Wellington Shields & Co., LLC

Name: Wellington Shields & Co., LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in NEW YORK, NY. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 10, 2026. SEC CIK 1506073.

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Reported value$446.5m
Positions329

Holdings: 329 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.

Wellington Shields & Co., LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Change on the quarter before
Apple Inc ComAAPL	Stock	037833100	33.6	7.5%	116,104	Added+6,917
Microsoft Corp ComMSFT	Stock	594918104	25.9	5.8%	69,498	Reduced−249
Jpmorgan Chase & Co ComJPM	Stock	46625H100	15.8	3.5%	48,314	Added+733
ELI Lilly & Co ComLLY	Stock	532457108	15.6	3.5%	12,972	Added+9
Nvidia Corporation ComNVDA	Stock	67066G104	14.1	3.2%	70,423	Added+2,079
Alphabet Inc Cap STK CL CGOOGL	Stock	02079K107	12.3	2.8%	34,927	Reduced−428
Exxonmobil Holdings Corp Com SHSXOM	Stock	30233Q108	10.8	2.4%	78,755	New+78,755
Caterpillar Inc ComCAT	Stock	149123101	10.5	2.4%	9,907	Added+424
Abbvie Inc ComABBV	Stock	00287Y109	7.7	1.7%	30,747	Reduced−70
Amazon Com Inc ComAMZN	Stock	023135106	7.5	1.7%	31,386	Added+763
International Business Machs ComIBM	Stock	459200101	6.8	1.5%	24,174	Reduced−1,950
Alphabet Inc Cap STK CL aGOOGL	Stock	02079K305	6.8	1.5%	18,966	Added+2,426
Corning Inc ComGLW	Stock	219350105	6.5	1.5%	25,603	Reduced−3,773
Rocket Lab Corp ComRKLB	Stock	773121108	6.0	1.3%	59,164	Added+1,044
State Street SPDR S&P 500 ETFSPY	ETF	78462F103	5.6	1.3%	7,550	Added+421
Palo Alto Networks Inc ComPANW	Stock	697435105	5.1	1.1%	14,923	Reduced−3,680
Illumina Inc ComILMN	Stock	452327109	5.0	1.1%	28,531	Reduced−87
GE Aerospace Com NewGE	Stock	369604301	4.7	1.1%	12,628	Added+86
Berkshire Hathaway Inc Del CL B NewBRK-B	Stock	084670702	4.6	1.0%	9,225	Added+70
Johnson & Johnson ComJNJ	Stock	478160104	4.4	1.0%	17,288	Added+198
Union Pac Corp ComUNP	Stock	907818108	4.4	1.0%	16,088	Reduced−1,300
Visa Inc Com CL aV	Stock	92826C839	4.3	1.0%	12,418	Reduced−11
Walmart Inc ComWMT	Stock	931142103	4.2	0.9%	36,995	Added+1,038
Citigroup Inc Com NewC	Stock	172967424	4.1	0.9%	29,073	Reduced−1,800
Broadcom Inc ComAVGO	Stock	11135F101	4.1	0.9%	10,738	Added+1,267
Personalis Inc ComPSNL	Stock	71535D106	3.9	0.9%	292,489	Unchanged
GE Vernova Inc ComGEV	Stock	36828A101	3.8	0.8%	3,214	Added+480
Blackstone Inc ComBX	Stock	09260D107	3.7	0.8%	31,741	Reduced−1,405
Taiwan Semiconductor Manufact Sponsored AdsTSM	ADR	874039100	3.7	0.8%	7,737	Added+1,387
Invesco QQQ Trust Series I	ETF	46090E103	3.3	0.7%	4,529	Added+200
Applied Matls Inc ComAMAT	Stock	038222105	3.1	0.7%	4,350	Added+200
Cisco Sys Inc ComCSCO	Stock	17275R102	2.9	0.7%	24,924	Unchanged
Merck & Co Inc ComMRK	Stock	58933Y105	2.9	0.7%	22,666	Reduced−600
Kinder Morgan Inc Del ComKMI	Stock	49456B101	2.8	0.6%	88,724	Reduced−900
Newmont Corp ComNEM	Stock	651639106	2.8	0.6%	30,300	Reduced−1,100
Abbott Laboratories ComABT	Stock	002824100	2.6	0.6%	28,846	Reduced−900
Disney Walt Co ComDIS	Stock	254687106	2.6	0.6%	26,902	Reduced−755
Flowers Foods Inc ComFLO	Stock	343498101	2.5	0.6%	321,131	Added+53
