# UBS Group AG: insider transactions

SEC CIK 1610520. Roles and transactions as reported on Form 4. Latest Form 4 filed 2026-05-29.

## Roles

| Company | Role | Transactions | First | Latest |
| --- | --- | ---: | --- | --- |
| [Eaton Vance Senior Income Trust](/companies/evf.md) | 10% owner | 2 | 2016-09-28 | 2026-05-29 |
| [Eaton Vance Senior Floating-Rate Trust](/companies/efr.md) | 10% owner | 16 | 2016-09-28 | 2026-05-29 |
| [Eaton Vance Ltd Duration Income Fund](/companies/evv.md) | 10% owner | 17 | 2019-01-02 | 2026-05-29 |
| [ENDRA Life Sciences Inc.](/companies/ndra.md) | Market maker/broker-dealer | 1 | 2024-08-27 | 2024-08-27 |
| [ENDRA Life Sciences Inc.](/companies/ndra.md) | 10% owner | 1 | 2024-08-27 | 2024-08-27 |
| [Empery Digital Inc.](/companies/empd.md) | 10% owner | 23 | 2024-07-05 | 2024-07-08 |
| [Gabelli Equity Trust Inc](/companies/gab.md) | 10% owner | 2 | 2024-06-26 | 2024-06-28 |
| [Gabelli Dividend & Income Trust](/companies/gdv.md) | 10% owner | 3 | 2024-06-26 | 2024-06-28 |
| [Gabelli Multimedia Trust Inc.](/companies/ggt.md) | 10% owner | 1 | 2024-06-26 | 2024-06-26 |
| [Edible Garden AG Inc](/companies/edbl.md) | 10% owner | 18 | 2024-04-24 | 2024-04-25 |
| [Pimco New York Municipal Income Fund II](/companies/pni.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco Corporate & Income Opportunity Fund](/companies/pty.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco High Income Fund](/companies/phk.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco Corporate & Income Strategy Fund](/companies/pcn.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco Municipal Income Fund II](/companies/pml.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco Income Strategy Fund](/companies/pfl.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [PIMCO Income Strategy Fund II](/companies/pfn.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [Pimco California Municipal Income Fund](/companies/pcq.md) | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| [BNY Mellon Strategic Municipals, Inc.](/companies/leo.md) | 10% owner | 1 | 2023-07-12 | 2023-07-12 |
| [BNY Mellon Strategic Municipal Bond Fund, Inc.](/companies/dsm.md) | 10% owner | 1 | 2023-07-12 | 2023-07-12 |
| [Western Asset Intermediate Muni Fund Inc.](/companies/sbi.md) | 10% owner | 1 | 2023-03-01 | 2023-03-01 |
| [Western Asset Managed Municipals Fund Inc.](/companies/mmu.md) | 10% owner | 4 | 2023-02-24 | 2023-03-01 |
| [Virtus Convertible & Income Fund](/companies/ncv.md) | 10% owner | 5 | 2019-06-17 | 2022-11-03 |
| [Virtus Convertible & Income Fund II](/companies/ncz.md) | 10% owner | 2 | 2019-06-17 | 2022-11-03 |
| [Alliancebernstein National Municipal Income Fund](/companies/afb.md) | 10% owner | 1 | 2018-12-19 | 2018-12-19 |
| [Franklin Ltd Duration Income Trust](/companies/ftf.md) | 10% owner | 1 | 2018-08-31 | 2018-08-31 |

## Transactions: 108

Every transaction reported, newest first. Codes P and S are open-market purchases and sales. Reported price is as stated on the form.

