | Added +3 |
| [BANK AMERICA (BAC)](/companies/bac.md) | Common Stock | $41.3k | <0.1% | 724 |  | Added +2 |
| [SUNOCO LTD (SUN)](/companies/sun.md) | Common Stock | $40.6k | <0.1% | 602 |  | Unchanged |
| STATE STREET | MF Closed and MF Open | $40.5k | <0.1% | 803 |  | Reduced −696 |
| [DELL TECHNOLOGIES (DELL)](/companies/dell.md) | Common Stock | $40.4k | <0.1% | 94 |  | Added +1 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | Common Stock | $40.2k | <0.1% | 149 |  | Unchanged |
| [ENTERPRISE PRODUCTS (EPD)](/companies/epd.md) | Oil & Gas, Real Estate and REIT | $38.9k | <0.1% | 1,058 |  | Unchanged |
| FIRST TRUST | MF Closed and MF Open | $38.6k | <0.1% | 477 |  | Added +1 |
| [NUVEEN NEW YORK (NRK)](/companies/nrk.md) | MF Closed and MF Open | $37.9k | <0.1% | 3,538 |  | Unchanged |
| [AT&T INC (T)](/companies/t.md) | Common Stock | $36.9k | <0.1% | 1,782 |  | Added +15 |
| [BROADRIDGE FINANCIAL (BR)](/companies/br.md) | Common Stock | $36.0k | <0.1% | 263 |  | Unchanged |
| LINDE PLC | Common Stock | $35.3k | <0.1% | 68 |  | Unchanged |
| [ALLSTATE CORP (ALL)](/companies/all.md) | Common Stock | $35.0k | <0.1% | 147 |  | Unchanged |
| ISHARES S&P | MF Closed and MF Open | $35.0k | <0.1% | 237 |  | Unchanged |
| [META PLATFORMS (META)](/companies/meta.md) | Common Stock | $34.7k | <0.1% | 62 |  | Reduced −685 |
| JPMORGAN | MF Closed and MF Open | $33.8k | <0.1% | 550 |  | Reduced −2,964 |
| [WESTERN ASSET (HIX)](/companies/hix.md) | MF Closed and MF Open | $33.4k | <0.1% | 8,422 |  | Unchanged |
| [ANALOG DEVICES (ADI)](/companies/adi.md) | Common Stock | $32.6k | <0.1% | 82 |  | Unchanged |
| [SPDR GOLD (GLD)](/companies/gld.md) | Common Stock | $32.0k | <0.1% | 87 |  | Unchanged |
| EATON VANCE | MF Closed and MF Open | $31.9k | <0.1% | 3,400 |  | Unchanged |
| [DRAFTKINGS INC (DKNG)](/companies/dkng.md) | Common Stock | $31.6k | <0.1% | 1,250 |  | Unchanged |
| VANGUARD EXTENDED | MF Closed and MF Open | $31.6k | <0.1% | 485 |  | Unchanged |
| INVESCO S&P | MF Closed and MF Open | $31.3k | <0.1% | 471 |  | Added +3 |
| [CISCO SYSTEMS (CSCO)](/companies/csco.md) | Common Stock | $30.3k | <0.1% | 258 |  | Unchanged |
| ISHARES RUSSELL | MF Closed and MF Open | $29.9k | <0.1% | 103 |  | Unchanged |
| [TESLA INC (TSLA)](/companies/tsla.md) | Common Stock | $27.8k | <0.1% | 66 |  | Unchanged |
| ISHARES CORE | MF Closed and MF Open | $27.7k | <0.1% | 37 |  | Unchanged |
| [ZILLOW GROUP (ZG)](/companies/zg.md) | Common Stock | $25.5k | <0.1% | 810 |  | Unchanged |
| [MARRIOTT INTL (MAR)](/companies/mar.md) | Common Stock | $25.0k | <0.1% | 68 |  | Unchanged |
| MEDTRONIC PLC | Common Stock | $24.9k | <0.1% | 318 |  | Added +2 |
| [ISHARES GOLD (IAUM)](/companies/iaum.md) | MF Closed and MF Open | $24.4k | <0.1% | 611 |  | Reduced −249 |
| ISHARES SELECT | MF Closed and MF Open | $24.3k | <0.1% | 359 |  | Added +2 |
| [CELESTICA INC (CLS)](/companies/cls.md) | Common Stock | $24.1k | <0.1% | 66 |  | Unchanged |
