Nantahala Capital Management, LLC

Name: Nantahala Capital Management, LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in NEW CANAAN, CT. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 14, 2026. SEC CIK 1472322.

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Reported value$3.00bn
Positions307

Holdings: 307 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31. The filing's table has 152 lines; lines for the same security and option type are added together here.

Nantahala Capital Management, LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Put or call	Change on the quarter before
Ishares TR	RUSSELL 2000 ETF	464287655	601	10.0%	2,000,000	Put	Reduced−50,000
Ishares TR	RUSSELL 2000 ETF	464287655	601	10.0%	2,000,000	Put	Reduced−50,000
Peloton Interactive IncPTON	CL A COM	70614W100	97.2	1.6%	16,438,900	Call	Reduced−1,500,000
Peloton Interactive IncPTON	CL A COM	70614W100	97.2	1.6%	16,438,900	Call	Reduced−1,500,000
Herbalife Ltd	COM SHS	G4412G101	86.8	1.4%	6,600,000	Call	Added+1,000,000
Herbalife Ltd	COM SHS	G4412G101	86.8	1.4%	6,600,000	Call	Added+1,000,000
Viatris IncVTRS	COM	92556V106	79.4	1.3%	5,000,000	Call	Unchanged
Viatris IncVTRS	COM	92556V106	79.4	1.3%	5,000,000	Call	Unchanged
Bancorp Inc DelTBBK	COM	05969A105	77.7	1.3%	1,239,887		Reduced−140,569
Bancorp Inc DelTBBK	COM	05969A105	77.7	1.3%	1,239,887		Reduced−140,569
Edwards Lifesciences CorpEW	COM	28176E108	72.4	1.2%	800,000	Put	Unchanged
Edwards Lifesciences CorpEW	COM	28176E108	72.4	1.2%	800,000	Put	Unchanged
SPDR Series Trust	ST STR SP BIOT	78464A870	63.3	1.1%	400,000	Put	Added+100,000
SPDR Series Trust	ST STR SP BIOT	78464A870	63.3	1.1%	400,000	Put	Added+100,000
Bioventus IncBVS	COM CL A	09075A108	56.6	0.9%	6,000,279		Reduced−122,124
Bioventus IncBVS	COM CL A	09075A108	56.6	0.9%	6,000,279		Reduced−122,124
Hilton Grand Vacations IncHGV	COM	43283X105	56.3	0.9%	1,075,000	Call	Unchanged
Hilton Grand Vacations IncHGV	COM	43283X105	56.3	0.9%	1,075,000	Call	Unchanged
Hilton Grand Vacations IncHGV	COM	43283X105	54.1	0.9%	1,033,170		Reduced−480,486
Hilton Grand Vacations IncHGV	COM	43283X105	54.1	0.9%	1,033,170		Reduced−480,486
Savara IncSVRA	COM	805111101	43.0	0.7%	6,976,810		Reduced−367,973
Savara IncSVRA	COM	805111101	43.0	0.7%	6,976,810		Reduced−367,973
Eton Pharmaceuticals IncETON	COM	29772L108	42.6	0.7%	1,175,951		Unchanged
Eton Pharmaceuticals IncETON	COM	29772L108	42.6	0.7%	1,175,951		Unchanged
Amneal Pharmaceuticals IncAMRX	COM STK CL A	03168L105	39.3	0.7%	2,268,751		Reduced−575,357
Amneal Pharmaceuticals IncAMRX	COM STK CL A	03168L105	39.3	0.7%	2,268,751		Reduced−575,357
Evolus IncEOLS	COM	30052C107	38.9	0.6%	5,602,021		Reduced−774,836
Evolus IncEOLS	COM	30052C107	38.9	0.6%	5,602,021		Reduced−774,836
ETF Ser Solutions	DEFIA QUANT ETF	26922A420	36.9	0.6%	223,000	Put	New+223,000
ETF Ser Solutions	DEFIA QUANT ETF	26922A420	36.9	0.6%	223,000	Put	New+223,000
Uniqure NV	SHS	N90064101	36.8	0.6%	800,000	Call	Reduced−1,800,000
Uniqure NV	SHS	N90064101	36.8	0.6%	800,000	Call	Reduced−1,800,000
Avalo Therapeutics IncAVTX	COM NEW	05338F306	34.4	0.6%	1,862,250		Added+627,250
