ZAZOVE ASSOCIATES LLC
An institutional investment manager in INCLINE VILLAGE, NV. Its Form 13F for the quarter ended Jun 30, 2026, filed Jul 16, 2026. SEC CIK 1009012.
- Reported value$1.22bn
- Positions151
Holdings: 151 positions
The filing on sec.govAs filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. The manager did not file for the quarter before, so changes are not compared. The filing's table has 157 lines; lines for the same security and option type are added together here.
| Issuer | Class | CUSIP | Reported value$m | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| Tetra Tech Inc New | DBCV 2.250% 8/1 | 88162GAB9 | 62.4 | 5.1% | $59,095,000 principal | Not compared | |
| Parsons Corp Del | NOTE 2.625% 3/0 | 70202LAD4 | 56.9 | 4.6% | $57,602,000 principal | Not compared | |
| Southern Co | NOTE 4.500% 6/1 | 842587DZ7 | 54.9 | 4.5% | $49,750,000 principal | Not compared | |
| Alibaba Group HLDG Ltd | NOTE 0.500% 6/0 | 01609WBG6 | 54.1 | 4.4% | $45,820,000 principal | Not compared | |
| Fluor Corp | NOTE 1.125% 8/1 | 343412AJ1 | 50.1 | 4.1% | $37,865,000 principal | Not compared | |
| Bank of Amer Corp | 7.25%CNV PFD L | 060505682 | 45.1 | 3.7% | 35,925 | Not compared | |
| Itron Inc | NOTE 1.375% 7/1 | 465741AQ9 | 43.3 | 3.5% | $43,380,000 principal | Not compared | |
| Bofa Fin LLC | MTNF 0.600% 5/2 | 09709UV70 | 40.3 | 3.3% | $31,982,000 principal | Not compared | |
| Cyberark Software Ltd | NOTE 6/1 | 23248VAD7 | 39.0 | 3.2% | $23,380,000 principal | Not compared | |
| Nutanix Inc | NOTE 0.250%10/0 | 67059NAH1 | 37.9 | 3.1% | $33,525,000 principal | Not compared | |
| Uber Technologies Inc | NOTE 0.875%12/0 | 90353TAM2 | 37.2 | 3.0% | $31,000,000 principal | Not compared | |
| Cloudflare Inc | NOTE 6/1 | 18915MAF4 | 35.2 | 2.9% | $27,735,000 principal | Not compared | |
| PPL Cap FDG Inc | NOTE 2.875% 3/1 | 69352PAS2 | 31.6 | 2.6% | $27,815,000 principal | Not compared | |
| Guidewire Software Inc | NOTE 1.250%11/0 | 40171VAC4 | 31.0 | 2.5% | $32,195,000 principal | Not compared | |
| Brookdale SR Living Inc | NOTE 2.000%10/1 | 112463AC8 | 28.6 | 2.3% | $14,350,000 principal | Not compared | |
| Revolution Medicines Inc | NOTE 0.500% 5/0 | 76155XAA8 | 27.7 | 2.3% | $21,900,000 principal | Not compared | |
| Repligen Corp | NOTE 1.000%12/1 | 759916AD1 | 27.0 | 2.2% | $26,305,000 principal | Not compared | |
| Aerovironment Inc | NOTE 7/1 | 008073AA6 | 26.8 | 2.2% | $28,490,000 principal | Not compared | |
| Microchip Technology Inc. | NOTE 0.750% 6/0 | 595017BG8 | 26.2 | 2.1% | $23,750,000 principal | Not compared | |
| Evergy Inc | NOTE 4.500%12/1 | 30034WAD8 | 24.1 | 2.0% | $16,895,000 principal | Not compared | |
| Freshpet Inc | NOTE 3.000% 4/0 | 358039AB1 | 23.1 | 1.9% | $19,770,000 principal | Not compared | |
| Integer Holdings Corp | NOTE 2.125% 2/1 | 45826HAB5 | 23.0 | 1.9% | $18,745,000 principal | Not compared | |
| Makemytrip Limited Mauritius | NOTE 7/0 | 56087FAD6 | 19.8 | 1.6% | $21,755,000 principal | Not compared | |
| Northern Oil & Gas Inc | NOTE 3.625% 4/1 | 665531AJ8 | 17.6 | 1.4% | $18,381,000 principal | Not compared | |