| [TEXAS INSTRUMENTS (TXN)](/companies/txn.md) | Common Stock | $23.5k | <0.1% | 79 |  | Unchanged |
| [FLAGSTAR BANK (FLG)](/companies/flg.md) | Common Stock | $23.3k | <0.1% | 1,557 |  | Added +1 |
| [AECOM (ACM)](/companies/acm.md) | Common Stock | $23.0k | <0.1% | 330 |  | Unchanged |
| VANGUARD SMALL | MF Closed and MF Open | $22.7k | <0.1% | 62 |  | Unchanged |
| ARK AUTONOMOUS | MF Closed and MF Open | $22.7k | <0.1% | 171 |  | Unchanged |
| JOHN HANCOCK | MF Closed and MF Open | $22.2k | <0.1% | 457 |  | Added +1 |
| [MARATHON PETROLEUM (MPC)](/companies/mpc.md) | Common Stock | $22.2k | <0.1% | 87 |  | Unchanged |
| [ISHARES BITCOIN (IBIT)](/companies/ibit.md) | MF Closed and MF Open | $21.8k | <0.1% | 654 |  | Unchanged |
| [PENN ENTERTAINMENT (PENN)](/companies/penn.md) | Common Stock | $21.4k | <0.1% | 1,000 |  | Unchanged |
| [UNITEDHEALTH GROUP (UNH)](/companies/unh.md) | Common Stock | $21.3k | <0.1% | 51 |  | Unchanged |
| ISHARES INTL | MF Closed and MF Open | $21.2k | <0.1% | 512 |  | Added +13 |
| WISDOMTREE U S | MF Closed and MF Open | $21.1k | <0.1% | 219 |  | Added +1 |
| [ORACLE CORP (ORCL)](/companies/orcl.md) | Common Stock | $21.1k | <0.1% | 144 |  | Added +1 |
| [ROCKET LAB (RKLB)](/companies/rklb.md) | Common Stock | $20.3k | <0.1% | 200 |  | Reduced −45 |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | Common Stock | $19.9k | <0.1% | 200 |  | Unchanged |
| [NEXTPOWER INC (NXT)](/companies/nxt.md) | Common Stock | $18.6k | <0.1% | 156 |  | Unchanged |
| [CUMMINS INC (CMI)](/companies/cmi.md) | Common Stock | $18.5k | <0.1% | 26 |  | Unchanged |
| [LEIDOS HOLDINGS (LDOS)](/companies/ldos.md) | Common Stock | $17.8k | <0.1% | 173 |  | Reduced −2,728 |
| [ARM HOLDINGS (ARM)](/companies/arm.md) | Common Stock | $17.7k | <0.1% | 50 |  | New +50 |
| SCHWAB FUNDAMENTAL | MF Closed and MF Open | $17.6k | <0.1% | 334 |  | Added +1 |
| [AIRJOULE TECHNOLOGIES (AIRJ)](/companies/airj.md) | Common Stock | $16.6k | <0.1% | 3,000 |  | Unchanged |
| [PNC FINANCIAL (PNC)](/companies/pnc.md) | Common Stock | $16.3k | <0.1% | 66 |  | Unchanged |
| JOBY AVIATION | Common Stock | $16.1k | <0.1% | 1,800 |  | Unchanged |
| [CANADIAN NATIONAL (CNI)](/companies/cni.md) | Common Stock | $16.0k | <0.1% | 134 |  | Added +1 |
| [FS KKR (FSK)](/companies/fsk.md) | Common Stock | $15.8k | <0.1% | 1,504 |  | Unchanged |
| ISHARES CORE | MF Closed and MF Open | $15.5k | <0.1% | 161 |  | Unchanged |
| [NEXTERA ENERGY (NEE)](/companies/nee.md) | Common Stock | $14.7k | <0.1% | 168 |  | Unchanged |
| [AFLAC INC (AFL)](/companies/afl.md) | Common Stock | $14.5k | <0.1% | 123 |  | Unchanged |
| [VERIZON COMMUNICATIONS (VZ)](/companies/vz.md) | Common Stock | $14.4k | <0.1% | 340 |  | Reduced −489 |
| TE CONNECTIVITY | Common Stock | $14.3k | <0.1% | 71 |  | Unchanged |
| [NORTHROP GRUMMAN (NOC)](/companies/noc.md) | Common Stock | $13.8k | <0.1% | 27 |  | Unchanged |