Constellation Energy Corp ComCEG	Stock	21037T109	2.4	0.5%	9,633	Reduced−377
Citizens Finl Group Inc ComCFG	Stock	174610105	2.4	0.5%	34,000	Unchanged
McKesson Corp ComMCK	Stock	58155Q103	2.4	0.5%	3,152	Reduced−34
Procter & Gamble Co ComPG	Stock	742718109	2.4	0.5%	16,115	Reduced−115
S&P Global Inc ComSPGI	Stock	78409V104	2.4	0.5%	5,800	Unchanged
Home Depot Inc ComHD	Stock	437076102	2.4	0.5%	6,691	Added+236
Bristol-Myers Squibb Co ComBMY	Stock	110122108	2.3	0.5%	39,424	Reduced−750
Apollo Global MGMT Inc ComAPO	Stock	03769M106	2.2	0.5%	18,989	Reduced−231
Generac Holdings Inc ComGNRC	Stock	368736104	2.2	0.5%	7,404	Added+99
Chevron Corporation ComCVX	Stock	166764100	2.2	0.5%	13,002	Reduced−137
Waste MGMT Inc Del ComWM	Stock	94106L109	2.1	0.5%	9,435	Reduced−7
Honeywell Aerospace Inc ComHONA	Stock	43849R105	2.0	0.5%	9,221	New+9,221
Honeywell International Inc ComHON	Stock	438516205	2.0	0.5%	9,021	New+9,021
Coca Cola Co ComKO	Stock	191216100	2.0	0.4%	24,400	Reduced−400
Pfizer Inc ComPFE	Stock	717081103	1.8	0.4%	74,795	Reduced−1,500
Amgen Inc ComAMGN	Stock	031162100	1.8	0.4%	4,929	Reduced−130
AT&T Inc ComT	Stock	00206R102	1.7	0.4%	84,459	Reduced−1,085
Southern Co ComSO	Stock	842587107	1.7	0.4%	18,084	Unchanged
Eaton Corp plc SHS	Stock	G29183103	1.7	0.4%	3,967	Added+177
CVS Health Corp ComCVS	Stock	126650100	1.7	0.4%	16,149	Reduced−600
Oneok Inc New Com	Stock	682680103	1.7	0.4%	19,086	Reduced−300
CSX Corp ComCSX	Stock	126408103	1.6	0.4%	33,647	Unchanged
Intel Corp ComINTC	Stock	458140100	1.6	0.4%	11,243	Reduced−550
Aflac Inc ComAFL	Stock	001055102	1.6	0.4%	13,366	Unchanged
Element Solutions Inc ComESI	Stock	28618M106	1.6	0.4%	32,800	Unchanged
American Express Co ComAXP	Stock	025816109	1.6	0.3%	4,615	Reduced−446
Enterprise Prods Partners L P ComEPD	Stock	293792107	1.5	0.3%	41,348	Reduced−100
Linde plc SHS	Stock	G54950103	1.5	0.3%	2,861	Added+248
Verizon Communications Inc ComVZ	Stock	92343V104	1.5	0.3%	34,976	Reduced−200
RTX Corporation ComRTX	Stock	75513E101	1.5	0.3%	7,747	Reduced−50
Comfort Sys USA Inc ComFIX	Stock	199908104	1.5	0.3%	738	Reduced−148
Boeing Co ComBA	Stock	097023105	1.5	0.3%	6,707	Reduced−535
Shopify Inc CL a Sub VTG SHSSHOP	Stock	82509L107	1.4	0.3%	12,600	Reduced−1,850
Cummins Inc ComCMI	Stock	231021106	1.4	0.3%	2,008	Added+522
Devon Energy Corp New ComDVN	Stock	25179M103	1.4	0.3%	34,325	Added+1,916
QXO Inc Com NewQXO	Stock	82846H405	1.4	0.3%	81,770	Unchanged
Keycorp ComKEY	Stock	493267108	1.4	0.3%	61,200	Unchanged
Simon Ppty Group Inc New ComSPG	REIT	828806109	1.4	0.3%	6,224	Reduced−400
Advanced Micro Devices Inc ComAMD	Stock	007903107	1.4	0.3%	2,367	Added+609
Iron MTN Inc Del ComIRM	REIT	46284V101	1.3	0.3%	10,643	Unchanged
First Solar Inc ComFSLR	Stock	336433107	1.3	0.3%	5,512	Reduced−221
Philip Morris International Inc ComPM	Stock	718172109	1.3	0.3%	7,132	Unchanged
Blackrock Inc ComBLK	Stock	09290D101	1.3	0.3%	1,300	Reduced−90
Lockheed Martin Corp ComLMT	Stock	539830109	1.2	0.3%	2,453	Unchanged
Encompass Health Corp ComEHC	Stock	29261A100	1.2	0.3%	12,330	Unchanged
Enbridge Inc ComENB	Stock	29250N105	1.2	0.3%	22,889	Unchanged