Avalo Therapeutics IncAVTX	COM NEW	05338F306	34.4	0.6%	1,862,250		Added+627,250
LB Pharmaceuticals IncLBRX	COM SHS	50180M108	34.2	0.6%	1,052,894		Unchanged
LB Pharmaceuticals IncLBRX	COM SHS	50180M108	34.2	0.6%	1,052,894		Unchanged
Neurocrine Biosciences IncNBIX	COM	64125C109	33.7	0.6%	200,000	Call	New+200,000
Neurocrine Biosciences IncNBIX	COM	64125C109	33.7	0.6%	200,000	Call	New+200,000
Praxis Precision Medicines IPRAX	COM NEW	74006W207	33.5	0.6%	100,000	Put	New+100,000
Praxis Precision Medicines IPRAX	COM NEW	74006W207	33.5	0.6%	100,000	Put	New+100,000
Anteris Technologies GlobalAVR	COM	03675P102	33.3	0.6%	3,383,335		Reduced−2,147,575
Anteris Technologies GlobalAVR	COM	03675P102	33.3	0.6%	3,383,335		Reduced−2,147,575
Abeona Therapeutics IncABEO	COM NEW	00289Y206	31.7	0.5%	5,136,490		Added+123,438
Abeona Therapeutics IncABEO	COM NEW	00289Y206	31.7	0.5%	5,136,490		Added+123,438
Krystal Biotech IncKRYS	COM	501147102	31.6	0.5%	85,000	Put	New+85,000
Krystal Biotech IncKRYS	COM	501147102	31.6	0.5%	85,000	Put	New+85,000
Peloton Interactive IncPTON	CL A COM	70614W100	30.2	0.5%	5,108,995		Reduced−6,891,005
Peloton Interactive IncPTON	CL A COM	70614W100	30.2	0.5%	5,108,995		Reduced−6,891,005
Establishment Labs Holdings Inc	COM	G31249108	28.8	0.5%	335,830		Reduced−497,126
Establishment Labs Holdings Inc	COM	G31249108	28.8	0.5%	335,830		Reduced−497,126
Xtant Med Holdings IncXTNT	COM NEW	98420P308	28.8	0.5%	68,394,000		Unchanged
Xtant Med Holdings IncXTNT	COM NEW	98420P308	28.8	0.5%	68,394,000		Unchanged
Jack in the Box IncJACK	COM	466367109	27.3	0.5%	1,728,659		Added+185,944
Jack in the Box IncJACK	COM	466367109	27.3	0.5%	1,728,659		Added+185,944
Gogo IncGOGO	COM	38046C109	27.0	0.4%	8,697,731		Reduced−184,305
Gogo IncGOGO	COM	38046C109	27.0	0.4%	8,697,731		Reduced−184,305
Imax CorpIMAX	COM	45245E109	26.2	0.4%	658,009		Added+142,455
Imax CorpIMAX	COM	45245E109	26.2	0.4%	658,009		Added+142,455
Zevra Therapeutics IncZVRA	COM NEW	488445206	25.8	0.4%	1,797,476		Reduced−724,460
Zevra Therapeutics IncZVRA	COM NEW	488445206	25.8	0.4%	1,797,476		Reduced−724,460
Regeneron PharmaceuticalsREGN	COM	75886F107	24.9	0.4%	40,000	Call	Unchanged
Regeneron PharmaceuticalsREGN	COM	75886F107	24.9	0.4%	40,000	Call	Unchanged
Titan Machy IncTITN	COM	88830R101	23.9	0.4%	1,133,088		Reduced−121,432
Titan Machy IncTITN	COM	88830R101	23.9	0.4%	1,133,088		Reduced−121,432
RMR Group IncRMR	CL A	74967R106	23.6	0.4%	1,147,902		Unchanged
RMR Group IncRMR	CL A	74967R106	23.6	0.4%	1,147,902		Unchanged
Fossil Group IncFOSL	COM	34988V106	22.8	0.4%	5,505,128		Added+101,104
Fossil Group IncFOSL	COM	34988V106	22.8	0.4%	5,505,128		Added+101,104
Fox Factory HLDG CorpFOXF	COM	35138V102	22.2	0.4%	1,310,695		Reduced−177,605
Fox Factory HLDG CorpFOXF	COM	35138V102	22.2	0.4%	1,310,695		Reduced−177,605
Mineralys Therapeutics IncMLYS	COM	603170101	22.1	0.4%	820,481		Reduced−75,000
Mineralys Therapeutics IncMLYS	COM	603170101	22.1	0.4%	820,481		Reduced−75,000
Ridenow Group IncRDNW	COM CL B	781386305	21.8	0.4%	3,272,845		Unchanged
Ridenow Group IncRDNW	COM CL B	781386305	21.8	0.4%	3,272,845		Unchanged
