AWM Investment Company, Inc.
An institutional investment manager in NEW YORK, NY. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 14, 2026. SEC CIK 1535264.
- Reported value$1.15bn
- Positions106
Holdings: 106 positions
The filing on sec.govAs filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.
| Issuer | Class | CUSIP | Reported value$m | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| nLight, Inc.LASR | COM | 65487K100 | 65.4 | 5.7% | 939,011 | Reduced−84,728 | |
| Vicor CorporationVICR | COM | 925815102 | 56.6 | 4.9% | 148,981 | Reduced−139,199 | |
| 908 Devices, Inc.MASS | COM | 65443P102 | 42.5 | 3.7% | 4,879,773 | Reduced−320,151 | |
| LightPath Technologies, Inc.LPTH | COM | 532257805 | 41.5 | 3.6% | 2,537,522 | Added+499,912 | |
| American Superconductor CorpAMSC | COM | 030111207 | 39.5 | 3.4% | 951,604 | Added+150,000 | |
| CEVA, Inc.CEVA | COM | 157210105 | 37.7 | 3.3% | 799,806 | Reduced−65,000 | |
| Butterfly Network, Inc.BFLY | COM | 124155102 | 37.3 | 3.2% | 4,430,593 | Unchanged | |
| Definium Therapeutics, Inc.DFTX | COM | 24477V105 | 36.9 | 3.2% | 784,800 | Reduced−292,093 | |
| Aehr Test SystemsAEHR | COM | 00760J108 | 36.0 | 3.1% | 374,808 | Reduced−1,219,163 | |
| Kopin CorporationKOPN | COM | 500600101 | 35.9 | 3.1% | 8,024,062 | Reduced−3,790,750 | |
| BlackSky Technology, Inc.BKSY | COM | 09263B207 | 33.5 | 2.9% | 1,200,000 | Reduced−525,610 | |
| Boost Run, Inc.BRUN | COM | 09940T100 | 31.6 | 2.7% | 813,739 | New+813,739 | |
| Impinj, Inc.PI | COM | 453204109 | 29.7 | 2.6% | 207,018 | Unchanged | |
| Aerovironment, Inc.AVAV | COM | 008073108 | 24.3 | 2.1% | 146,908 | Added+16,250 | |
| Velo3D, Inc.VELO | COM | 92259N302 | 23.2 | 2.0% | 1,322,066 | Reduced−656,216 | |
| Backblaze, Inc.BLZE | COM | 05637B105 | 22.2 | 1.9% | 1,400,166 | Unchanged | |
| The RealReal, Inc.REAL | COM | 88339P101 | 21.3 | 1.8% | 1,803,647 | Added+319,800 | |
| Universal Technical Institute,UTI | COM | 913915104 | 20.9 | 1.8% | 489,098 | Unchanged | |
| Talkspace, Inc. | COM | 87427V103 | 19.9 | 1.7% | 3,826,892 | Unchanged | |
| Arlo Technologies, Inc.ARLO | COM | 04206A101 | 19.8 | 1.7% | 1,466,009 | Added+200,900 | |
| Everspin Technology, Inc.MRAM | COM | 30041T104 | 18.1 | 1.6% | 750,000 | Reduced−1,327,241 | |
| Insight Molecular Diagnostic IIMDX | COM | 68235C206 | 16.7 | 1.5% | 2,836,692 | Added+30,436 | |
| Amtech Systems, Inc.ASYS | COM | 032332504 | 15.9 | 1.4% | 690,000 | New+690,000 | |
| Strata Critical Medical, Inc.SRTA | COM | 092667104 | 14.9 | 1.3% | 2,821,468 | Unchanged | |
| PowerFleet, Inc.AIOT | COM | 73931J109 | 14.7 | 1.3% | 3,840,463 | Reduced−861,043 | |
| Gilat Satellite Networks, Ltd. | COM | M51474118 | 13.8 | 1.2% | 1,036,181 | Reduced−1,266,586 | |