| [CONSOLIDATED EDISON (ED)](/companies/ed.md) | Common Stock | $13.7k | <0.1% | 124 |  | Added +1 |
| [ROCKET COS (RKT)](/companies/rkt.md) | Common Stock | $13.7k | <0.1% | 869 |  | Added +77 |
| VANGUARD HEALTH | MF Closed and MF Open | $12.6k | <0.1% | 42 |  | Unchanged |
| [INTUITIVE SURGICAL (ISRG)](/companies/isrg.md) | Common Stock | $11.9k | <0.1% | 30 |  | Unchanged |
| ISHARES S&P | MF Closed and MF Open | $11.9k | <0.1% | 87 |  | Unchanged |
| [GE HEALTHCARE (GEHC)](/companies/gehc.md) | Common Stock | $11.8k | <0.1% | 184 |  | Unchanged |
| WARNER BROS | Common Stock | $11.7k | <0.1% | 440 |  | Unchanged |
| PUTNAM FRANKLIN | MF Closed and MF Open | $11.5k | <0.1% | 1,439 |  | Added +14 |
| VANGUARD SMALL | MF Closed and MF Open | $11.3k | <0.1% | 47 |  | Unchanged |
| [NOVO NORDISK (NVO)](/companies/nvo.md) | Common Stock | $10.7k | <0.1% | 223 |  | Added +5 |
| VANGUARD FINANCIALS | MF Closed and MF Open | $10.5k | <0.1% | 80 |  | Unchanged |
| [SPACE EXPLORATION (SPCX)](/companies/spcx.md) | Common Stock | $10.3k | <0.1% | 60 |  | New +60 |
| [DWAVE QUANTUM (QBTS)](/companies/qbts.md) | Common Stock | $10.2k | <0.1% | 425 |  | Unchanged |
| ASML HOLDING | Common Stock | $10.1k | <0.1% | 5 |  | Unchanged |
| [METLIFE INC (MET)](/companies/met.md) | Common Stock | $10.1k | <0.1% | 119 |  | Unchanged |
| [KYNDRYL HOLDINGS (KD)](/companies/kd.md) | Common Stock | $9.9k | <0.1% | 874 |  | Unchanged |
| [NUVEEN REAL (JRS)](/companies/jrs.md) | MF Closed and MF Open | $9.6k | <0.1% | 1,141 |  | Unchanged |
| ISHARES U S | MF Closed and MF Open | $9.5k | <0.1% | 142 |  | Unchanged |
| PACER DATA | MF Closed and MF Open | $9.3k | <0.1% | 294 |  | Added +1 |
| ISHARES MSCI | MF Closed and MF Open | $9.1k | <0.1% | 98 |  | Added +1 |
| U S GLOBAL | MF Closed and MF Open | $9.0k | <0.1% | 271 |  | Unchanged |
| [GILEAD SCIENCES (GILD)](/companies/gild.md) | Common Stock | $9.0k | <0.1% | 71 |  | Unchanged |
| ONEOK INC | Common Stock | $8.7k | <0.1% | 100 |  | Unchanged |
| [LUMENTUM HOLDINGS (LITE)](/companies/lite.md) | Common Stock | $8.6k | <0.1% | 10 |  | New +10 |
| JOHNSON CONTROLS | Common Stock | $8.2k | <0.1% | 56 |  | Unchanged |
| [IONQ INC (IONQ)](/companies/ionq.md) | Common Stock | $8.0k | <0.1% | 150 |  | Unchanged |
| [PFIZER INC (PFE)](/companies/pfe.md) | Common Stock | $8.0k | <0.1% | 331 |  | Unchanged |
| [JOHNSON & JOHNSON (JNJ)](/companies/jnj.md) | Common Stock | $7.9k | <0.1% | 31 |  | Unchanged |
| GOLDMAN SACHS | MF Closed and MF Open | $7.8k | <0.1% | 55 |  | Unchanged |
| [NOKIA CORP (NOK)](/companies/nok.md) | Common Stock | $6.9k | <0.1% | 523 |  | Added +251 |
| [BITZERO HOLDINGS (AIBZ)](/companies/aibz.md) | Common Stock | $6.8k | <0.1% | 1,000 |  | New +1,000 |
| [COMCAST CORP (CMCSA)](/companies/cmcsa.md) | Common Stock | $6.6k | <0.1% | 270 |  | Added +3 |
| [PIEDMONT REALTY (PDM)](/companies/pdm.md) | Common Stock | $6.5k | <0.1% | 712 |  | Unchanged |
