# LEIGH BALDWIN & CO., LLC: Form 13F holdings

An institutional investment manager in CAZENOVIA, NY. SEC CIK 946629.

- Quarter ended: 2026-06-30
- Filed: 2026-08-13
- Reported value: $185.7m
- Positions: 182 (182 lines in the filing's table; lines for the same security and option type are added together here)
- Compared with: the 13F for the quarter ended 2026-03-31
- Filing: https://www.sec.gov/Archives/edgar/data/946629/000094662926000004/

## Holdings

As filed, largest first. Reported value is what the manager stated at the quarter end (Jun 30, 2026), in US dollars; it is filing data, not a price. Weight is the share of the total reported value.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| ISHARES TR | CORE DIV GRWTH | $7.8m | 4.2% | 103,228 |  | Added +10,054 |
| [NVIDIA Corporation (NVDA)](/companies/nvda.md) | Common Stock | $7.7m | 4.1% | 38,438 |  | Reduced −2,819 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | $7.6m | 4.1% | 161,564 |  | Added +20,513 |
| ISHARES TR | RUS 1000 GRW ETF | $6.7m | 3.6% | 54,350 |  | Added +41,672 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $6.1m | 3.3% | 123,048 |  | Added +15,470 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | $6.0m | 3.3% | 88,791 |  | Added +27,070 |
| CAPITAL GROUP | CORE PLS INC | $5.6m | 3.0% | 249,853 |  | Added +41,793 |
| [Micron Technology, Inc. (MU)](/companies/mu.md) | Common Stock | $5.1m | 2.7% | 4,400 |  | Reduced −613 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | $4.9m | 2.6% | 108,042 |  | Added +17,991 |
| FT Vest U.S. Equity Buffer ETF | December | $4.6m | 2.5% | 85,055 |  | Added +11,170 |
| [Apple Inc. (AAPL)](/companies/aapl.md) | Common Stock | $4.6m | 2.5% | 15,764 |  | Reduced −1,873 |
| [Alphabet Inc. (GOOGL)](/companies/googl.md) | Class C Capital Stock | $4.1m | 2.2% | 11,476 |  | Added +497 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | $3.5m | 1.9% | 86,048 |  | Added +8,400 |
| ISHARES TR | CORE MSCI EAFE | $2.9m | 1.6% | 30,012 |  | Reduced −5,610 |
| [Amazon.com, Inc. (AMZN)](/companies/amzn.md) | Common Stock | $2.9m | 1.5% | 12,034 |  | Reduced −997 |
| [STATE STR SPDR S&P 500 ETF T (SPY)](/companies/spy.md) | TR UNIT | $2.7m | 1.5% | 3,625 |  | Reduced −231 |
| iShares | Large Cap Core Active ETF | $2.7m | 1.5% | 53,657 |  | Added +12,134 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | $2.6m | 1.4% | 27,164 |  | Added +1,485 |
| FIRST TR EXCHANGE-TRADED FD | WCM INTL EQUITY | $2.4m | 1.3% | 123,828 |  | Added +23,563 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | $2.4m | 1.3% | 45,973 |  | Reduced −9,710 |
| [Microsoft Corporation (MSFT)](/companies/msft.md) | Common Stock | $2.2m | 1.2% | 6,025 |  | Reduced −1,391 |
| [GE VERNOVA INC (GEV)](/companies/gev.md) | COM | $2.1m | 1.1% | 1,809 |  | Added +8 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | $2.1m | 1.1% | 39,709 |  | Added +709 |
| [CORNING INC (GLW)](/companies/glw.md) | COM | $2.1m | 1.1% | 8,176 |  | Reduced −30 |
| [GE AEROSPACE (GE)](/companies/ge.md) | COM NEW | $2.0m | 1.1% | 5,457 |  | Added +1 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $1.9m | 1.0% | 9,111 |  | Added +814 |