Jackson Financial Inc Com CL aJXN	Stock	46817M107	1.2	0.3%	11,816	Reduced−111
Asml HLDG NV N Y Registry SHS	ADR	N07059210	1.2	0.3%	602	Added+2
3M Co ComMMM	Stock	88579Y101	1.2	0.3%	7,324	Reduced−600
Unitedhealth Group Inc ComUNH	Stock	91324P102	1.2	0.3%	2,837	Reduced−575
Costco Wholesale Corporation ComCOST	Stock	22160K105	1.2	0.3%	1,250	Added+200
Teva Pharmaceutical Inds Ltd Sponsored Ads	ADR	881624209	1.2	0.3%	34,305	Reduced−8
Edison International ComEIX	Stock	281020107	1.2	0.3%	15,500	Reduced−1,700
Timken Co ComTKR	Stock	887389104	1.1	0.3%	7,900	New+7,900
State Street Technology Select Sector SPDR ETF	ETF	81369Y803	1.1	0.3%	6,014	Added+19
Strategy Shares Nasdaq 7HANDL Index ETF	ETF	86280R506	1.1	0.3%	49,225	Added+17,230
Nextera Energy Inc ComNEE	Stock	65339F101	1.1	0.2%	12,695	Added+700
Freeport McMoran Inc CL BFCX	Stock	35671D857	1.1	0.2%	17,517	Added+1,155
Prudential Finl Inc ComPRU	Stock	744320102	1.1	0.2%	9,982	Added+2,055
Qualcomm Inc ComQCOM	Stock	747525103	1.1	0.2%	5,800	Reduced−700
Meta Platforms Inc CL aMETA	Stock	30303M102	1.1	0.2%	1,869	Reduced−213
PNC Finl SVCS Group Inc ComPNC	Stock	693475105	1.0	0.2%	4,244	Reduced−200
Multi-Asset Diversified Income Index Fund	ETF	33738R100	1.0	0.2%	62,080	Added+27,450
Micron Technology Inc ComMU	Stock	595112103	1.0	0.2%	885	Added+135
Palantir Technologies Inc CL aPLTR	Stock	69608A108	1.0	0.2%	8,659	Reduced−5,700
Emerson Elec Co ComEMR	Stock	291011104	1.0	0.2%	6,933	Added+393
Kodiak Gas SVCS Inc ComKGS	Stock	50012A108	1.0	0.2%	13,000	Unchanged
Invesco Semiconductors ETF	ETF	46137V647	0.9	0.2%	4,892	Reduced−250
Blackstone Secd Lending FD Common StockBXSL	CEF	09261X102	0.9	0.2%	38,667	Reduced−318
Pepsico Inc ComPEP	Stock	713448108	0.9	0.2%	6,710	Added+265
Bloom Energy Corp Com CL aBE	Stock	093712107	0.9	0.2%	2,872	Reduced−415
Weyerhaeuser Co Com NewWY	REIT	962166104	0.8	0.2%	35,047	Reduced−2,955
Energy Transfer L P Com Ut Ltd PTNET	Stock	29273V100	0.8	0.2%	43,103	Added+300
Crowdstrike Holdings Inc CL aCRWD	Stock	22788C105	0.8	0.2%	1,049	Reduced−10
Marvell Technology Inc ComMRVL	Stock	573874104	0.8	0.2%	2,625	New+2,625
Northrop Grumman Corp ComNOC	Stock	666807102	0.8	0.2%	1,525	Reduced−5
Ishares Tips Bond ETF	ETF	464287176	0.8	0.2%	7,067	Unchanged
Duke Energy Corp New Com NewDUK	Stock	26441C204	0.8	0.2%	6,049	Added+300
Medtronic plc SHS	Stock	G5960L103	0.8	0.2%	9,775	Added+1,600
Equifax Inc ComEFX	Stock	294429105	0.8	0.2%	4,800	Unchanged
Gilead Sciences Inc ComGILD	Stock	375558103	0.8	0.2%	5,963	Reduced−47
Grail Inc ComGRAL	Stock	384747101	0.7	0.2%	10,904	Added+184
Valero Energy Corp ComVLO	Stock	91913Y100	0.7	0.2%	2,840	Unchanged
Rocket Cos Inc Com CL aRKT	Stock	77311W101	0.7	0.2%	46,600	Unchanged
Williams Cos Inc ComWMB	Stock	969457100	0.7	0.2%	9,674	Reduced−600
Vanguard Short-Term Inflation-Protected Securities ETF	ETF	922020805	0.7	0.2%	14,000	Unchanged
Ishares Core U.S. Aggregate Bond ETF	ETF	464287226	0.7	0.2%	7,090	Added+1,875
Altria Group Inc ComMO	Stock	02209S103	0.7	0.2%	9,607	Unchanged
Warby Parker Inc CL a ComWRBY	Stock	93403J106	0.7	0.2%	22,625	Unchanged