Snap IncSNAP	CL A	83304A106	21.3	0.4%	4,800,000	Call	New+4,800,000
Snap IncSNAP	CL A	83304A106	21.3	0.4%	4,800,000	Call	New+4,800,000
Uniqure NV	SHS	N90064101	21.0	0.3%	455,660		Added+218,582
Uniqure NV	SHS	N90064101	21.0	0.3%	455,660		Added+218,582
Aura Biosciences IncAURA	COM	05153U107	21.0	0.3%	2,951,030		Added+833,333
Aura Biosciences IncAURA	COM	05153U107	21.0	0.3%	2,951,030		Added+833,333
Agomab Therapeutics NVAGMB	SPONSORED ADS	00860C102	20.4	0.3%	1,568,188		Added+368,188
Agomab Therapeutics NVAGMB	SPONSORED ADS	00860C102	20.4	0.3%	1,568,188		Added+368,188
Fulcrum Therapeutics IncFULC	COM	359616109	20.0	0.3%	5,475,040		Added+2,425,000
Fulcrum Therapeutics IncFULC	COM	359616109	20.0	0.3%	5,475,040		Added+2,425,000
Benitec Biopharma IncBNTC	COM NEW	08205P209	19.9	0.3%	1,488,371		Added+50,000
Benitec Biopharma IncBNTC	COM NEW	08205P209	19.9	0.3%	1,488,371		Added+50,000
Adma Biologics IncADMA	COM	000899104	19.8	0.3%	2,359,993		New+2,359,993
Adma Biologics IncADMA	COM	000899104	19.8	0.3%	2,359,993		New+2,359,993
Camping World Holdings IncCWH	CL A	13462K109	19.5	0.3%	2,551,055		Reduced−708,219
Camping World Holdings IncCWH	CL A	13462K109	19.5	0.3%	2,551,055		Reduced−708,219
Biocryst Pharmaceuticals IncBCRX	COM	09058V103	19.0	0.3%	1,901,160		Reduced−86,237
Biocryst Pharmaceuticals IncBCRX	COM	09058V103	19.0	0.3%	1,901,160		Reduced−86,237
Mimedx Group IncMDXG	COM	602496101	18.4	0.3%	4,767,552		Added+1,370,253
Mimedx Group IncMDXG	COM	602496101	18.4	0.3%	4,767,552		Added+1,370,253
Abivax SAABVX	SPONSORED ADS	00370M103	17.8	0.3%	133,759		Reduced−3,478
Abivax SAABVX	SPONSORED ADS	00370M103	17.8	0.3%	133,759		Reduced−3,478
Usana Health Sciences IncUSNA	COM	90328M107	17.3	0.3%	810,074		Unchanged
Usana Health Sciences IncUSNA	COM	90328M107	17.3	0.3%	810,074		Unchanged
Monte Rosa Therapeutics IncGLUE	COM	61225M102	15.8	0.3%	651,993		Unchanged
Monte Rosa Therapeutics IncGLUE	COM	61225M102	15.8	0.3%	651,993		Unchanged
Tango Therapeutics IncTNGX	COM	87583X109	15.7	0.3%	500,659		Reduced−749,793
Tango Therapeutics IncTNGX	COM	87583X109	15.7	0.3%	500,659		Reduced−749,793
Geron CorpGERN	COM	374163103	15.6	0.3%	12,225,000		Added+1,000,000
Geron CorpGERN	COM	374163103	15.6	0.3%	12,225,000		Added+1,000,000
VOR Biopharma IncVOR	COM NEW	929033207	15.6	0.3%	845,000		New+845,000
VOR Biopharma IncVOR	COM NEW	929033207	15.6	0.3%	845,000		New+845,000
Camping World Holdings IncCWH	CL A	13462K109	15.3	0.3%	2,000,000	Call	Unchanged
Camping World Holdings IncCWH	CL A	13462K109	15.3	0.3%	2,000,000	Call	Unchanged
Keros Therapeutics IncKROS	COM	492327101	15.1	0.3%	1,410,419		Added+50,000
Keros Therapeutics IncKROS	COM	492327101	15.1	0.3%	1,410,419		Added+50,000
Silence Therapeutics plcSLN	ADS	82686Q101	14.8	0.2%	1,346,731		Reduced−800,000
Silence Therapeutics plcSLN	ADS	82686Q101	14.8	0.2%	1,346,731		Reduced−800,000
Apyx Medical CorporationAPYX	COM	03837C106	14.7	0.2%	3,270,248		Reduced−170,056
Apyx Medical CorporationAPYX	COM	03837C106	14.7	0.2%	3,270,248		Reduced−170,056
Jefferson Capital IncJCAP	COM	47248R103	14.6	0.2%	750,000		Unchanged
Jefferson Capital IncJCAP	COM	47248R103	14.6	0.2%	750,000		Unchanged