| [Tesla, Inc. (TSLA)](/companies/tsla.md) | Common Stock | $1.8m | 0.9% | 4,193 |  | Reduced −566 |
| [RTX CORPORATION (RTX)](/companies/rtx.md) | COM | $1.6m | 0.9% | 8,656 |  | Reduced −5 |
| [Broadcom Inc. (AVGO)](/companies/avgo.md) | Common Stock | $1.6m | 0.9% | 4,323 |  | Reduced −93 |
| [Alphabet Inc. (GOOGL)](/companies/googl.md) | Class A Common Stock | $1.6m | 0.9% | 4,440 |  | Reduced −447 |
| [Walmart Inc. (WMT)](/companies/wmt.md) | Common Stock | $1.4m | 0.7% | 12,183 |  | Added +641 |
| CAPITAL GROUP CORE BALANCED | SHS | $1.4m | 0.7% | 36,315 |  | Added +1,057 |
| [ELI LILLY &CO (LLY)](/companies/lly.md) | COM | $1.3m | 0.7% | 1,112 |  | Reduced −355 |
| ISHARES TR | 1 3 YR TREAS BD | $1.3m | 0.7% | 15,448 |  | Added +976 |
| [CATERPILLAR INC (CAT)](/companies/cat.md) | COM | $1.3m | 0.7% | 1,187 |  | Reduced −80 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | $1.2m | 0.6% | 14,695 |  | Reduced −245 |
| [WASTE MGMT INC DEL (WM)](/companies/wm.md) | COM | $1.2m | 0.6% | 5,259 |  | Added +124 |
| ETF SER SOLUTIONS | DEFIA QUANT ETF | $1.1m | 0.6% | 6,936 |  | Added +142 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | $1.1m | 0.6% | 18,122 |  | Added +1,353 |
| SPDR SERIES TRUST | ST STR P500ETF | $1.1m | 0.6% | 12,329 |  | Reduced −210 |
| ISHARES TR | 7-10 YR TRSY BD | $1.1m | 0.6% | 11,449 |  | Reduced −37 |
| [LOCKHEED MARTIN CORP (LMT)](/companies/lmt.md) | COM | $1.0m | 0.6% | 2,040 |  | Reduced −32 |
| [NUVEEN N Y MUN VALUE FD (NNY)](/companies/nny.md) | COM | $1.0m | 0.6% | 117,483 |  | Reduced −2,335 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $971.0k | 0.5% | 1,480 |  | Added +25 |
| BLACKROCK ETF TRUST | ISHARES DEFENSE | $964.4k | 0.5% | 30,347 |  | Added +10,962 |
| [BERKSHIRE HATHAWAY INC DEL (BRK-B)](/companies/brk-b.md) | CL B NEW | $957.0k | 0.5% | 1,913 |  | Added +4 |
| [Palo Alto Networks, Inc. (PANW)](/companies/panw.md) | Common Stock | $865.9k | 0.5% | 2,539 |  | Reduced −190 |
| EXXON MOBIL CORP | COM | $858.4k | 0.5% | 6,279 |  | Reduced −732 |
| [DEERE &CO (DE)](/companies/de.md) | COM | $836.9k | 0.5% | 1,319 |  | Unchanged |
| [CVS HEALTH CORP (CVS)](/companies/cvs.md) | COM | $829.8k | 0.4% | 8,022 |  | Reduced −179 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $815.7k | 0.4% | 1,188 |  | Unchanged |
| ISHARES TR | CORE S&P500 ETF | $795.3k | 0.4% | 1,062 |  | Reduced −1,268 |
| [Advanced Micro Devices, Inc. (AMD)](/companies/amd.md) | Common Stock | $792.4k | 0.4% | 1,364 |  | Reduced −1,113 |
| iShares Systematic Alternatives Active ETF | SYSTEMATIC ALTS | $777.5k | 0.4% | 27,717 |  | New +27,717 |
| [Costco Wholesale Corporation (COST)](/companies/cost.md) | Common Stock | $774.5k | 0.4% | 828 |  | Reduced −14 |
| [Cisco Systems, Inc. (CSCO)](/companies/csco.md) | Common Stock | $760.5k | 0.4% | 6,475 |  | Reduced −71 |
| [JPMORGAN CHASE &CO (JPM)](/companies/jpm.md) | COM | $744.4k | 0.4% | 2,274 |  | Added +15 |
| [NBT Bancorp Inc. (NBTB)](/companies/nbtb.md) | Common Stock | $741.5k | 0.4% | 15,018 |  | Reduced −192 |