| The Realreal Inc | DEBT 4.000% 2/1 | 88339PAJ0 | 15.7 | 1.3% | $11,118,000 principal | Not compared | |
| Global PMTS Inc | NOTE 1.500% 3/0 | 37940XAU6 | 15.6 | 1.3% | $17,365,000 principal | Not compared | |
| Golar LNG Ltd | NOTE 2.750%12/1 | 38046YAD3 | 15.4 | 1.3% | $13,515,000 principal | Not compared | |
| Haemonetics Corp Mass | NOTE 2.500% 6/0 | 405024AD2 | 12.9 | 1.1% | $12,735,000 principal | Not compared | |
| Purecycle Technologies Inc | NOTE 4.750% 7/0 | 74623VAD5 | 11.9 | 1.0% | $11,750,000 principal | Not compared | |
| World Kinect Corporation | NOTE 3.250% 7/0 | 98149GAB6 | 11.1 | 0.9% | $8,545,000 principal | Not compared | |
| Cheesecake Factory Inc | NOTE 2.000% 3/1 | 163072AC5 | 10.8 | 0.9% | $8,490,000 principal | Not compared | |
| Rivian Automotive Inc | NOTE 4.625% 3/1 | 76954AAB9 | 10.7 | 0.9% | $9,000,000 principal | Not compared | |
| PG&E Corp | NOTE 4.250%12/0 | 69331CAL2 | 9.8 | 0.8% | $9,500,000 principal | Not compared | |
| Opko Health Inc | NOTE 3.750% 1/1 | 68375NAG8 | 9.0 | 0.7% | $5,903,000 principal | Not compared | |
| Affirm Holdings Inc | NOTE 0.750%12/1 | 00827BAD8 | 8.7 | 0.7% | $7,500,000 principal | Not compared | |
| On Semiconductor Corp | NOTE 0.500% 3/0 | 682189AU9 | 8.5 | 0.7% | $7,000,000 principal | Not compared | |
| NCL Corp Ltd | NOTE 0.875% 4/1 | 62886HBT7 | 8.4 | 0.7% | $7,540,000 principal | Not compared | |
| Sitime Corp | NOTE 6/1 | 82982TAA4 | 8.3 | 0.7% | $7,500,000 principal | Not compared | |
| Datadog Inc | NOTE 12/0 | 23804LAD5 | 8.2 | 0.7% | $5,800,000 principal | Not compared | |
| Vishay Intertechnology Inc | NOTE 2.250% 9/1 | 928298AR9 | 7.9 | 0.6% | $4,000,000 principal | Not compared | |
| WEC Energy Group Inc | NOTE 3.375% 6/0 | 92939UAT3 | 7.8 | 0.6% | $7,500,000 principal | Not compared | |
| Lantheus Holdings Inc | NOTE 2.625%12/1 | 516544AB9 | 7.3 | 0.6% | $5,000,000 principal | Not compared | |
| Vertex Inc | NOTE 0.750% 5/0 | 92538JAB2 | 7.0 | 0.6% | $7,860,000 principal | Not compared | |
| Impinj Inc | NOTE 1.125% 5/1 | 453204AD1 | 7.0 | 0.6% | $4,990,000 principal | Not compared | |
| Lyft Inc | NOTE 0.625% 3/0 | 55087PAD6 | 6.8 | 0.6% | $6,500,000 principal | Not compared | |
| Alliant Energy Corp | NOTE 3.250% 5/3 | 018802AE8 | 6.6 | 0.5% | $6,000,000 principal | Not compared | |
| Fluence Energy Inc | NOTE 2.250% 6/1 | 34379VAB9 | 6.4 | 0.5% | $5,000,000 principal | Not compared | |
| Alnylam Pharmaceuticals Inc | NOTE 1.000% 9/1 | 02043QAB3 | 6.1 | 0.5% | $5,075,000 principal | Not compared | |
| Super Micro Computer Inc | NOTE 2.250% 7/1 | 86800UAD6 | 5.9 | 0.5% | $6,000,000 principal | Not compared | |
| Rubrik Inc. | NOTE 6/1 | 781154AD1 | 5.8 | 0.5% | $5,685,000 principal | Not compared | |
| CMS Energy Corp | NOTE 3.375% 5/0 | 125896BX7 | 5.1 | 0.4% | $4,545,000 principal | Not compared | |
| Snowflake Inc | NOTE 10/0 | 833445AB5 | 5.0 | 0.4% | $3,000,000 principal | Not compared | |
| Vanguard BD Index FDS | VANGUARD ULTRA | 92203C303 | 5.0 | 0.4% | 100,000 | Not compared | |
| Transmedics Group Inc | NOTE 1.500% 6/0 | 89377MAB5 | 4.9 | 0.4% | $4,500,000 principal | Not compared | |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | 4.8 | 0.4% | $4,000,000 principal | Not compared | |