Herbalife Ltd	COM SHS	G4412G101	14.6	0.2%	1,109,154		Reduced−244,499
Herbalife Ltd	COM SHS	G4412G101	14.6	0.2%	1,109,154		Reduced−244,499
Planet Fitness Master IssuerPLNT	CL A	72703H101	14.6	0.2%	279,000		New+279,000
Planet Fitness Master IssuerPLNT	CL A	72703H101	14.6	0.2%	279,000		New+279,000
Verastem IncVSTM	COM NEW	92337C203	13.7	0.2%	3,584,820		Unchanged
Verastem IncVSTM	COM NEW	92337C203	13.7	0.2%	3,584,820		Unchanged
Fox Factory HLDG CorpFOXF	COM	35138V102	13.6	0.2%	800,000	Call	Unchanged
Fox Factory HLDG CorpFOXF	COM	35138V102	13.6	0.2%	800,000	Call	Unchanged
Distribution Solutions GRP IDSGR	COM	520776105	13.5	0.2%	494,581		Unchanged
Distribution Solutions GRP IDSGR	COM	520776105	13.5	0.2%	494,581		Unchanged
Rayonier Advanced Matls IncRYAM	COM	75508B104	13.3	0.2%	1,697,726		Added+97,726
Rayonier Advanced Matls IncRYAM	COM	75508B104	13.3	0.2%	1,697,726		Added+97,726
Helix Acquisition Corp III	USD CL A ORD SHS	G4444S107	13.3	0.2%	1,250,000		Unchanged
Helix Acquisition Corp III	USD CL A ORD SHS	G4444S107	13.3	0.2%	1,250,000		Unchanged
ADC Therapeutics SA	SHS	H0036K147	13.2	0.2%	12,326,184		Added+6,728,751
ADC Therapeutics SA	SHS	H0036K147	13.2	0.2%	12,326,184		Added+6,728,751
Vaxcyte IncPCVX	COM	92243G108	12.9	0.2%	222,146		Reduced−16,600
Vaxcyte IncPCVX	COM	92243G108	12.9	0.2%	222,146		Reduced−16,600
Opus Genetics IncIRD	COM	67577R102	12.6	0.2%	3,061,359		Added+1,380,029
Opus Genetics IncIRD	COM	67577R102	12.6	0.2%	3,061,359		Added+1,380,029
Janux Therapeutics IncJANX	COM	47103J105	12.4	0.2%	809,914		Unchanged
Janux Therapeutics IncJANX	COM	47103J105	12.4	0.2%	809,914		Unchanged
Chime Finl IncCHYM	COM SHS CL A	16935C109	12.3	0.2%	600,000	Call	Unchanged
Chime Finl IncCHYM	COM SHS CL A	16935C109	12.3	0.2%	600,000	Call	Unchanged
Amanat Acquisition Corp	CL A ORD	G0375M101	12.2	0.2%	1,200,000		New+1,200,000
Amanat Acquisition Corp	CL A ORD	G0375M101	12.2	0.2%	1,200,000		New+1,200,000
Inspire Med Sys IncINSP	COM	457730109	12.0	0.2%	269,474		New+269,474
Inspire Med Sys IncINSP	COM	457730109	12.0	0.2%	269,474		New+269,474
1 800 Flowers Com IncFLWS	CL A	68243Q106	11.7	0.2%	3,375,065		Unchanged
1 800 Flowers Com IncFLWS	CL A	68243Q106	11.7	0.2%	3,375,065		Unchanged
X4 Pharmaceuticals IncXFOR	COM NEW	98420X202	11.4	0.2%	2,449,468		Unchanged
X4 Pharmaceuticals IncXFOR	COM NEW	98420X202	11.4	0.2%	2,449,468		Unchanged
Ridenow Group IncRDNW	COM CL B	781386305	11.3	0.2%	1,700,000	Call	Unchanged
Ridenow Group IncRDNW	COM CL B	781386305	11.3	0.2%	1,700,000	Call	Unchanged
Integer Holdings CorpITGR	COM	45826H109	10.4	0.2%	111,302		Reduced−60,698
Integer Holdings CorpITGR	COM	45826H109	10.4	0.2%	111,302		Reduced−60,698
Inventiva SAIVA	ADS	46124U107	10.2	0.2%	2,686,393		New+2,686,393
Inventiva SAIVA	ADS	46124U107	10.2	0.2%	2,686,393		New+2,686,393
Industrial Logistics Pptys TILPT	COM SHS BEN INT	456237106	9.9	0.2%	1,111,153		Reduced−567,820
Industrial Logistics Pptys TILPT	COM SHS BEN INT	456237106	9.9	0.2%	1,111,153		Reduced−567,820
Duolingo IncDUOL	CL A COM	26603R106	9.6	0.2%	83,877		Reduced−16,123
Duolingo IncDUOL	CL A COM	26603R106	9.6	0.2%	83,877		Reduced−16,123
