# Smith Asset Management Co., LLC: Form 13F holdings

An institutional investment manager in Chiefland, FL. SEC CIK 2068217.

- Quarter ended: 2026-06-30
- Filed: 2026-07-14
- Reported value: $127.1m
- Positions: 70 (70 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/2068217/000117266126002606/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $8.0m | 6.3% | 15,920 |  | Added +377 |
| [NUVEEN PFD & INCOME OPPORTUN (JPC)](/companies/jpc.md) | COM | $7.0m | 5.5% | 890,862 |  | Reduced −20,542 |
| [ARES CAPITAL CORP (ARCC)](/companies/arcc.md) | COM | $6.5m | 5.1% | 349,766 |  | Added +5,487 |
| VANGUARD WORLD FD | INF TECH ETF | $5.5m | 4.3% | 45,680 |  | Added +40,797 |
| [CALAMOS STRATEGIC TOTAL RETU (CSQ)](/companies/csq.md) | COM SH BEN INT | $4.7m | 3.7% | 226,606 |  | Reduced −3,250 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $4.5m | 3.5% | 6,014 |  | Added +33 |
| [DNP SELECT INCOME FD INC (DNP)](/companies/dnp.md) | COM | $4.3m | 3.4% | 396,153 |  | Reduced −5,778 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | $4.0m | 3.1% | 386,580 |  | Reduced −7,517 |
| [APPLE INC (AAPL)](/companies/aapl.md) | COM | $3.8m | 3.0% | 13,293 |  | Added +628 |
| [COHEN & STEERS TOTAL RETURN (RFI)](/companies/rfi.md) | COM | $3.8m | 3.0% | 333,654 |  | Reduced −5,977 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | $3.6m | 2.8% | 9,954 |  | Added +2,049 |
| [FIRST TR ENHANCED EQUITY (FFA)](/companies/ffa.md) | COM | $3.3m | 2.6% | 149,777 |  | Reduced −3,465 |
| [REAVES UTIL INCOME FD (UTG)](/companies/utg.md) | COM SH BEN INT | $3.0m | 2.4% | 73,879 |  | Reduced −1,501 |
| [BARINGS CORPORATE INVS (MCI)](/companies/mci.md) | COM | $3.0m | 2.3% | 169,554 |  | Reduced −3,367 |
| [PIMCO CORPORATE & INCM STRG (PCN)](/companies/pcn.md) | COM | $2.9m | 2.3% | 242,388 |  | Reduced −2,052 |
| [ANNALY CAPITAL MANAGEMENT IN (NLY)](/companies/nly.md) | COM NEW | $2.8m | 2.2% | 125,746 |  | Reduced −263 |
| [BLACKROCK CR ALLOCATION (BTZ)](/companies/btz.md) | COM | $2.8m | 2.2% | 273,343 |  | Reduced −2,945 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | $2.7m | 2.2% | 478,458 |  | Reduced −3,422 |
| [PIMCO DYNAMIC INCOME FD (PDI)](/companies/pdi.md) | SHS | $2.7m | 2.1% | 160,826 |  | Reduced −1,666 |
| [COHEN & STEERS SELECT PFD & (PSF)](/companies/psf.md) | COM | $2.6m | 2.1% | 129,643 |  | Reduced −917 |
| [COHEN & STEERS INFRASTRUCTUR (UTF)](/companies/utf.md) | COM | $2.6m | 2.0% | 93,866 |  | Reduced −1,014 |
| [ABRDN HEALTHCARE INVESTORS (HQH)](/companies/hqh.md) | SH BEN INT | $2.5m | 1.9% | 112,724 |  | Reduced −2,537 |
| [FLAHERTY & CRUMRINE TOTAL RE (FLC)](/companies/flc.md) | COM | $2.1m | 1.6% | 124,011 |  | Reduced −2,120 |