| [SPDR GOLD TR (GLD)](/companies/gld.md) | GOLD SHS | $727.2k | 0.4% | 1,974 |  | Reduced −437 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | $714.1k | 0.4% | 740 |  | Reduced −4 |
| SPDR SERIES TRUST | ST STR P500GRW | $713.7k | 0.4% | 5,998 |  | Reduced −14 |
| EATON CORP PLC | SHS | $699.3k | 0.4% | 1,641 |  | Reduced −144 |
| [MERCK &CO INC (MRK)](/companies/mrk.md) | COM | $694.7k | 0.4% | 5,407 |  | Reduced −157 |
| [ISHARES SILVER TR (SLV)](/companies/slv.md) | ISHARES | $668.4k | 0.4% | 12,500 |  | Added +510 |
| GLOBAL X FDS | ARTIFICIAL ETF | $630.3k | 0.3% | 9,607 |  | Added +15 |
| [Zoom Communications, Inc. (ZM)](/companies/zm.md) | Class A Common Stock | $615.0k | 0.3% | 7,125 |  | Added +1,393 |
| [Lam Research Corporation (LRCX)](/companies/lrcx.md) | Common Stock | $607.3k | 0.3% | 1,401 |  | Reduced −315 |
| [Gilead Sciences, Inc. (GILD)](/companies/gild.md) | Common Stock | $602.6k | 0.3% | 4,769 |  | Added +1 |
| ISHARES TR | US AER DEF ETF | $602.0k | 0.3% | 2,483 |  | Reduced −500 |
| [ARM HOLDINGS PLC (ARM)](/companies/arm.md) | SPONSORED ADS | $592.1k | 0.3% | 1,670 |  | Added +35 |
| ALPS ETF TR | DYNAM US ETF | $577.0k | 0.3% | 8,195 |  | Added +16 |
| [JOHNSON &JOHNSON (JNJ)](/companies/jnj.md) | COM | $574.4k | 0.3% | 2,262 |  | Added +87 |
| [MORGAN STANLEY (MS)](/companies/ms.md) | COM NEW | $568.5k | 0.3% | 2,720 |  | Added +1 |
| [Steel Dynamics, Inc. (STLD)](/companies/stld.md) | Common Stock | $541.7k | 0.3% | 2,361 |  | Added +1 |
| [UBER TECHNOLOGIES INC (UBER)](/companies/uber.md) | COM | $540.6k | 0.3% | 7,491 |  | Reduced −375 |
| [CHEVRON CORPORATION (CVX)](/companies/cvx.md) | COM | $530.7k | 0.3% | 3,202 |  | Added +255 |
| [BRISTOL-MYERS SQUIBB CO (BMY)](/companies/bmy.md) | COM | $530.1k | 0.3% | 9,200 |  | Added +22 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | $517.9k | 0.3% | 1,814 |  | Reduced −85 |
| [Intel Corporation (INTC)](/companies/intc.md) | Common Stock | $515.7k | 0.3% | 3,693 |  | Reduced −1,063 |
| [CITIGROUP INC (C)](/companies/c.md) | COM NEW | $513.0k | 0.3% | 3,666 |  | Reduced −87 |
| [VERIZON COMMUNICATIONS INC (VZ)](/companies/vz.md) | COM | $512.9k | 0.3% | 12,114 |  | Added +238 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | $512.1k | 0.3% | 14,018 |  | Added +5,966 |
| [GABELLI EQUITY TR INC (GAB)](/companies/gab.md) | COM | $487.2k | 0.3% | 86,084 |  | Unchanged |
| [ALLSTATE CORP (ALL)](/companies/all.md) | COM | $481.9k | 0.3% | 2,025 |  | Unchanged |
| [NRG ENERGY INC (NRG)](/companies/nrg.md) | COM NEW | $481.5k | 0.3% | 3,297 |  | Added +12 |
| [SUNCOR ENERGY INC NEW (SU)](/companies/su.md) | COM | $480.8k | 0.3% | 8,957 |  | Added +57 |
| [HOME DEPOT INC (HD)](/companies/hd.md) | COM | $477.4k | 0.3% | 1,354 |  | Reduced −200 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $474.0k | 0.3% | 9,065 |  | Reduced −3,050 |
| [Palantir Technologies Inc. (PLTR)](/companies/pltr.md) | Class A Common Stock | $469.9k | 0.3% | 4,027 |  | Reduced −142 |
| [COCA COLA CO (KO)](/companies/ko.md) | COM | $469.5k | 0.3% | 5,777 |  | Added +18 |