Reservoir Media IncRSVR	COM	76119X105	9.3	0.2%	940,960		Unchanged
Reservoir Media IncRSVR	COM	76119X105	9.3	0.2%	940,960		Unchanged
Service Properties Trust	SERVICE PPTYS TR	81761L102	9.0	0.1%	5,322,641		Reduced−1,735,246
Fractyl Health Inc	COM	35168W103	9.0	0.1%	11,289,096		Reduced−2,075,423
Fractyl Health Inc	COM	35168W103	9.0	0.1%	11,289,096		Reduced−2,075,423
DHI Group IncDHX	COM	23331S100	8.8	0.1%	2,374,027		Unchanged
DHI Group IncDHX	COM	23331S100	8.8	0.1%	2,374,027		Unchanged
Amylyx Pharmaceuticals IncAMLX	COM	03237H101	8.7	0.1%	486,684		Reduced−49,000
Amylyx Pharmaceuticals IncAMLX	COM	03237H101	8.7	0.1%	486,684		Reduced−49,000
Korro Bio IncKRRO	COM	500946108	8.7	0.1%	660,036		Unchanged
Korro Bio IncKRRO	COM	500946108	8.7	0.1%	660,036		Unchanged
Alector IncALEC	COM	014442107	8.7	0.1%	4,318,109		Added+1,502,126
Alector IncALEC	COM	014442107	8.7	0.1%	4,318,109		Added+1,502,126
Noodles & CoNDLS	CL A NEW	65540B303	8.3	0.1%	553,746		Unchanged
Noodles & CoNDLS	CL A NEW	65540B303	8.3	0.1%	553,746		Unchanged
RHRH	COM	74967X103	8.2	0.1%	50,000	Call	Unchanged
RHRH	COM	74967X103	8.2	0.1%	50,000	Call	Unchanged
Codexis IncCDXS	COM	192005106	8.2	0.1%	3,623,613		Reduced−500,000
Codexis IncCDXS	COM	192005106	8.2	0.1%	3,623,613		Reduced−500,000
Perspective Therapeutics IncCATX	COM NEW	46489V302	7.9	0.1%	2,325,450		New+2,325,450
Perspective Therapeutics IncCATX	COM NEW	46489V302	7.9	0.1%	2,325,450		New+2,325,450
Bancorp Inc DelTBBK	COM	05969A105	7.9	0.1%	125,800	Call	Unchanged
Bancorp Inc DelTBBK	COM	05969A105	7.9	0.1%	125,800	Call	Unchanged
Irenic Acquisition Corp	UNIT 04/10/2031	G4939F115	7.6	0.1%	750,000		New+750,000
Irenic Acquisition Corp	UNIT 04/10/2031	G4939F115	7.6	0.1%	750,000		New+750,000
Uniqure NV	SHS	N90064101	7.4	0.1%	161,500	Put	New+161,500
Uniqure NV	SHS	N90064101	7.4	0.1%	161,500	Put	New+161,500
Damora Therapeutics Inc	COM NEW	36322Q206	7.2	0.1%	278,000		Unchanged
Damora Therapeutics Inc	COM NEW	36322Q206	7.2	0.1%	278,000		Unchanged
Viemed Healthcare IncVMD	COM	92663R105	7.2	0.1%	632,445		Reduced−251,338
Viemed Healthcare IncVMD	COM	92663R105	7.2	0.1%	632,445		Reduced−251,338
Unicycive Therapeutics IncUNCY	COM NEW	90466Y202	6.6	0.1%	1,401,447		Added+462,245
Unicycive Therapeutics IncUNCY	COM NEW	90466Y202	6.6	0.1%	1,401,447		Added+462,245
Traeger IncCOOK	COM NEW	89269P202	6.5	0.1%	82,831		Reduced−19,577
Traeger IncCOOK	COM NEW	89269P202	6.5	0.1%	82,831		Reduced−19,577
Forrester Resh IncFORR	COM	346563109	6.4	0.1%	763,446		Added+69,024
Forrester Resh IncFORR	COM	346563109	6.4	0.1%	763,446		Added+69,024
Abeona Therapeutics IncABEO	COM NEW	00289Y206	6.3	0.1%	1,020,000	Call	Unchanged
Abeona Therapeutics IncABEO	COM NEW	00289Y206	6.3	0.1%	1,020,000	Call	Unchanged
Lexeo Therapeutics IncLXEO	COM	52886X107	6.1	0.1%	1,300,000		Added+100,000
Lexeo Therapeutics IncLXEO	COM	52886X107	6.1	0.1%	1,300,000		Added+100,000
RHRH	COM	74967X103	6.0	0.1%	36,686		Reduced−21,105
RHRH	COM	74967X103	6.0	0.1%	36,686		Reduced−21,105
Envoy Medical IncCOCH	CL A	29415V109	6.0	<0.1%	7,650,000		Unchanged
Envoy Medical IncCOCH	CL A	29415V109	6.0	<0.1%	7,650,000		Unchanged