| Braemar Hotels & Resorts IncBHR | COM | 10482B101 | 4.8 | 0.4% | 2,217,055 | Not compared | |
| Celcuity Inc | NOTE 0.250% 8/0 | 15102KAB6 | 3.9 | 0.3% | $3,425,000 principal | Not compared | |
| Upstart Holdings Inc | NOTE 1.000%11/1 | 91680MAF4 | 3.7 | 0.3% | $4,500,000 principal | Not compared | |
| First Majestic Silver Corp | NOTE 0.375% 1/1 | 32076VAD5 | 3.7 | 0.3% | $3,000,000 principal | Not compared | |
| Westrock Coffee CoWEST | COM | 96145W103 | 3.7 | 0.3% | 450,508 | Not compared | |
| Liberty Media Corp Del | NOTE 2.250% 8/1 | 531229AQ5 | 3.6 | 0.3% | $2,920,000 principal | Not compared | |
| LCI Inds | NOTE 3.000% 3/0 | 501812AD3 | 3.4 | 0.3% | $3,000,000 principal | Not compared | |
| Peloton Interactive Inc | NOTE 5.500%12/0 | 70614WAD2 | 3.2 | 0.3% | $2,000,000 principal | Not compared | |
| Guardant Health Inc | NOTE 11/1 | 40131MAB5 | 3.1 | 0.3% | $2,500,000 principal | Not compared | |
| Trip Com Group Ltd | NOTE 0.750% 6/1 | 89677QAB3 | 3.0 | 0.2% | $3,000,000 principal | Not compared | |
| Jazz Investments I Ltd | NOTE 3.125% 9/1 | 472145AH4 | 2.9 | 0.2% | $1,720,000 principal | Not compared | |
| Urban One IncUONE | COM SHS CL D NON | 91705J402 | 2.5 | 0.2% | 512,035 | Not compared | |
| Tandem Diabetes Care Inc | NOTE 1.500% 3/1 | 875372AD6 | 2.4 | 0.2% | $2,500,000 principal | Not compared | |
| RUM Group IncRUM | *W EXP 09/16/202 | 78137L113 | 2.3 | 0.2% | 1,222,995 | Not compared | |
| Groupon Inc | NOTE 6.250% 3/1 | 399473AH0 | 2.3 | 0.2% | $2,000,000 principal | Not compared | |
| Granite Ridge Resources IncGRNT | COM | 387432107 | 2.2 | 0.2% | 508,970 | Not compared | |
| The Realreal IncREAL | COM | 88339P101 | 2.2 | 0.2% | 185,000 | Not compared | |
| Brookdale SR Living IncBKD | COM | 112463104 | 2.2 | 0.2% | 135,000 | Not compared | |
| Braemar Hotels & Resorts Inc | 5.5 CUM CV PFD B | 10482B200 | 2.0 | 0.2% | 147,383 | Not compared | |
| Purecycle Technologies IncPCT | *W EXP 03/17/202 | 74623V111 | 2.0 | 0.2% | 759,412 | Not compared | |
| Snap Inc | NOTE 0.500% 5/0 | 83304AAK2 | 2.0 | 0.2% | $2,500,000 principal | Not compared | |
| Snowflake Inc | NOTE 10/0 | 833445AD1 | 1.9 | 0.2% | $1,070,000 principal | Not compared | |
| MNTN IncMNTN | CL A | 55318A108 | 1.8 | 0.2% | 200,000 | Not compared | |
| Liberty Media Corp Del | NOTE 3.750% 3/1 | 531229AP7 | 1.8 | 0.1% | $1,550,000 principal | Not compared | |
| ASA Gold and Precious MTLS L | SHS | G3156P103 | 1.7 | 0.1% | 32,655 | Not compared | |
| Nuvation Bio Inc | NOTE 0.750% 7/0 | 67080NAA9 | 1.6 | 0.1% | $1,500,000 principal | Not compared | |
| Integer Holdings Corp | DBCV 1.875% 3/1 | 45826HAD1 | 1.5 | 0.1% | $1,565,000 principal | Not compared | |
| Luxexperience BVLUXE | SPONSORED ADS | 55406W103 | 1.5 | 0.1% | 200,374 | Not compared | |
| BKV CorpBKV | COM | 05603J108 | 1.3 | 0.1% | 46,912 | Not compared | |
| BRC Inc | COM CL A | 05601U105 | 1.1 | <0.1% | 1,010,918 | Not compared | |
| Jd.Com Inc | NOTE 0.250% 6/0 | 47215PAJ5 | 1.1 | <0.1% | $1,130,000 principal | Not compared | |