| PACER FDS TR | DEVELOPED MRKT | $465.2k | 0.3% | 11,175 |  | Added +19 |
| [PFIZER INC (PFE)](/companies/pfe.md) | COM | $460.8k | 0.2% | 19,135 |  | Reduced −653 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $459.8k | 0.2% | 7,540 |  | Reduced −45 |
| ISHARES TR | RUSSELL 2000 ETF | $452.4k | 0.2% | 1,506 |  | Reduced −406 |
| [ISHARES GOLD TR (IAU)](/companies/iau.md) | ISHARES NEW | $450.9k | 0.2% | 5,972 |  | Reduced −1,268 |
| [Paychex, Inc. (PAYX)](/companies/payx.md) | Common Stock | $450.2k | 0.2% | 4,579 |  | Added +9 |
| [VISA INC (V)](/companies/v.md) | COM CL A | $447.9k | 0.2% | 1,305 |  | Reduced −154 |
| [WHEATON PRECIOUS METALS CORP (WPM)](/companies/wpm.md) | COM | $445.0k | 0.2% | 3,962 |  | Added +1 |
| [ABBVIE INC (ABBV)](/companies/abbv.md) | COM | $443.2k | 0.2% | 1,761 |  | Added +14 |
| [KAYNE ANDERSON ENERGY INFRST (KYN)](/companies/kyn.md) | COM | $440.6k | 0.2% | 31,861 |  | Added +2,380 |
| INVESCO QQQ TR | UNIT SER 1 | $437.4k | 0.2% | 594 |  | Reduced −162 |
| [Amgen Inc. (AMGN)](/companies/amgn.md) | Common Stock | $436.9k | 0.2% | 1,206 |  | Added +14 |
| [UNITED RENTALS INC (URI)](/companies/uri.md) | COM | $428.2k | 0.2% | 378 |  | Reduced −44 |
| [RYDER SYS INC (R)](/companies/r.md) | COM | $424.4k | 0.2% | 1,609 |  | Reduced −20 |
| [INTERNATIONAL BUSINESS MACHS (IBM)](/companies/ibm.md) | COM | $408.4k | 0.2% | 1,452 |  | Reduced −383 |
| [MCDONALDS CORP (MCD)](/companies/mcd.md) | COM | $406.2k | 0.2% | 1,503 |  | Added +6 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $401.0k | 0.2% | 7,099 |  | Reduced −21 |
| [Meta Platforms, Inc. (META)](/companies/meta.md) | Class A Common Stock | $389.3k | 0.2% | 691 |  | Reduced −363 |
| [DUKE ENERGY CORP NEW (DUK)](/companies/duk.md) | COM NEW | $381.3k | 0.2% | 3,012 |  | Unchanged |
| [SPACE EXPLORATION TECHN CORP (SPCX)](/companies/spcx.md) | CLASS A COM STK | $379.1k | 0.2% | 2,219 |  | New +2,219 |
| [JABIL INC (JBL)](/companies/jbl.md) | COM | $375.5k | 0.2% | 974 |  | Reduced −404 |
| [PROCTER &GAMBLE CO (PG)](/companies/pg.md) | COM | $368.3k | 0.2% | 2,512 |  | Added +5 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $363.7k | 0.2% | 6,068 |  | Added +33 |
| [COLGATE PALMOLIVE CO (CL)](/companies/cl.md) | COM | $361.0k | 0.2% | 3,937 |  | Added +6 |
| [MCKESSON CORP (MCK)](/companies/mck.md) | COM | $357.4k | 0.2% | 473 |  | Reduced −90 |
| [Constellation Energy Corporation (CEG)](/companies/ceg.md) | Common Stock When-Issued | $355.1k | 0.2% | 1,430 |  | Added +1 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $354.3k | 0.2% | 1,497 |  | Unchanged |
| [CARDINAL HEALTH INC (CAH)](/companies/cah.md) | COM | $352.6k | 0.2% | 1,484 |  | Unchanged |
| [CONOCOPHILLIPS (COP)](/companies/cop.md) | COM | $338.9k | 0.2% | 3,260 |  | Reduced −19 |
| [ENTERPRISE PRODS PARTNERS L (EPD)](/companies/epd.md) | COM | $337.1k | 0.2% | 9,171 |  | Reduced −95 |
| [STERLING INFRASTRUCTURE INC (STRL)](/companies/strl.md) | COM | $335.7k | 0.2% | 400 |  | New +400 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | $331.3k | 0.2% | 3,687 |  | Reduced −610 |