| INVESCO QQQ TR | UNIT SER 1 | $2.0m | 1.6% | 2,747 |  | Added +886 |
| [PIMCO CORPORATE & INCOME OPP (PTY)](/companies/pty.md) | COM | $2.0m | 1.6% | 167,505 |  | Added +2,303 |
| [FLAHERTY & CRUMRINE DYNAMIC (DFP)](/companies/dfp.md) | SHS | $1.9m | 1.5% | 93,742 |  | Reduced −1,325 |
| [MICROSOFT CORP (MSFT)](/companies/msft.md) | COM | $1.9m | 1.5% | 5,066 |  | Added +2,366 |
| [BLACKROCK DEBT STRATEGIES FD (DSU)](/companies/dsu.md) | COM NEW | $1.9m | 1.5% | 194,122 |  | Reduced −5,409 |
| [AMAZON COM INC (AMZN)](/companies/amzn.md) | COM | $1.7m | 1.3% | 7,097 |  | Added +603 |
| [GUGGENHEIM STRATEGIC OPPORTU (GOF)](/companies/gof.md) | COM SBI | $1.5m | 1.2% | 140,005 |  | Added +1,025 |
| [BLACKROCK UTILS INFRASTRUCTU (BUI)](/companies/bui.md) | COM | $1.5m | 1.2% | 52,521 |  | Reduced −814 |
| [ABRDN GLOBAL INFRA INCOME FU (ASGI)](/companies/asgi.md) | COM SHS BEN INT | $1.3m | 1.0% | 56,489 |  | Reduced −2,165 |
| SOURCE CAPITAL | COM SHS OF BEN I | $1.3m | 1.0% | 28,062 |  | Reduced −164 |
| FLAHERTY & CRUMRIN PFD & INM | COM | $1.2m | 1.0% | 74,916 |  | Reduced −1,934 |
| [WSTRN AST GLBL CORP OPP FD I (GDO)](/companies/gdo.md) | COM | $1.2m | 0.9% | 111,189 |  | Reduced −1,471 |
| [BARINGS PARTN INVS (MPV)](/companies/mpv.md) | SH BEN INT | $1.1m | 0.9% | 68,007 |  | Reduced −603 |
| SPDR SERIES TRUST | ST STR P500ETF | $1.1m | 0.9% | 13,001 |  | Added +1,200 |
| [NUVEEN AMT FREE MUN CR INC F (NVG)](/companies/nvg.md) | COM | $1.1m | 0.9% | 86,848 |  | Reduced −877 |
| VANGUARD INDEX FDS | VALUE ETF | $1.1m | 0.9% | 5,071 |  | Reduced −20 |
| COHEN & STEERS REIT & PFD & | COM | $920.4k | 0.7% | 45,341 |  | Added +171 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | $892.4k | 0.7% | 4,654 |  | New +4,654 |
| [COLUMBIA SELIGM PREM TECH GR (STK)](/companies/stk.md) | COM | $845.9k | 0.7% | 15,702 |  | Reduced −368 |
| [FLAHERTY & CRUMRINE PFD INCO (PFD)](/companies/pfd.md) | COM | $845.1k | 0.7% | 72,668 |  | Reduced −1,397 |
| [OMEGA HEALTHCARE INVS INC (OHI)](/companies/ohi.md) | COM | $747.0k | 0.6% | 15,667 |  | Reduced −834 |
| [SUBURBAN PROPANE PARTNERS L (SPH)](/companies/sph.md) | UNIT LTD PARTN | $708.8k | 0.6% | 41,451 |  | Reduced −565 |
| BLACKROCK HEALTH SCIENCES TR | COM | $694.9k | 0.5% | 16,179 |  | Reduced −350 |
| [BLACKROCK LTD DURATION INCOM (BLW)](/companies/blw.md) | COM SHS | $666.4k | 0.5% | 53,354 |  | Reduced −1,711 |
| [OUTFRONT MEDIA INC (OUT)](/companies/out.md) | COM NEW | $634.0k | 0.5% | 19,354 |  | New +19,354 |
| [ALPHABET INC (GOOGL)](/companies/googl.md) | CAP STK CL A | $606.1k | 0.5% | 1,696 |  | Added +116 |
| [BLACKROCK CORPOR HI YLD FD I (HYT)](/companies/hyt.md) | COM | $603.1k | 0.5% | 70,459 |  | Reduced −330 |