| Osisko Development Corp | COM NEW | 68828E809 | 1.1 | <0.1% | 450,000 | Not compared | |
| Glass House Brands IncGLAS | SUB REG LTD VTG | 377130406 | 1.0 | <0.1% | 79,844 | Not compared | |
| Akamai Technologies Inc | NOTE 1.125% 2/1 | 00971TAN1 | 1.0 | <0.1% | $800,000 principal | Not compared | |
| Americas Gold and Silver CorUSAS | COM NEW | 03062D803 | 0.9 | <0.1% | 200,000 | Not compared | |
| Kosmos Energy Ltd | NOTE 3.125% 3/1 | 500688AH9 | 0.9 | <0.1% | $1,230,000 principal | Not compared | |
| Gold Royalty CorpGROY | COMMON SHARES | 38071H106 | 0.8 | <0.1% | 300,000 | Not compared | |
| Whirlpool Corp | 8.5 DEP SR A CNV | 963320205 | 0.8 | <0.1% | 22,500 | Not compared | |
| SHIFT4 PMTS Inc | NOTE 0.500% 8/0 | 82452JAD1 | 0.8 | <0.1% | $810,000 principal | Not compared | |
| Alliancebernstein HLDG L PAB | UNIT LTD PARTN | 01881G106 | 0.7 | <0.1% | 19,300 | Not compared | |
| Alphabet Inc | DEP SHS RP1/20 A | 02079K404 | 0.6 | <0.1% | 12,500 | Not compared | |
| B2GOLD Corp | CALL | 11777Q909 | 0.6 | <0.1% | 792,000 | Call | Not compared |
| Amprius Technologies Inc | *W EXP 09/14/202 | 03214Q116 | 0.6 | <0.1% | 102,096 | Not compared | |
| Amphastar Pharmaceuticals in | NOTE 2.000% 3/1 | 03209RAB9 | 0.6 | <0.1% | $640,000 principal | Not compared | |
| Bandwidth Inc | NOTE 0.500% 4/0 | 05988JAD5 | 0.6 | <0.1% | $601,000 principal | Not compared | |
| Cloudflare Inc | NOTE 8/1 | 18915MAC1 | 0.5 | <0.1% | $400,000 principal | Not compared | |
| Net Power Inc | *W EXP 06/08/202 | 64107A113 | 0.5 | <0.1% | 1,533,692 | Not compared | |
| Direxion Shares ETF Trust | DAI SEM 3X ETF | 25461H572 | 0.5 | <0.1% | 140,000 | Not compared | |
| Lithium Argentina AG | NOTE 1.750% 1/1 | 53680QAA6 | 0.5 | <0.1% | $460,000 principal | Not compared | |
| Silvercorp Metals IncSVM | COM | 82835P103 | 0.4 | <0.1% | 41,264 | Not compared | |
| Snap Inc | NOTE 0.125% 3/0 | 83304AAH9 | 0.4 | <0.1% | $420,000 principal | Not compared | |
| TH International Limited | SHS NEW | G8656L130 | 0.4 | <0.1% | 200,281 | Not compared | |
| Sea Ltd | NOTE 0.250% 9/1 | 81141RAG5 | 0.4 | <0.1% | $385,000 principal | Not compared | |
| Marriott Vacations Worldwide | NOTE 3.250%12/1 | 57164YAF4 | 0.4 | <0.1% | $386,000 principal | Not compared | |
| Etsy Inc | NOTE 0.250% 6/1 | 29786AAN6 | 0.4 | <0.1% | $415,000 principal | Not compared | |
| Pennymac Corp | NOTE 8.500% 6/0 | 70932AAH6 | 0.4 | <0.1% | $370,000 principal | Not compared | |
| Redfin Corp | NOTE 0.500% 4/0 | 75737FAE8 | 0.4 | <0.1% | $386,000 principal | Not compared | |
| Blackstone Mortgage Trust in | NOTE 5.500% 3/1 | 09257WAE0 | 0.4 | <0.1% | $354,000 principal | Not compared | |
| Cerence Inc | NOTE 1.500% 7/0 | 156727AD1 | 0.3 | <0.1% | $345,000 principal | Not compared | |
| B2GOLD CorpBTG | COM | 11777Q209 | 0.3 | <0.1% | 75,100 | Not compared | |
| RLJ Lodging TR | CUM CONV PFD A | 74965L200 | 0.3 | <0.1% | 10,809 | Not compared | |
| Enphase Energy Inc | NOTE 3/0 | 29355AAK3 | 0.3 | <0.1% | $276,000 principal | Not compared | |
| Affirm Holdings Inc | NOTE 11/1 | 00827BAB2 | 0.3 | <0.1% | $255,000 principal | Not compared | |
