# Nomura Securities Co Ltd: insider transactions

SEC CIK 110097. Roles and transactions as reported on Form 4. Latest Form 4 filed 2016-09-14.

## Roles

| Company | Role | Transactions | First | Latest |
| --- | --- | ---: | --- | --- |
| [Tiptree Inc.](/companies/tipt.md) | 10% owner | 24 | 2016-01-14 | 2016-09-14 |

## Transactions: 24

Every transaction reported, newest first. Codes P and S are open-market purchases and sales. Reported price is as stated on the form.

| Date | Company | Transaction | Shares | Reported price | Value | Filing |
| --- | --- | --- | ---: | ---: | ---: | --- |
| 2016-09-14 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 1,000,000 | $6.15 | $6.2m | [Form 4](/filings/0001104659-16-144659.md) |
| 2016-02-24 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 13,731 | $6.3172 | $86.7k | [Form 4](/filings/0001104659-16-100414.md) |
| 2016-02-23 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 13,147 | $6.2191 | $81.8k | [Form 4](/filings/0001104659-16-099996.md) |
| 2016-02-22 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 9,462 | $6.2775 | $59.4k | [Form 4](/filings/0001104659-16-099541.md) |
| 2016-02-12 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 3,281 | $5.8194 | $19.1k | [Form 4](/filings/0001104659-16-098799.md) |
| 2016-02-11 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 3,200 | $5.8661 | $18.8k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-10 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 2,342 | $5.9287 | $13.9k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-09 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 352 | $5.8215 | $2.0k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-08 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 200 | $5.805 | $1.2k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-05 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 2,700 | $5.8817 | $15.9k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-04 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 3,700 | $6.113 | $22.6k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-03 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 6,096 | $6.004 | $36.6k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-02 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 4,700 | $6.1949 | $29.1k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-02-01 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 6,518 | $6.4757 | $42.2k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-29 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 16,706 | $6.1818 | $103.3k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-28 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 6,600 | $5.9216 | $39.1k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-27 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 7,811 | $5.9861 | $46.8k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-26 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 6,437 | $6.1408 | $39.5k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-25 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 6,930 | $5.9624 | $41.3k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-22 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 9,372 | $5.9505 | $55.8k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-21 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 8,005 | $5.8987 | $47.2k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-19 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 600 | $5.8133 | $3.5k | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-15 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 100 | $5.80 | $580 | [Form 4](/filings/0001104659-16-097317.md) |
| 2016-01-14 | [Tiptree Inc.](/companies/tipt.md) | Sale (S) | 3,342 | $5.8352 | $19.5k | [Form 4](/filings/0001104659-16-097317.md) |

Source: SEC EDGAR, Forms 4. Last ingested by Listed: Nov 3, 2026, 11:30 ET. No prices; not investment advice.