Bank of Ny Mellon Corp ComBNY	Stock	064058100	0.7	0.2%	4,740	Unchanged
Kimberly-Clark Corp ComKMB	Stock	494368103	0.7	0.2%	6,127	Added+1,622
McDonalds Corp ComMCD	Stock	580135101	0.7	0.2%	2,478	Added+262
Mastercard Incorporated CL aMA	Stock	57636Q104	0.7	0.1%	1,301	Reduced−78
Carmax Inc ComKMX	Stock	143130102	0.7	0.1%	12,423	Reduced−305
Conocophillips ComCOP	Stock	20825C104	0.7	0.1%	6,293	Unchanged
Smucker J M Co Com NewSJM	Stock	832696405	0.7	0.1%	5,800	Added+299
Illinois Tool WKS Inc ComITW	Stock	452308109	0.6	0.1%	2,400	Unchanged
Qnity Electronics Inc Common StockQ	Stock	74743L100	0.6	0.1%	3,937	Reduced−200
Oracle Corp ComORCL	Stock	68389X105	0.6	0.1%	4,375	Added+433
United Parcel SVCS Inc CL BUPS	Stock	911312106	0.6	0.1%	5,913	Reduced−400
Thermo Fisher Scientific Inc ComTMO	Stock	883556102	0.6	0.1%	1,254	Reduced−138
WP Carey Inc ComWPC	REIT	92936U109	0.6	0.1%	8,700	Added+40
State Street SPDR S&P Biotech ETF	ETF	78464A870	0.6	0.1%	3,900	Unchanged
General Dynamics Corp ComGD	Stock	369550108	0.6	0.1%	1,722	Unchanged
Builders Firstsource Inc ComBLDR	Stock	12008R107	0.6	0.1%	6,817	Reduced−11
F/M US Treasury 3 Month Bill Fund	ETF	74933W452	0.6	0.1%	12,100	Added+6,850
Tempus Ai Inc CL aTEM	Stock	88023B103	0.6	0.1%	10,400	Unchanged
Invesco Next Gen Connectivity ETF	ETF	46137V688	0.6	0.1%	2,761	Reduced−3
BP plc Sponsored AdrBP	ADR	055622104	0.6	0.1%	15,508	Reduced−111
SEI Invts Co ComSEIC	Stock	784117103	0.6	0.1%	6,500	Unchanged
General Mills Inc ComGIS	Stock	370334104	0.6	0.1%	16,370	Reduced−1,200
Loews Corp ComL	Stock	540424108	0.6	0.1%	5,001	Unchanged
RPM International Inc ComRPM	Stock	749685103	0.6	0.1%	5,000	Unchanged
Invesco Aerospace & Defense ETF	ETF	46137V100	0.6	0.1%	3,133	Reduced−76
Huntington Ingalls Inds Inc ComHII	Stock	446413106	0.6	0.1%	1,975	Added+250
DTE Energy Co ComDTE	Stock	233331107	0.5	0.1%	3,500	Unchanged
Servicenow Inc ComNOW	Stock	81762P102	0.5	0.1%	5,227	New+5,227
Planet Labs PBC Com CL aPL	Stock	72703X106	0.5	0.1%	15,593	Reduced−244
TE Connectivity plc Ord SHS	Stock	G87052109	0.5	0.1%	2,500	Unchanged
Motorola Solutions Inc Com NewMSI	Stock	620076307	0.5	0.1%	1,205	Reduced−20
Invesco Global Clean Energy ETF	ETF	46138G847	0.5	0.1%	25,454	Reduced−355
Rockwell Automation Inc ComROK	Stock	773903109	0.5	0.1%	1,000	Unchanged
Turn Therapeutics Inc ComTTRX	Stock	90021W105	0.5	0.1%	65,732	Unchanged
M & T BK Corp ComMTB	Stock	55261F104	0.5	0.1%	1,966	Unchanged
Travelers Companies Inc ComTRV	Stock	89417E109	0.5	0.1%	1,408	Unchanged
SPDR Gold SharesGLD	ETF	78463V107	0.5	0.1%	1,249	Reduced−44
Coinbase Global Inc Com CL aCOIN	Stock	19260Q107	0.4	<0.1%	3,033	Reduced−55
Sysco Corp ComSYY	Stock	871829107	0.4	<0.1%	5,142	Unchanged
MP Materials Corp Com CL aMP	Stock	553368101	0.4	<0.1%	7,600	Reduced−3,200
Tesla Inc ComTSLA	Stock	88160R101	0.4	<0.1%	1,011	Added+20
Solstice Advanced Matls Inc Com SHSSOLS	Stock	83443Q103	0.4	<0.1%	4,784	Unchanged
Invesco Ai and Next Gen Software ETF	ETF	46137V639	0.4	<0.1%	3,996	New+3,996
Shake Shack Inc CL aSHAK	Stock	819047101	0.4	<0.1%	7,300	New+7,300
Snowflake Inc Com SHSSNOW	Stock	833445109	0.4	<0.1%	1,600	Reduced−1,600