| Bentley Sys Inc | NOTE 0.375% 7/0 | 08265TAD1 | 0.2 | <0.1% | $260,000 principal | Not compared | |
| National Fuel Gas Co | CALL | 636180901 | 0.2 | <0.1% | 29,900 | Call | Not compared |
| Symbotic IncSYM | CLASS A COM | 87151X101 | 0.2 | <0.1% | 55,000 | Call | Not compared |
| Alphabet IncGOOGL | CAP STK CL C | 02079K107 | 0.2 | <0.1% | 17,500 | Call | Not compared |
| Aurora Innovation IncAUR | *W EXP 11/03/202 | 051774115 | 0.2 | <0.1% | 541,491 | Not compared | |
| Simplify Exchange Traded Fun | VOLATILITY PREM | 82889N863 | 0.2 | <0.1% | 10,900 | Not compared | |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | 0.2 | <0.1% | 5,122 | Not compared | |
| Purecycle Technologies IncPCT | COM | 74623V103 | 0.2 | <0.1% | 19,569 | Not compared | |
| Helen of Troy Ltd | PUT | G4388N956 | 0.2 | <0.1% | 50,000 | Put | Not compared |
| Opko Health IncOPK | COM | 68375N103 | 0.2 | <0.1% | 100,000 | Not compared | |
| Nutanix Inc | NOTE 0.500%12/1 | 67059NAK4 | 0.1 | <0.1% | $150,000 principal | Not compared | |
| Archer Aviation Inc | *W EXP 09/16/202 | 03945R110 | 0.1 | <0.1% | 1,185,705 | Not compared | |
| Ishares Inc | MSCI GERMANY ETF | 464286806 | 0.1 | <0.1% | 74,500 | Put | Not compared |
| Alphabet Inc | DEP SHS RP1/20 B | 02079K602 | 0.1 | <0.1% | 2,500 | Not compared | |
| MGP Ingredients Inc New | NOTE 1.875%11/1 | 55303JAB2 | 0.1 | <0.1% | $110,000 principal | Not compared | |
| Draftkings Inc New | NOTE 3/1 | 26142RAB0 | 0.1 | <0.1% | $115,000 principal | Not compared | |
| Ziff Davis Inc | DEBT 3.625% 3/0 | 48123VAH5 | 0.1 | <0.1% | $102,000 principal | Not compared | |
| Energy Transfer L PET | COM UT LTD PTN | 29273V100 | 0.1 | <0.1% | 5,000 | Not compared | |
| Five Below IncFIVE | COM | 33829M101 | 0.1 | <0.1% | 15,000 | Call | Not compared |
| Urban One IncUONE | CL A SHS | 91705J303 | 0.1 | <0.1% | 15,202 | Not compared | |
| FIVE9 Inc | PUT | 338307951 | 0.1 | <0.1% | 15,000 | Put | Not compared |
| Brookdale SR Living Inc | NOTE 3.500%10/1 | 112463AF1 | 0.1 | <0.1% | $30,000 principal | Not compared | |
| Hims & Hers Health Inc | PUT | 433000956 | 0.1 | <0.1% | 40,000 | Put | Not compared |
| Oppfi Inc | *W EXP 07/20/202 | 68386H111 | 0.1 | <0.1% | 1,554,109 | Not compared | |
| State STR SPDR S&P 500 ETF T | PUT | 78462F953 | 0.0 | <0.1% | 60,500 | Put | Not compared |
| SPX Technologies Inc | PUT | 78473E953 | 0.0 | <0.1% | 4,000 | Put | Not compared |
| EL Paso Energy Cap TR I | PFD CV TR SEC 28 | 283678209 | 0.0 | <0.1% | 887 | Not compared | |
| Alliancebernstein HLDG L P | CALL | 01881G906 | 0.0 | <0.1% | 49,000 | Call | Not compared |
| I-80 Gold Corp | *W EXP 11/16/202 | 44955L155 | 0.0 | <0.1% | 38,466 | Not compared | |
| Roadzen Inc | *W EXP 11/30/202 | G7606H116 | 0.0 | <0.1% | 150,602 | Not compared | |
| Adam Nat Res FD IncPEO | COM | 00548F105 | 0.0 | <0.1% | 987 | Not compared | |
| Sunpower IncSPWR | *W EXP 07/31/202 | 20460L112 | 0.0 | <0.1% | 11,327 | Not compared | |
| Robo.Ai Inc. | *W EXP 11/11/202 | G6693P114 | 0.0 | <0.1% | 29,141 | Not compared |
Source: SEC EDGAR, Form 13F-HR, accession 0001420506-26-001244 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.