| [IRON MTN INC DEL (IRM)](/companies/irm.md) | COM | $600.7k | 0.5% | 4,756 |  | Unchanged |
| [HEALTHPEAK PROPERTIES INC (DOC)](/companies/doc.md) | COM | $583.0k | 0.5% | 27,243 |  | Reduced −150 |
| [STATE STR SPDR DOW JONES IND (DIA)](/companies/dia.md) | UT SER 1 | $561.6k | 0.4% | 1,075 |  | New +1,075 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | $527.8k | 0.4% | 1,723 |  | Reduced −268 |
| [MORGAN STANLEY EMKT DBT FD I (MSD)](/companies/msd.md) | COM | $518.3k | 0.4% | 71,002 |  | Reduced −945 |
| [WALMART INC (WMT)](/companies/wmt.md) | COM | $503.3k | 0.4% | 4,444 |  | Reduced −15 |
| [COHEN & STEERS LTD DURATION (LDP)](/companies/ldp.md) | COM | $383.2k | 0.3% | 18,109 |  | Reduced −907 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $331.5k | 0.3% | 2,619 |  | Reduced −35 |
| [FLAHERTY & CRUMRINE PFD INCO (PFO)](/companies/pfo.md) | COM | $283.8k | 0.2% | 30,718 |  | Reduced −1,100 |
| [ALTRIA GROUP INC (MO)](/companies/mo.md) | COM | $261.6k | 0.2% | 3,636 |  | Reduced −100 |
| [SEVEN HILLS REALTY TRUST (SEVN)](/companies/sevn.md) | COM | $247.2k | 0.2% | 29,326 |  | Reduced −2,727 |
| [AMGEN INC (AMGN)](/companies/amgn.md) | COM | $239.4k | 0.2% | 661 |  | Unchanged |
| [LIBERTY ALL-STAR GROWTH FD I (ASG)](/companies/asg.md) | COM | $220.0k | 0.2% | 40,227 |  | Reduced −1,152 |
| [EATON VANCE TX ADV GLBL DIV (ETG)](/companies/etg.md) | COM | $208.0k | 0.2% | 8,836 |  | New +8,836 |
| [ALLIANCEBERNSTEIN NATL MUN I (AFB)](/companies/afb.md) | COM | $207.7k | 0.2% | 18,203 |  | Unchanged |
| [DIVERSIFIED HEALTHCARE TR (DHC)](/companies/dhc.md) | COM SH BEN INT | $207.3k | 0.2% | 22,293 |  | Unchanged |
| [WESTERN ASSET PREMIER BD FD (WEA)](/companies/wea.md) | SHS BEN INT | $195.6k | 0.2% | 18,367 |  | Unchanged |
| [PUTNAM MUN OPPORTUNITIES TR (PMO)](/companies/pmo.md) | SH BEN INT | $132.3k | 0.1% | 12,549 |  | Reduced −1,193 |
| [LIBERTY ALL STAR EQUITY FD (USA)](/companies/usa.md) | SH BEN INT | $105.8k | <0.1% | 18,202 |  | Reduced −350 |
| SERVICE PPTYS TR | COM SH BEN INT | $30.1k | <0.1% | 17,802 |  | Reduced −100 |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| BLACKROCK UTILS INFRASTRUCTU | RIGHT 04/02/2026 | $0 | 0.0% | 0 |  | Sold out −53,294 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | $0 | 0.0% | 0 |  | Sold out −4,742 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | $0 | 0.0% | 0 |  | Sold out −4,137 |
| VANGUARD INDEX FDS | SMALL CP ETF | $0 | 0.0% | 0 |  | Sold out −3,255 |
| VANGUARD WORLD FD | ENERGY ETF | $0 | 0.0% | 0 |  | Sold out −3,602 |

Source: SEC EDGAR, Form 13F-HR, accession 0001172661-26-002606. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.