Ishares Preferred & Income Securities ETF	ETF	464288687	0.4	<0.1%	13,315	Added+950
Lowes Cos Inc ComLOW	Stock	548661107	0.4	<0.1%	1,836	Unchanged
Royal Gold Inc ComRGLD	Stock	780287108	0.4	<0.1%	2,028	Unchanged
Wheaton Precious Metals Corp ComWPM	Stock	962879102	0.4	<0.1%	3,600	Unchanged
EOG Res Inc ComEOG	Stock	26875P101	0.4	<0.1%	3,085	Unchanged
Colgate Palmolive Co ComCL	Stock	194162103	0.4	<0.1%	4,333	Unchanged
Texas Pacific Land Corporation ComTPL	Stock	88262P102	0.4	<0.1%	900	Reduced−9
Everest Group Ltd Com	Stock	G3223R108	0.4	<0.1%	1,100	Unchanged
Arcosa Inc ComACA	Stock	039653100	0.4	<0.1%	2,694	Unchanged
Cheniere Energy Inc Com NewLNG	Stock	16411R208	0.4	<0.1%	1,631	Added+176
Anteris Technologies Global ComAVR	Stock	03675P102	0.4	<0.1%	39,534	Added+12,250
Fidelity Natl Finl Inc Com SHSFNF	Stock	31620R303	0.4	<0.1%	8,150	Added+1,280
Wynn Resorts Ltd ComWYNN	Stock	983134107	0.4	<0.1%	3,900	New+3,900
Sandisk Corp ComSNDK	Stock	80004C200	0.4	<0.1%	166	New+166
Greif Inc CL BGEF	Stock	397624206	0.4	<0.1%	4,028	Unchanged
Invesco Dorsey Wright Technology Momentum ETF	ETF	46137V811	0.4	<0.1%	2,758	New+2,758
Warner Bros Discovery Inc Com Ser a	Stock	934423104	0.4	<0.1%	14,066	Unchanged
Hewlett Packard Enterprise Co ComHPE	Stock	42824C109	0.4	<0.1%	8,285	New+8,285
Sensient Technologies Corp ComSXT	Stock	81725T100	0.4	<0.1%	3,000	Unchanged
Chubb Limited Com	Stock	H1467J104	0.4	<0.1%	1,061	Unchanged
West Pharmaceutical SVSC Inc ComWST	Stock	955306105	0.4	<0.1%	1,000	Unchanged
Comcast Corp New CL aCMCSA	Stock	20030N101	0.4	<0.1%	14,552	Reduced−2,700
Chipotle Mexican Grill Inc ComCMG	Stock	169656105	0.4	<0.1%	10,500	Reduced−2,300
Occidental Pete Corp ComOXY	Stock	674599105	0.4	<0.1%	7,300	Unchanged
The Cigna Group ComCI	Stock	125523100	0.4	<0.1%	1,286	Unchanged
D-Wave Quantum Inc ComQBTS	Stock	26740W109	0.4	<0.1%	14,617	Added+17
Ishares Core Dividend Growth ETF	ETF	46434V621	0.3	<0.1%	4,448	Unchanged
Invesco Building & Construction ETF	ETF	46137V779	0.3	<0.1%	2,997	Added+196
Ishares Ibonds Dec 2026 Term Corporate ETF	ETF	46435GAA0	0.3	<0.1%	13,779	Reduced−641
Simpson MFG Inc ComSSD	Stock	829073105	0.3	<0.1%	1,585	Reduced−25
Neostellar Cap Corp Com NewNSLR	CEF	86887Q109	0.3	<0.1%	26,023	Reduced−315
SLB Limited Com STKSLB	Stock	806857108	0.3	<0.1%	7,000	Reduced−400
Consolidated Edison Inc ComED	Stock	209115104	0.3	<0.1%	2,932	Unchanged
Agnico Eagle Mines Ltd ComAEM	Stock	008474108	0.3	<0.1%	2,077	Added+1
Royal BK Cda ComRY	Stock	780087102	0.3	<0.1%	1,526	Unchanged
Mondelez International Inc CL aMDLZ	Stock	609207105	0.3	<0.1%	5,422	Added+170
Texas Instrs Inc ComTXN	Stock	882508104	0.3	<0.1%	1,050	Unchanged
Dupont de Nemours Inc Common StockDD	Stock	26614N201	0.3	<0.1%	2,299	New+2,299
Markel Group Inc ComMKL	Stock	570535104	0.3	<0.1%	159	Unchanged
Phillips 66 ComPSX	Stock	718546104	0.3	<0.1%	1,832	Unchanged
Metlife Inc ComMET	Stock	59156R108	0.3	<0.1%	3,654	Reduced−500
Deere & Co ComDE	Stock	244199105	0.3	<0.1%	487	Unchanged
Trinity Inds Inc ComTRN	Stock	896522109	0.3	<0.1%	8,900	Unchanged
State Street SPDR Dow Jones Industrial Average ETF TrustDIA	ETF	78467X109	0.3	<0.1%	585	Added+68