| Date | Company | Transaction | Shares | Reported price | Value | Filing |
| --- | --- | --- | ---: | ---: | ---: | --- |
| 2026-05-29 | [Eaton Vance Senior Floating-Rate Trust](/companies/efr.md) | Other (J) | 1,973 | $24,500.00 | $48.3m | [Form 4](/filings/0001610520-26-000066.md) |
| 2026-05-29 | [Eaton Vance Ltd Duration Income Fund](/companies/evv.md) | Other (J) | 5,148 | $24,500.00 | $126.1m | [Form 4](/filings/0001610520-26-000067.md) |
| 2026-05-29 | [Eaton Vance Senior Income Trust](/companies/evf.md) | Other (J) | 1,022 | $24,500.00 | $25.0m | [Form 4](/filings/0001610520-26-000070.md) |
| 2024-08-27 | [ENDRA Life Sciences Inc.](/companies/ndra.md) | Purchase (P) | 3,715 | $0.5523 | $2.1k | [Form 4](/filings/0001610520-24-000151.md) |
| 2024-08-27 | [ENDRA Life Sciences Inc.](/companies/ndra.md) | Purchase (P) | 0 | $0.00 | $0 | [Form 4/A](/filings/0001610520-24-000153.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 105 | $4.10 | $430.50 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 50 | $4.10 | $205.00 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 16 | $4.10 | $65.60 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 200 | $4.10 | $820.00 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 3 | $4.15 | $12.45 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 3 | $4.21 | $12.63 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 3 | $4.24 | $12.72 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 1 | $4.29 | $4.29 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 25 | $4.39 | $109.75 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Purchase (P) | 5 | $4.5221 | $22.61 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-08 | [Empery Digital Inc.](/companies/empd.md) | Purchase (P) | 100 | $4.53 | $453 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 83 | $4.42 | $366.86 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 200 | $4.42 | $884 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 100 | $4.42 | $442 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 100 | $4.39 | $439.00 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 13 | $4.39 | $57.07 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 49 | $4.43 | $217.07 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 14 | $4.43 | $62.02 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 200 | $4.43 | $886 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Sale (S) | 100 | $4.44 | $444.00 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Purchase (P) | 1 | $4.40 | $4.40 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Purchase (P) | 1 | $4.3885 | $4.39 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-07-05 | [Empery Digital Inc.](/companies/empd.md) | Purchase (P) | 1 | $4.424 | $4.42 | [Form 4](/filings/0001610520-24-000134.md) |
| 2024-06-28 | [Gabelli Equity Trust Inc](/companies/gab.md) | Other (J) | 18 | $25,000.00 | $450.0k | [Form 4](/filings/0001610520-24-000128.md) |
| 2024-06-28 | [Gabelli Dividend & Income Trust](/companies/gdv.md) | Other (J) | 39 | $25,000.00 | $975.0k | [Form 4](/filings/0001610520-24-000129.md) |
| 2024-06-27 | [Gabelli Dividend & Income Trust](/companies/gdv.md) | Other (J) | 6 | $25,000.00 | $150.0k | [Form 4](/filings/0001610520-24-000127.md) |
| 2024-06-26 | [Gabelli Equity Trust Inc](/companies/gab.md) | Other (J) | 17 | $25,000.00 | $425.0k | [Form 4](/filings/0001610520-24-000122.md) |
| 2024-06-26 | [Gabelli Dividend & Income Trust](/companies/gdv.md) | Other (J) | 19 | $25,000.00 | $475.0k | [Form 4](/filings/0001610520-24-000125.md) |
| 2024-06-26 | [Gabelli Multimedia Trust Inc.](/companies/ggt.md) | Other (J) | 4 | $25,000.00 | $100.0k | [Form 4](/filings/0001610520-24-000126.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 26,335 | $5.3192 | $140.1k | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 97 | $6.22 | $603.34 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 190 | $6.235 | $1.2k | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 186 | $6.22 | $1.2k | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 33 | $6.22 | $205.26 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 100 | $6.22 | $622 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 100 | $6.16 | $616 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 14 | $6.16 | $86.24 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 1 | $6.237 | $6.24 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 1 | $5.95 | $5.95 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 2 | $5.883 | $11.77 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 1 | $6.28 | $6.28 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Sale (S) | 3,000 | $6.2485 | $18.7k | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 1 | $6.085 | $6.08 | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 700 | $6.106 | $4.3k | [Form 4](/filings/0001610520-24-000090.md) |
| 2024-04-25 | [Edible Garden AG Inc](/companies/edbl.md) | Purchase (P) | 300 | $6.0008 | $1.8k | [Form 4](/filings/0001610520-24-000090.md) |

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Source: SEC EDGAR, Forms 4. Last ingested by Listed: Nov 1, 2026, 15:30 ET. No prices; not investment advice.