| ISHARES TR | MSCI INTL QUALTY | $330.6k | 0.2% | 6,673 |  | Added +1,984 |
| ROYAL CARIBBEAN GROUP | COM | $330.4k | 0.2% | 1,041 |  | Reduced −11 |
| [AT&T INC (T)](/companies/t.md) | COM | $322.1k | 0.2% | 15,559 |  | Added +873 |
| [FREEPORT MCMORAN INC (FCX)](/companies/fcx.md) | CL B | $321.7k | 0.2% | 5,115 |  | Added +739 |
| [EXELON CORP (EXC)](/companies/exc.md) | COM | $316.9k | 0.2% | 6,799 |  | Added +38 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | $314.5k | 0.2% | 1,990 |  | Unchanged |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | $307.6k | 0.2% | 6,785 |  | Added +764 |
| [ENERGY TRANSFER L P (ET)](/companies/et.md) | COM UT LTD PTN | $306.1k | 0.2% | 16,009 |  | Reduced −385 |
| [NUCOR CORP (NUE)](/companies/nue.md) | COM | $305.0k | 0.2% | 1,369 |  | Added +127 |
| ROUNDHILL ETF TRUST | MEMORY ETF | $302.0k | 0.2% | 4,090 |  | New +4,090 |
| [RIOT PLATFORMS INC (RIOT)](/companies/riot.md) | COM | $301.2k | 0.2% | 11,000 |  | Unchanged |
| [Marvell Technology, Inc. (MRVL)](/companies/mrvl.md) | Common Stock | $300.9k | 0.2% | 1,010 |  | New +1,010 |
| SPDR SERIES TRUST | ST STR SP REGBNK | $298.7k | 0.2% | 3,991 |  | Reduced −249 |
| [SOUTHERN CO (SO)](/companies/so.md) | COM | $293.6k | 0.2% | 3,067 |  | Added +11 |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | $290.0k | 0.2% | 3,705 |  | Reduced −255 |
| [BANK OF AMER CORP (BAC)](/companies/bac.md) | COM | $287.4k | 0.2% | 5,045 |  | Reduced −659 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | $286.7k | 0.2% | 4,126 |  | Reduced −57 |
| PACER FDS TR | US SM CAP CA ETF | $285.2k | 0.2% | 5,635 |  | Reduced −55 |
| [BANK OF NY MELLON CORP (BNY)](/companies/bny.md) | COM | $277.0k | 0.1% | 1,916 |  | Reduced −36 |
| [SPX TECHNOLOGIES INC (SPXC)](/companies/spxc.md) | COM | $276.4k | 0.1% | 1,128 |  | Reduced −17 |
| PROCURE ETF TRUST II | SPACE ETF | $272.4k | 0.1% | 5,375 |  | New +5,375 |
| [BOEING CO (BA)](/companies/ba.md) | COM | $271.9k | 0.1% | 1,256 |  | Reduced −15 |
| [Kimberly-Clark Corporation (KMB)](/companies/kmb.md) | Common Stock | $270.3k | 0.1% | 2,463 |  | Added +301 |
| ISHARES TR | PFD AND INCM SEC | $262.6k | 0.1% | 8,613 |  | Added +39 |
| [NORFOLK SOUTHN CORP (NSC)](/companies/nsc.md) | COM | $254.4k | 0.1% | 809 |  | Added +8 |
| [Applied Materials, Inc. (AMAT)](/companies/amat.md) | Common Stock | $254.2k | 0.1% | 352 |  | New +352 |
| TIDAL TRUST II | DEFIA AI PWR ETF | $253.9k | 0.1% | 7,600 |  | New +7,600 |
| ISHARES U S ETF TR | SHOR MAT MUN ETF | $253.3k | 0.1% | 5,028 |  | New +5,028 |
| FIRST TR EXCHNG TRADED FD VI | SMITH OPPORT FXD | $251.7k | 0.1% | 5,771 |  | Reduced −112 |
| [DELEK US HLDGS INC NEW (DK)](/companies/dk.md) | COM | $248.2k | 0.1% | 4,885 |  | New +4,885 |
| FIRST TR EXCHANGE-TRADED FD | LTD DUR INVT ETF | $247.1k | 0.1% | 13,106 |  | Reduced −262 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $246.9k | 0.1% | 4,370 |  | Reduced −45 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | $245.8k | 0.1% | 12,743 |  | Unchanged |