| [BLACKBERRY LTD (BB)](/companies/bb.md) | Common Stock | $6.5k | <0.1% | 510 |  | Unchanged |
| [LIGHTPATH TECHNOLOGIES (LPTH)](/companies/lpth.md) | Common Stock | $6.0k | <0.1% | 370 |  | Reduced −40 |
| CAPITAL GROUP | MF Closed and MF Open | $5.6k | <0.1% | 120 |  | Added +7 |
| ALCON INC | Common Stock | $5.6k | <0.1% | 83 |  | Unchanged |
| VANGUARD FSTE | MF Closed and MF Open | $5.5k | <0.1% | 92 |  | Unchanged |
| [FORTINET INC (FTNT)](/companies/ftnt.md) | Common Stock | $5.4k | <0.1% | 35 |  | Unchanged |
| ISHARES ETHEREUM | MF Closed and MF Open | $5.4k | <0.1% | 450 |  | Unchanged |
| [OMEGA HEALTHCARE (OHI)](/companies/ohi.md) | Common Stock | $5.2k | <0.1% | 109 |  | Unchanged |
| [FULTON FINANCIAL (FULT)](/companies/fult.md) | Common Stock | $5.1k | <0.1% | 211 |  | Unchanged |
| [LAS VEGAS SANDS (LVS)](/companies/lvs.md) | Common Stock | $4.6k | <0.1% | 100 |  | Unchanged |
| [WYNDHAM HOTELS (WH)](/companies/wh.md) | Common Stock | $4.5k | <0.1% | 53 |  | Unchanged |
| VANECK HIGH | MF Closed and MF Open | $4.4k | <0.1% | 85 |  | Reduced −577 |
| MFS INTERMEDIATE INCOME | MF Closed and MF Open | $4.4k | <0.1% | 1,771 |  | Unchanged |
| [NETFLIX INC (NFLX)](/companies/nflx.md) | Common Stock | $4.3k | <0.1% | 60 |  | Unchanged |
| INVESCO SOLAR | MF Closed and MF Open | $4.2k | <0.1% | 71 |  | Unchanged |
| [TRAVEL LEISURE (TNL)](/companies/tnl.md) | Common Stock | $4.1k | <0.1% | 54 |  | Unchanged |
| [EURONET WORLDWIDE (EEFT)](/companies/eeft.md) | Common Stock | $4.1k | <0.1% | 56 |  | Unchanged |
| VANGUARD REAL | MF Closed and MF Open | $4.1k | <0.1% | 42 |  | Unchanged |
| INVESCO OPTIMUM | MF Closed and MF Open | $4.0k | <0.1% | 249 |  | Unchanged |
| VANGUARD TOTAL | MF Closed and MF Open | $3.9k | <0.1% | 11 |  | Unchanged |
| [SALESFORCE INC (CRM)](/companies/crm.md) | Common Stock | $3.9k | <0.1% | 25 |  | Added +15 |
| [SNOWFLAKE INC (SNOW)](/companies/snow.md) | Common Stock | $3.8k | <0.1% | 15 |  | Unchanged |
| [RIGETTI COMPUTING (RGTI)](/companies/rgti.md) | Common Stock | $3.7k | <0.1% | 190 |  | Unchanged |
| ISHARES GLOBAL | MF Closed and MF Open | $3.7k | <0.1% | 132 |  | Added +1 |
| [APPLOVIN CORP (APP)](/companies/app.md) | Common Stock | $3.6k | <0.1% | 7 |  | Unchanged |
| [AMERICAN BATTERY (ABAT)](/companies/abat.md) | Common Stock | $3.6k | <0.1% | 1,264 |  | Unchanged |
| [REGAL REXNORD (RRX)](/companies/rrx.md) | Common Stock | $3.1k | <0.1% | 13 |  | Added +3 |
| [COMPASS MNRLS (CMP)](/companies/cmp.md) | Common Stock | $3.1k | <0.1% | 100 |  | Unchanged |
| [KIMBERLY CLARK (KMB)](/companies/kmb.md) | Common Stock | $3.0k | <0.1% | 27 |  | Unchanged |
| [TARGET CORP (TGT)](/companies/tgt.md) | Common Stock | $2.7k | <0.1% | 21 |  | Unchanged |
| [MODINE MANUFACTURING (MOD)](/companies/mod.md) | Common Stock | $2.7k | <0.1% | 10 |  | Reduced −5 |
| [AIRJOULE TECHNOLOGIES (AIRJ)](/companies/airj.md) | Rights and Bearer Warrants; Warrants (except Bearer) | $2.6k | <0.1% | 2,000 |  | Unchanged |