Eloxx Pharmaceuticals IncELOX	COM NEW	29014R301	5.6	<0.1%	400,000		New+400,000
Eloxx Pharmaceuticals IncELOX	COM NEW	29014R301	5.6	<0.1%	400,000		New+400,000
Inhibikase Therapeutics IncIKT	COM NEW	45719W205	5.5	<0.1%	2,701,863		Unchanged
Inhibikase Therapeutics IncIKT	COM NEW	45719W205	5.5	<0.1%	2,701,863		Unchanged
First Tracks BiotherapeuticsTRAX	ORD SHS	337185102	5.0	<0.1%	250,000		New+250,000
First Tracks BiotherapeuticsTRAX	ORD SHS	337185102	5.0	<0.1%	250,000		New+250,000
Mara Holdings Inc	NOTE3/0	565788AF3	5.0	<0.1%	$5,000,000 principal		Unchanged
Mara Holdings Inc	NOTE3/0	565788AF3	5.0	<0.1%	$5,000,000 principal		Unchanged
Hain Celestial Group IncHAIN	COM	405217100	4.8	<0.1%	8,528,789		Unchanged
Hain Celestial Group IncHAIN	COM	405217100	4.8	<0.1%	8,528,789		Unchanged
Alta Equipment Group IncALTG	COMMON STOCK	02128L106	4.7	<0.1%	724,774		Reduced−210,000
Alta Equipment Group IncALTG	COMMON STOCK	02128L106	4.7	<0.1%	724,774		Reduced−210,000
Orthopediatrics CorpKIDS	COM	68752L100	4.6	<0.1%	242,342		Added+42,893
Orthopediatrics CorpKIDS	COM	68752L100	4.6	<0.1%	242,342		Added+42,893
Altimmune IncALT	COM NEW	02155H200	4.6	<0.1%	1,500,000		New+1,500,000
Altimmune IncALT	COM NEW	02155H200	4.6	<0.1%	1,500,000		New+1,500,000
Trisalus Life Sciences IncTLSI	COM	89680M101	4.6	<0.1%	1,000,000		Reduced−1,070,827
Trisalus Life Sciences IncTLSI	COM	89680M101	4.6	<0.1%	1,000,000		Reduced−1,070,827
Tela Bio IncTELA	COM	872381108	4.4	<0.1%	5,894,114		Added+750,000
Tela Bio IncTELA	COM	872381108	4.4	<0.1%	5,894,114		Added+750,000
The One Group Hospitality inSTKS	COM	88338K103	4.3	<0.1%	2,121,084		Unchanged
The One Group Hospitality inSTKS	COM	88338K103	4.3	<0.1%	2,121,084		Unchanged
Dariohealth CorpDRIO	COM	23725P308	4.0	<0.1%	610,691		Added+1
Dariohealth CorpDRIO	COM	23725P308	4.0	<0.1%	610,691		Added+1
Immunic IncIMUX	COM NEW	4525EP200	3.9	<0.1%	250,646		New+250,646
Immunic IncIMUX	COM NEW	4525EP200	3.9	<0.1%	250,646		New+250,646
ZAI Lab LtdZLAB	ADR	98887Q104	3.8	<0.1%	200,000		New+200,000
ZAI Lab LtdZLAB	ADR	98887Q104	3.8	<0.1%	200,000		New+200,000
Talphera IncTLPH	COM NEW	00444T209	3.6	<0.1%	3,492,519		Unchanged
Talphera IncTLPH	COM NEW	00444T209	3.6	<0.1%	3,492,519		Unchanged
Chime Finl IncCHYM	COM SHS CL A	16935C109	3.5	<0.1%	172,119		Reduced−27,881
Chime Finl IncCHYM	COM SHS CL A	16935C109	3.5	<0.1%	172,119		Reduced−27,881
Venu HLDG CorpVENU	COM	92333E104	3.5	<0.1%	1,546,705		Reduced−500,000
Venu HLDG CorpVENU	COM	92333E104	3.5	<0.1%	1,546,705		Reduced−500,000
Payoneer Global IncPAYO	COM	70451X104	3.4	<0.1%	483,836		Unchanged
Payoneer Global IncPAYO	COM	70451X104	3.4	<0.1%	483,836		Unchanged
Elutia IncELUT	CL A COM	05479K106	3.1	<0.1%	3,184,947		Unchanged
Elutia IncELUT	CL A COM	05479K106	3.1	<0.1%	3,184,947		Unchanged
Kailera Therapeutics IncKLRA	COMMON STOCK	482931102	3.1	<0.1%	140,000		New+140,000
Kailera Therapeutics IncKLRA	COMMON STOCK	482931102	3.1	<0.1%	140,000		New+140,000
Rallybio CorpRLYB	COM	75120L209	3.0	<0.1%	188,422		Reduced−112,213
Rallybio CorpRLYB	COM	75120L209	3.0	<0.1%	188,422		Reduced−112,213