Ford MTR Co ComF	Stock	345370860	0.3	<0.1%	21,922	Unchanged
Shell plc Spon AdsSHEL	ADR	780259305	0.3	<0.1%	3,910	Reduced−514
EQT Corp ComEQT	Stock	26884L109	0.3	<0.1%	5,700	Reduced−700
American WTR WKS Co Inc New ComAWK	Stock	030420103	0.3	<0.1%	2,200	Unchanged
Fastenal Co ComFAST	Stock	311900104	0.3	<0.1%	5,960	Reduced−1,000
Eastman Chem Co ComEMN	Stock	277432100	0.3	<0.1%	4,250	Unchanged
Steris plc SHS Usd	Stock	G8473T100	0.3	<0.1%	1,350	Unchanged
Invesco Water Resources ETF	ETF	46137V142	0.3	<0.1%	4,070	Reduced−1
Parker-Hannifin Corp ComPH	Stock	701094104	0.3	<0.1%	287	Unchanged
Corteva Inc ComCTVA	Stock	22052L104	0.3	<0.1%	3,287	Unchanged
Sempra ComSRE	Stock	816851109	0.3	<0.1%	3,000	Unchanged
KKR & Co Inc ComKKR	Stock	48251W104	0.3	<0.1%	3,000	Unchanged
Toast Inc CL aTOST	Stock	888787108	0.3	<0.1%	9,600	Reduced−11,600
Becton Dickinson & Co ComBDX	Stock	075887109	0.3	<0.1%	1,757	Unchanged
Take-Two Interactive Software ComTTWO	Stock	874054109	0.3	<0.1%	1,047	Added+51
DT Midstream Inc Common StockDTM	Stock	23345M107	0.3	<0.1%	1,750	Unchanged
First Horizon Corporation ComFHN	Stock	320517105	0.3	<0.1%	10,000	Unchanged
Ishares Core Msci Total International Stock ETF	ETF	46432F834	0.3	<0.1%	2,670	Added+920
Public Storage ComPSA	REIT	74460D109	0.3	<0.1%	800	Unchanged
Ishares Biotechnology ETF	ETF	464287556	0.2	<0.1%	1,290	Added+390
California WTR SVC Group ComCWT	Stock	130788102	0.2	<0.1%	5,000	Unchanged
Navigator Holdings Ltd SHS	Stock	Y62132108	0.2	<0.1%	12,870	Unchanged
Amplify Cybersecurity ETF	ETF	032108664	0.2	<0.1%	2,250	Reduced−300
Blackstone Mortgage Trust Inc Com CL aBXMT	REIT	09257W100	0.2	<0.1%	13,475	Added+2,650
Delta Air Lines Inc Com NewDAL	Stock	247361702	0.2	<0.1%	2,235	New+2,235
XPO Inc ComXPO	Stock	983793100	0.2	<0.1%	1,000	Unchanged
Goldman Sachs BDC Inc SHSGSBD	CEF	38147U107	0.2	<0.1%	21,650	Unchanged
Fidelity Natl Information SVCS ComFIS	Stock	31620M106	0.2	<0.1%	5,250	Unchanged
Patria Investments Limited Com CL a	Stock	G69451105	0.2	<0.1%	18,400	Unchanged
Quest Diagnostics Inc ComDGX	Stock	74834L100	0.2	<0.1%	933	Unchanged
L3HARRIS Technologies Inc ComLHX	Stock	502431109	0.2	<0.1%	675	Reduced−83
GE Healthcare Technologies Inc Common StockGEHC	Stock	36266G107	0.2	<0.1%	3,052	Added+4
Morgan Stanley Com NewMS	Stock	617446448	0.2	<0.1%	911	Unchanged
Ishares Silver TrustSLV	ETF	46428Q109	0.2	<0.1%	3,400	Unchanged
Netflix Inc. ComNFLX	Stock	64110L106	0.2	<0.1%	2,500	New+2,500
DOW Holdings Inc ComDOW	Stock	260557103	0.2	<0.1%	6,459	Reduced−715
Wells Fargo & Co ComWFC	Stock	949746101	0.2	<0.1%	2,138	Unchanged
Marriott International Inc New CL aMAR	Stock	571903202	0.2	<0.1%	465	Added+80
Alerian MLP ETF	ETF	00162Q452	0.2	<0.1%	3,242	Unchanged
Paramount Skydance Corp Com CL BSKYD	Stock	69932A204	0.2	<0.1%	16,827	Added+4,000
Scotts Miracle-Gro Co CL aSMG	Stock	810186106	0.2	<0.1%	2,361	Reduced−54
Vanguard Short-Term Corporate Bond ETF	ETF	92206C409	0.2	<0.1%	2,000	Unchanged
Entergy Corp New ComETR	Stock	29364G103	0.2	<0.1%	1,360	Added+60
Tapestry Inc ComTPR	Stock	876030107	0.2	<0.1%	1,055	Unchanged