| AMPLIFY CYBERSECURITY | MF Closed and MF Open | $2.4k | <0.1% | 23 |  | Unchanged |
| SPOTIFY TECHNOLOGY | Common Stock | $2.3k | <0.1% | 5 |  | Unchanged |
| [SHOPIFY INC (SHOP)](/companies/shop.md) | Common Stock | $2.3k | <0.1% | 20 |  | Unchanged |
| [VISHAY INTERTECHNOLOGY (VSH)](/companies/vsh.md) | Common Stock | $2.2k | <0.1% | 40 |  | New +40 |
| WISDOMTREE FLOATING | MF Closed and MF Open | $2.0k | <0.1% | 40 |  | New +40 |
| ARK BLOCKCHAIN | MF Closed and MF Open | $2.0k | <0.1% | 50 |  | Reduced −21 |
| [TERADYNE INC (TER)](/companies/ter.md) | Common Stock | $2.0k | <0.1% | 4 |  | Reduced −11 |
| [QUANTUM COMPUTING (QUBT)](/companies/qubt.md) | Common Stock | $1.9k | <0.1% | 200 |  | Unchanged |
| [TECTONIC THERAPEUTIC (TECX)](/companies/tecx.md) | Common Stock | $1.7k | <0.1% | 50 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $1.5k | <0.1% | 44 |  | Added +6 |
| STATE STREET | MF Closed and MF Open | $1.5k | <0.1% | 28 |  | Unchanged |
| [FOX CORP (FOXA)](/companies/foxa.md) | Common Stock | $1.4k | <0.1% | 27 |  | Unchanged |
| [WABTEC (WAB)](/companies/wab.md) | Common Stock | $1.3k | <0.1% | 5 |  | Unchanged |
| [4D MOLECULAR (FDMT)](/companies/fdmt.md) | Common Stock | $1.3k | <0.1% | 100 |  | Unchanged |
| SPDR S&P | MF Closed and MF Open | $1.2k | <0.1% | 17 |  | Unchanged |
| [PLUG POWER (PLUG)](/companies/plug.md) | Common Stock | $1.1k | <0.1% | 400 |  | Unchanged |
| ADVISORSHARES PURE | MF Closed and MF Open | $1.0k | <0.1% | 200 |  | Unchanged |
| [SOLSTICE ADVANCED (SOLS)](/companies/sols.md) | Common Stock | $976 | <0.1% | 11 |  | Unchanged |
| [VODAFONE GROUP (VOD)](/companies/vod.md) | Common Stock | $967 | <0.1% | 73 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $938 | <0.1% | 19 |  | Added +7 |
| [BROWN & BROWN (BRO)](/companies/bro.md) | Common Stock | $844 | <0.1% | 13 |  | Unchanged |
| [AVISTA CORP (AVA)](/companies/ava.md) | Common Stock | $818 | <0.1% | 20 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $668 | <0.1% | 15 |  | Added +5 |
| [BRIGHTHOUSE FINANCIAL (BHF)](/companies/bhf.md) | Common Stock | $633 | <0.1% | 10 |  | Unchanged |
| COHEN & STEERS | Rights and Bearer Warrants; Warrants (except Bearer) | $518 | <0.1% | 34,879 |  | New +34,879 |
| [NEWS CORP (NWSA)](/companies/nwsa.md) | Common Stock | $501 | <0.1% | 20 |  | Unchanged |
| TRULIEVE CANNABIS | Common Stock | $492 | <0.1% | 50 |  | New +50 |
| STATE STREET | MF Closed and MF Open | $464 | <0.1% | 8 |  | Added +4 |
| [COMPASS THERAPEUTICS (CMPX)](/companies/cmpx.md) | Common Stock | $438 | <0.1% | 200 |  | Unchanged |
| [IMMUNITYBIO INC (IBRX)](/companies/ibrx.md) | Common Stock | $438 | <0.1% | 50 |  | Unchanged |
| [PAYPAL HOLDINGS (PYPL)](/companies/pypl.md) | Common Stock | $432 | <0.1% | 10 |  | Unchanged |
| [LUMEN TECHNOLOGIES (LUMN)](/companies/lumn.md) | Common Stock | $407 | <0.1% | 53 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $398 | <0.1% | 15 |  | Added +6 |