Artiva Biotherapeutics IncARTV	COM	04317A107	2.9	<0.1%	300,000		New+300,000
Artiva Biotherapeutics IncARTV	COM	04317A107	2.9	<0.1%	300,000		New+300,000
Destination XL Group IncDXLG	COM	25065K104	2.8	<0.1%	4,141,740		Unchanged
Destination XL Group IncDXLG	COM	25065K104	2.8	<0.1%	4,141,740		Unchanged
Editas Medicine IncEDIT	COM	28106W103	2.8	<0.1%	852,700		New+852,700
Editas Medicine IncEDIT	COM	28106W103	2.8	<0.1%	852,700		New+852,700
Ehealth IncEHTH	COM	28238P109	2.6	<0.1%	1,761,441		Unchanged
Ehealth IncEHTH	COM	28238P109	2.6	<0.1%	1,761,441		Unchanged
Jatt II Acquisition Corp	ORD SHS	G50765109	2.6	<0.1%	225,000		New+225,000
Jatt II Acquisition Corp	ORD SHS	G50765109	2.6	<0.1%	225,000		New+225,000
Arvinas IncARVN	COM	04335A105	2.5	<0.1%	300,000		Unchanged
Arvinas IncARVN	COM	04335A105	2.5	<0.1%	300,000		Unchanged
Reading International IncRDI	CL A	755408101	2.5	<0.1%	1,921,088		Unchanged
Reading International IncRDI	CL A	755408101	2.5	<0.1%	1,921,088		Unchanged
Inspiremd IncNSPR	COM	45779A846	2.4	<0.1%	3,376,484		Unchanged
Inspiremd IncNSPR	COM	45779A846	2.4	<0.1%	3,376,484		Unchanged
Aytu Biopharma IncAYTU	COM	054754858	2.3	<0.1%	1,086,812		Unchanged
Aytu Biopharma IncAYTU	COM	054754858	2.3	<0.1%	1,086,812		Unchanged
Akebia Threapeutics IncAKBA	COM	00972D105	2.3	<0.1%	2,000,000		Unchanged
Akebia Threapeutics IncAKBA	COM	00972D105	2.3	<0.1%	2,000,000		Unchanged
Scully Royalty Ltd	COM SHS	G7T96K107	2.3	<0.1%	368,182		Unchanged
Scully Royalty Ltd	COM SHS	G7T96K107	2.3	<0.1%	368,182		Unchanged
Entrada Therapeutics IncTRDA	COM	29384C108	2.2	<0.1%	300,575		Added+141,243
Entrada Therapeutics IncTRDA	COM	29384C108	2.2	<0.1%	300,575		Added+141,243
Vaxcyte IncPCVX	COM	92243G108	2.0	<0.1%	35,200	Call	Unchanged
Vaxcyte IncPCVX	COM	92243G108	2.0	<0.1%	35,200	Call	Unchanged
Gaia Inc NewGAIA	CL A	36269P104	1.9	<0.1%	914,618		Unchanged
Gaia Inc NewGAIA	CL A	36269P104	1.9	<0.1%	914,618		Unchanged
Americas Car-Mart IncCRMT	COM	03062T105	1.8	<0.1%	644,686		Unchanged
Americas Car-Mart IncCRMT	COM	03062T105	1.8	<0.1%	644,686		Unchanged
ALX Oncology Holdings IncALXO	COM	00166B105	1.6	<0.1%	750,000		New+750,000
ALX Oncology Holdings IncALXO	COM	00166B105	1.6	<0.1%	750,000		New+750,000
Precision Optics Corp Inc MaPOCI	COM NEW	740294400	1.4	<0.1%	280,000		Unchanged
Precision Optics Corp Inc MaPOCI	COM NEW	740294400	1.4	<0.1%	280,000		Unchanged
BRC Inc	COM CL A	05601U105	1.4	<0.1%	1,257,171		Reduced−1,373,346
BRC Inc	COM CL A	05601U105	1.4	<0.1%	1,257,171		Reduced−1,373,346
Vyne Therapeutics Inc	COM	92941V308	1.3	<0.1%	2,000,000		Unchanged
Vyne Therapeutics Inc	COM	92941V308	1.3	<0.1%	2,000,000		Unchanged
Curis Inc	COM	231269309	1.0	<0.1%	1,978,876		Reduced−21,124
Altisource Portfolio Solutio	*W EXP 04/30/203	L0175J112	1.0	<0.1%	2,477,312		Unchanged
Altisource Portfolio Solutio	*W EXP 04/30/203	L0175J112	1.0	<0.1%	2,477,312		Unchanged
Senti Biosciences HoldingsSNTI	COM NEW	816944102	1.0	<0.1%	888,000		New+888,000
Acme Utd CorpACU	COM	004816104	1.0	<0.1%	20,427		Unchanged
Acme Utd CorpACU	COM	004816104	1.0	<0.1%	20,427		Unchanged
Perfect Corp	CL A ORD SHS	G7006A109	1.0	<0.1%	583,925		Unchanged