Quanta SVCS Inc ComPWR	Stock	74762E102	0.2	<0.1%	213	Added+185
Transocean Ltd Registered SHS	Stock	H8817H100	0.1	<0.1%	30,423	Unchanged
Carrier Global Corporation ComCARR	Stock	14448C104	0.1	<0.1%	2,000	Unchanged
Kraft Heinz Co ComKHC	Stock	500754106	0.1	<0.1%	6,000	Unchanged
Jpmorgan Equity Premium Income ETF	ETF	46641Q332	0.1	<0.1%	2,500	Unchanged
Goldman Sachs Group Inc ComGS	Stock	38141G104	0.1	<0.1%	138	Unchanged
Space Exploration Techn Corp Class a Com STKSPCX	Stock	84615Q103	0.1	<0.1%	793	New+793
Main STR Cap Corp ComMAIN	CEF	56035L104	0.1	<0.1%	2,600	Added+80
Vanguard Morningstar Total Stock Market ETF	ETF	922908769	0.1	<0.1%	360	Unchanged
Ishares Russell 2000 ETF	ETF	464287655	0.1	<0.1%	435	Added+100
State Street Industrial Select Sector SPDR ETF	ETF	81369Y704	0.1	<0.1%	698	Unchanged
Curtiss Wright Corp ComCW	Stock	231561101	0.1	<0.1%	169	Unchanged
Ishares Semiconductor ETF	ETF	464287523	0.1	<0.1%	196	Added+46
Ishares Msci USA Momentum Factor ETF	ETF	46432F396	0.1	<0.1%	363	Unchanged
Ishares Bitcoin Trust ETFIBIT	ETF	46438F101	0.1	<0.1%	3,674	Added+1,291
Granite Constr Inc ComGVA	Stock	387328107	0.1	<0.1%	750	New+750
Stryker Corporation ComSYK	Stock	863667101	0.1	<0.1%	375	Unchanged
American Elec PWR Co Inc ComAEP	Stock	025537101	0.1	<0.1%	850	Unchanged
Bank of Amer Corp ComBAC	Stock	060505104	0.1	<0.1%	2,027	Added+300
Kayne Anderson Energy Infrstr ComKYN	CEF	486606106	0.1	<0.1%	7,943	Unchanged
Ishares Short Duration Bond Active ETF	ETF	46431W507	0.1	<0.1%	2,141	Reduced−505
Starbucks Corp ComSBUX	Stock	855244109	0.1	<0.1%	1,060	New+1,060
Lumen Technologies Inc ComLUMN	Stock	550241103	0.1	<0.1%	13,584	Unchanged
Edwards Lifesciences Corp ComEW	Stock	28176E108	0.1	<0.1%	1,150	Unchanged
Applovin Corp Com CL aAPP	Stock	03831W108	0.1	<0.1%	200	Reduced−250
Dell Technologies Inc CL CDELL	Stock	24703L202	0.1	<0.1%	235	Added+200
Precigen Inc ComPGEN	Stock	74017N105	0.1	<0.1%	17,000	Unchanged
Mannkind Corp Com NewMNKD	Stock	56400P706	0.1	<0.1%	22,660	Unchanged
Nvent Elec plc SHS	Stock	G6700G107	0.1	<0.1%	550	Unchanged
Celestica Inc ComCLS	Stock	15101Q207	0.1	<0.1%	251	New+251
Waters Corp ComWAT	Stock	941848103	0.1	<0.1%	236	Unchanged
United Rentals Inc ComURI	Stock	911363109	0.1	<0.1%	77	Unchanged
Accenture plc Ireland SHS Class a	Stock	G1151C101	0.1	<0.1%	687	Added+74
Arista Networks Inc Com SHSANET	Stock	040413205	0.1	<0.1%	484	Added+150
Prologis Inc. ComPLD	REIT	74340W103	0.1	<0.1%	600	Reduced−100
Uber Technologies Inc ComUBER	Stock	90353T100	0.1	<0.1%	1,100	Reduced−350
Idacorp Inc ComIDA	Stock	451107106	0.1	<0.1%	500	Unchanged
Carlyle Group Inc ComCG	Stock	14316J108	0.1	<0.1%	1,773	Reduced−190
GSK plc Sponsored AdrGSK	ADR	37733W204	0.1	<0.1%	1,384	Reduced−59
Stereotaxis Inc Com NewSTXS	Stock	85916J409	0.1	<0.1%	40,079	Unchanged
Forgent Power Solutions Inc Com SHS CL aFPS	Stock	34631F102	0.1	<0.1%	1,200	New+1,200
Chart Industries	Stock	16115Q308	0.1	<0.1%	308	Reduced−311
Fedex Corp ComFDX	Stock	31428X106	0.1	<0.1%	200	Unchanged
Wabtec ComWAB	Stock	929740108	0.1	<0.1%	209	Added+19
B & G Foods Inc ComBGS	Stock	05508R106	0.1	<0.1%	13,505	Reduced−300