| [VERSANT MEDIA (VSNT)](/companies/vsnt.md) | Common Stock | $363 | <0.1% | 10 |  | Unchanged |
| [OLB GROUP (OLB)](/companies/olb.md) | Common Stock | $343 | <0.1% | 900 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $339 | <0.1% | 15 |  | Added +6 |
| INNOVIZ TECHNOLOGIES | Common Stock | $304 | <0.1% | 400 |  | Unchanged |
| [VERU INC (VERU)](/companies/veru.md) | Common Stock | $297 | <0.1% | 95 |  | Unchanged |
| [GUGGENHEIM STRATEGIC (GOF)](/companies/gof.md) | MF Closed and MF Open | $284 | <0.1% | 26 |  | Unchanged |
| AMRIZE LTD | Common Stock | $213 | <0.1% | 4 |  | Unchanged |
| [BUMBLE INC (BMBL)](/companies/bmbl.md) | Common Stock | $160 | <0.1% | 50 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $150 | <0.1% | 4 |  | Unchanged |
| [CANOPY GROWTH (CGC)](/companies/cgc.md) | Common Stock | $147 | <0.1% | 154 |  | Unchanged |
| ISHARES TRUST | MF Closed and MF Open | $130 | <0.1% | 2 |  | Unchanged |
| CAPITAL GROUP | MF Closed and MF Open | $111 | <0.1% | 4 |  | Added +2 |
| QORVO INC | Common Stock | $93 | <0.1% | 1 |  | Unchanged |
| [ADVANSIX INC (ASIX)](/companies/asix.md) | Common Stock | $44 | <0.1% | 2 |  | Unchanged |
| [AURORA CANNABIS (ACB)](/companies/acb.md) | Common Stock | $3 | <0.1% | 1 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [APPLIED DIGITAL (APLD)](/companies/apld.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −25 |
| [COLGATE-PALMOLIVE (CL)](/companies/cl.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −40 |
| [ELLINGTON FINANCIAL (EFC)](/companies/efc.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −35 |
| FIRST TRUST | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −31 |
| HONEYWELL INTL | Common Stock | $0 | 0.0% | 0 |  | Sold out −807 |
| ISHARES U S | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −60 |
| [KRAFT HEINZ (KHC)](/companies/khc.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −9 |
| [LAM RESEARCH (LRCX)](/companies/lrcx.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −11 |
| [LULULEMON ATHLETICA (LULU)](/companies/lulu.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −6 |
| [MONDELEZ INTERNATIONAL (MDLZ)](/companies/mdlz.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −24 |
| PACER U S | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −6 |
| PENTAIR PLC | Common Stock | $0 | 0.0% | 0 |  | Sold out −13 |
| SKYWATER TECHNOLOGY | Common Stock | $0 | 0.0% | 0 |  | Sold out −100 |
| [SMUCKER JM (SJM)](/companies/sjm.md) | Common Stock | $0 | 0.0% | 0 |  | Sold out −258 |
| STATE STREET | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −614 |
| STATE STREET | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −75 |
| STATE STREET | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −12 |
| WISDOMTREE CLOUD | MF Closed and MF Open | $0 | 0.0% | 0 |  | Sold out −44 |

Source: SEC EDGAR, Form 13F-HR, accession 0002056315-26-000003. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.