Perfect Corp	CL A ORD SHS	G7006A109	1.0	<0.1%	583,925		Unchanged
Snap IncSNAP	CL A	83304A106	0.9	<0.1%	200,000		New+200,000
Snap IncSNAP	CL A	83304A106	0.9	<0.1%	200,000		New+200,000
Altisource Portfolio Solutio	*W EXP 04/02/202	L0175J120	0.7	<0.1%	2,477,312		Unchanged
Altisource Portfolio Solutio	*W EXP 04/02/202	L0175J120	0.7	<0.1%	2,477,312		Unchanged
Cellectar Biosciences IncCLRB	COM NEW	15117F880	0.6	<0.1%	219,998		New+219,998
Cellectar Biosciences IncCLRB	COM NEW	15117F880	0.6	<0.1%	219,998		New+219,998
Spar Group IncSGRP	COM	784933103	0.5	<0.1%	660,688		Unchanged
Spar Group IncSGRP	COM	784933103	0.5	<0.1%	660,688		Unchanged
Azitra IncAZTR	COM NEW	05479L302	0.4	<0.1%	2,213,613		New+2,213,613
Azitra IncAZTR	COM NEW	05479L302	0.4	<0.1%	2,213,613		New+2,213,613
Biomx Inc	COM NEW	09090D509	0.2	<0.1%	634,995		Added+520,200
Biomx Inc	COM NEW	09090D509	0.2	<0.1%	634,995		Added+520,200
Aprea Therapeutics IncAPRE	COM NEW	03836J201	0.2	<0.1%	205,760		Unchanged
Aprea Therapeutics IncAPRE	COM NEW	03836J201	0.2	<0.1%	205,760		Unchanged
Guardforce Ai Co Ltd	*W EXP 10/01/202	G4236L120	0.0	<0.1%	154,205		Unchanged
Guardforce Ai Co Ltd	*W EXP 10/01/202	G4236L120	0.0	<0.1%	154,205		Unchanged

Sold out: 25 positions

Held at the end of the quarter before and not reported this quarter.

Nantahala Capital Management, LLC, positions sold out
Issuer	Class	CUSIP	Weight	Put or call	Change on the quarter before
Achieve Life Science IncACHV	COM	004468500	0.0%		Sold out−648,885
Align Technology IncALGN	COM	016255101	0.0%	Call	Sold out−100,000
Assertio Holdings Inc	COM NEW	04546C304	0.0%		Sold out−692,335
Caesars Entertainment Inc NeCZR	COM	12769G100	0.0%		Sold out−150,000
Centessa Pharmaceuticals plc	SPONSORED ADS	152309100	0.0%		Sold out−254,803
CG Oncology IncCGON	COM	156944100	0.0%		Sold out−49,449
Cogent Biosciences IncCOGT	COM	19240Q201	0.0%		Sold out−250,000
Dianthus Therapeutics IncDNTH	COM	252828108	0.0%		Sold out−67,282
Disc Medicine IncIRON	COM	254604101	0.0%		Sold out−25,653
Disc Medicine IncIRON	COM	254604101	0.0%	Put	Sold out−41,000
Grace Therapeutics IncGRCE	COM	00439U104	0.0%		Sold out−728,203
Immunic Inc	COM	4525EP101	0.0%		Sold out−2,506,491
Kosmos Energy LtdKOS	COM	500688106	0.0%		Sold out−1,844,194
NN IncNNBR	COM	629337106	0.0%		Sold out−2,441,416
Pepgen IncPEPG	COM	713317105	0.0%		Sold out−681,158
Perfect Corp	*W EXP 10/28/202	G7006A117	0.0%		Sold out−16,075
Revolution Medicines IncRVMD	COM	76155X100	0.0%		Sold out−50,000
Senti Biosciences Inc	COM NEW	81726A209	0.0%		Sold out−888,000
Soleno Therapeutics Inc	COM	834203309	0.0%		Sold out−1,744,124
Soleno Therapeutics Inc	COM	834203309	0.0%	Call	Sold out−750,000
Solid Biosciences IncSLDB	COM NEW	83422E204	0.0%		Sold out−1,165,078
Tela Bio IncTELA	COM	872381108	0.0%	Call	Sold out−750,000
Teva Pharmaceutical Inds Ltd	SPONSORED ADS	881624209	0.0%	Call	Sold out−1,500,000
Upstream Bio IncUPB	COM	91678A107	0.0%		Sold out−400,000
Xencor IncXNCR	COM	98401F105	0.0%		Sold out−264,639

Source: SEC EDGAR, Form 13F-HR, accession 0001104659-26-097253 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.