State Street SPDR S&P Metals & Mining ETF	ETF	78464A755	0.1	<0.1%	500	Unchanged
Target Corp ComTGT	Stock	87612E106	0.1	<0.1%	405	Added+100
Marathon Pete Corp ComMPC	Stock	56585A102	0.1	<0.1%	200	Unchanged
Steel Dynamics Inc ComSTLD	Stock	858119100	0.0	<0.1%	200	Unchanged
First Trust Nasdaq Cybersecurity ETF	ETF	33734X846	0.0	<0.1%	500	Unchanged
Invesco S&P 500 Equal Weight ETF	ETF	46137V357	0.0	<0.1%	211	Added+1
Intuitive Surgical Inc Com NewISRG	Stock	46120E602	0.0	<0.1%	100	Unchanged
Vanguard S&P 500 ETF	ETF	922908363	0.0	<0.1%	57	Unchanged
Reddit Inc CL aRDDT	Stock	75734B100	0.0	<0.1%	224	Added+115
Diamondback Energy Inc ComFANG	Stock	25278X109	0.0	<0.1%	186	Unchanged
Gabelli Equity TR Inc ComGAB	CEF	362397101	0.0	<0.1%	5,428	Unchanged
Sterling Infrastructure Inc ComSTRL	Stock	859241101	0.0	<0.1%	35	New+35
Tower Semiconductor Ltd SHS New	Stock	M87915274	0.0	<0.1%	108	New+108
State Street Financial Select Sector SPDR ETF	ETF	81369Y605	0.0	<0.1%	500	Unchanged
TJX Cos Inc New ComTJX	Stock	872540109	0.0	<0.1%	150	Unchanged
Owens Corning New ComOC	Stock	690742101	0.0	<0.1%	125	New+125
Salesforce Inc ComCRM	Stock	79466L302	0.0	<0.1%	100	Unchanged
BWX Technologies Inc ComBWXT	Stock	05605H100	0.0	<0.1%	76	Unchanged
Brookfield Corp CL a Ltd VT SHBN	Stock	11271J107	0.0	<0.1%	264	Unchanged
North European Oil Rty TR SH Ben IntNRT	Stock	659310106	0.0	<0.1%	1,500	Unchanged
State Street SPDR Bloomberg 1-3 Month T-Bill ETF	ETF	78468R663	0.0	<0.1%	99	Unchanged
LAM Research Corp Com NewLRCX	Stock	512807306	0.0	<0.1%	10	Reduced−110
American Superconductor Corp SHS NewAMSC	Stock	030111207	0.0	<0.1%	67	Unchanged
State Street Materials Select Sector SPDR ETF	ETF	81369Y100	0.0	<0.1%	40	New+40

Sold out: 16 positions

Held at the end of the quarter before and not reported this quarter.

Wellington Shields & Co., LLC, positions sold out
Issuer	Class	CUSIP	Weight	Change on the quarter before
Albemarle Corp ComALB	Stock	012653101	0.0%	Sold out−1,629
Astrazeneca plc Ord	ADR	G0593M107	0.0%	Sold out−1,000
Bitmine Immersion Techs Inc Com NewBMNR	Stock	09175A206	0.0%	Sold out−10,500
BJS WHSL Club Holdings Inc ComBJ	Stock	05550J101	0.0%	Sold out−2,200
Dupont de Nemours Inc Com	Stock	26614N102	0.0%	Sold out−7,405
Exxon Mobil Corp Com	Stock	30231G102	0.0%	Sold out−78,716
Flutter Entmt plc SHS	Stock	G3643J108	0.0%	Sold out−2,685
Gabelli Equity TR Inc RT Exp 041426	Stock	362397226	0.0%	Sold out−5,430
Honeywell International Inc Com	Stock	438516106	0.0%	Sold out−20,044
Invesco Oil & Gas Services ETF	ETF	46137Y872	0.0%	Sold out−10,418
Invesco Pharmaceuticals ETF	ETF	46137V662	0.0%	Sold out−3,043
Nike Inc CL BNKE	Stock	654106103	0.0%	Sold out−5,911
Otis Worldwide Corp ComOTIS	Stock	68902V107	0.0%	Sold out−2,346
Rigetti Computing Inc Common StockRGTI	Stock	76655K103	0.0%	Sold out−12,000
Simplify Government Money Market ETF	ETF	82889N269	0.0%	Sold out−2,345
State Street Energy Select Sector SPDR ETF	ETF	81369Y506	0.0%	Sold out−1,900

Source: SEC EDGAR, Form 13F-HR, accession 0001506073-26-000003 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.