| [SCHWAB CHARLES CORP (SCHW)](/companies/schw.md) | COM | $245.4k | 0.1% | 2,660 |  | Reduced −20 |
| [GRAYSCALE BITCOIN TRUST ETF (GBTC)](/companies/gbtc.md) | SHS REP COM UT | $243.5k | 0.1% | 5,350 |  | Reduced −1,519 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | $240.4k | 0.1% | 5,405 |  | New +5,405 |
| [UNUM GROUP (UNM)](/companies/unm.md) | COM | $236.0k | 0.1% | 2,640 |  | New +2,640 |
| CORGI ETF TR I | LITHOGRAPHY SEMI | $233.5k | 0.1% | 7,300 |  | New +7,300 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | $232.1k | 0.1% | 1,463 |  | Reduced −111 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREAT UNIT | $230.2k | 0.1% | 6,648 |  | New +6,648 |
| [BELDEN INC (BDC)](/companies/bdc.md) | COM | $229.9k | 0.1% | 1,918 |  | Reduced −22 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | $228.8k | 0.1% | 1,235 |  | Reduced −415 |
| [Sandisk Corporation (SNDK)](/companies/sndk.md) | Common Stock When-Issued | $227.4k | 0.1% | 100 |  | New +100 |
| [CIRRUS LOGIC INC (CRUS)](/companies/crus.md) | COM | $226.1k | 0.1% | 1,523 |  | Reduced −22 |
| ISHARES TR | ISHARES BIOTECH | $223.7k | 0.1% | 1,176 |  | New +1,176 |
| [ABRDN ASIA PACIFIC INCOME FU (FAX)](/companies/fax.md) | COM NEW | $223.2k | 0.1% | 15,170 |  | Added +190 |
| FIDELITY COVINGTON TRUST | FIDELITY FUND LR | $223.1k | 0.1% | 6,432 |  | New +6,432 |
| [VALERO ENERGY CORP (VLO)](/companies/vlo.md) | COM | $222.7k | 0.1% | 855 |  | Unchanged |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | $219.0k | 0.1% | 4,337 |  | Added +33 |
| [DISNEY WALT CO (DIS)](/companies/dis.md) | COM | $212.9k | 0.1% | 2,212 |  | Reduced −360 |
| ISHARES TR | RUS 2000 GRW ETF | $212.7k | 0.1% | 540 |  | New +540 |
| [COREWEAVE INC (CRWV)](/companies/crwv.md) | COM CL A | $212.0k | 0.1% | 2,130 |  | New +2,130 |
| ALPS ETF TR | DYNA CORE IN ETF | $211.7k | 0.1% | 9,502 |  | Added +106 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $208.0k | 0.1% | 562 |  | New +562 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | $201.6k | 0.1% | 2,609 |  | New +2,609 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | $171.4k | <0.1% | 12,500 |  | Unchanged |
| [CALAMOS GBL DYN INCOME FUND (CHW)](/companies/chw.md) | COM | $89.1k | <0.1% | 10,000 |  | Unchanged |
| [NUVEEN PFD &INCOME OPPORTUN (JPC)](/companies/jpc.md) | COM | $85.1k | <0.1% | 10,794 |  | Added +256 |
| [GOLD ROYALTY CORP (GROY)](/companies/groy.md) | COMMON SHARES | $27.8k | <0.1% | 10,055 |  | Unchanged |
| [TRX GOLD CORPORATION (TRX)](/companies/trx.md) | COM | $15.5k | <0.1% | 18,750 |  | Unchanged |

## Sold out

Held at the end of the quarter before and not reported this quarter.

| Issuer | Class | Reported value | Weight | Shares | Put or call | Change on the quarter before |
| --- | --- | ---: | ---: | ---: | --- | --- |
| GABELLI EQUITY TR INC | RIGHT 04/14/2026 | $0 | 0.0% | 0 |  | Sold out −86,090 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | $0 | 0.0% | 0 |  | Sold out −6,195 |

Source: SEC EDGAR, Form 13F-HR, accession 0000946629-26-000004. Last ingested by Listed: Oct 22, 2026, 05:26 ET. No prices; not investment advice.