| RADCOM, Ltd. (Israel) | COM | M81865111 | 13.4 | 1.2% | 951,796 | Reduced−39,465 | |
| Fennec Pharmaceuticals, Inc.FENC | COM | 31447P100 | 12.5 | 1.1% | 1,160,296 | Added+440,161 | |
| Galaxy Digital, Inc.-Class AGLXY | COM | 36317J209 | 12.2 | 1.1% | 447,000 | Added+2,000 | |
| Alpha Cognition, Inc.(Canada)ACOG | COM | 02074J501 | 12.1 | 1.0% | 1,672,168 | Unchanged | |
| Brazil Potash Corp.GRO | COM | 10586A108 | 10.8 | 0.9% | 5,000,000 | Added+2,771,400 | |
| Palvella Therapeutics, Inc.PVLA | COM | 697947109 | 10.6 | 0.9% | 69,416 | Unchanged | |
| The Lovesac CompanyLOVE | COM | 54738L109 | 10.2 | 0.9% | 610,402 | Added+110,400 | |
| Ouster, Inc.OUST | COM | 68989M202 | 9.8 | 0.9% | 157,435 | Reduced−28,565 | |
| ASP Isotopes, Inc.ASPI | COM | 00218A105 | 9.8 | 0.9% | 1,581,490 | Reduced−543,006 | |
| Sophia Genetics S.A. (Switze | COM | H82027105 | 9.8 | 0.9% | 1,700,000 | New+1,700,000 | |
| Genasys, Inc. (F4)GNSS | COM | 36872P103 | 9.6 | 0.8% | 5,649,544 | Unchanged | |
| Red Cat Holdings, Inc.RCAT | COM | 75644T100 | 9.3 | 0.8% | 874,460 | Added+500,000 | |
| Abeona Therapeutics, Inc.ABEO | COM | 00289Y206 | 9.2 | 0.8% | 1,486,130 | Added+683,000 | |
| Schmid Group, N.V. (Germany) | COM | N68722102 | 8.7 | 0.8% | 1,388,976 | New+1,388,976 | |
| Natural Gas Services Group, InNGS | COM | 63886Q109 | 8.2 | 0.7% | 189,732 | Reduced−25,044 | |
| Spruce Biosciences, Inc. | COM | 85209E108 | 7.9 | 0.7% | 146,988 | New+146,988 | |
| Tigo Energy, Inc.TYGO | COM | 88675P103 | 7.8 | 0.7% | 3,347,933 | Added+1,197,003 | |
| Citi Trends, Inc.CTRN | COM | 17306X102 | 7.8 | 0.7% | 134,127 | Reduced−32,000 | |
| Spire Global Inc.SPIR | COM | 848560306 | 7.7 | 0.7% | 413,522 | Reduced−15,291 | |
| Lantronix, Inc.LTRX | COM | 516548203 | 7.4 | 0.6% | 1,250,000 | New+1,250,000 | |
| Ideal Power, Inc.IPWR | COM | 451622203 | 7.2 | 0.6% | 1,346,244 | Added+149,395 | |
| Owlet, Inc.OWLT | COM | 69120X206 | 7.0 | 0.6% | 1,225,353 | Reduced−753,117 | |
| Elmet Group Co.ELMT | COM | 289395105 | 6.8 | 0.6% | 344,853 | New+344,853 | |
| Mayville Engineering Company,MEC | COM | 578605107 | 6.7 | 0.6% | 180,000 | New+180,000 | |
| Lifeway Foods, Inc.LWAY | COM | 531914109 | 6.7 | 0.6% | 223,000 | New+223,000 | |
| Paysign, Inc.PAYS | COM | 70451A104 | 6.6 | 0.6% | 800,965 | Added+415,000 | |
| Progyny, Inc.PGNY | COM | 74340E103 | 6.3 | 0.6% | 220,000 | Unchanged | |
| Destination XL Group, Inc.DXLG | COM | 25065K104 | 6.3 | 0.5% | 9,399,297 | Unchanged | |
| Nextdoor Holdings, Inc.NXDR | COM | 65345M108 | 6.0 | 0.5% | 2,655,204 | Added+501,366 | |
| Rani Therapeutics Holdings, InRANI | COM | 753018100 | 5.7 | 0.5% | 7,500,000 | Added+1,000,000 | |
| Allot Ltd. (Israel) | COM | M0854Q105 | 5.5 | 0.5% | 624,700 | Unchanged | |
| Reservoir Media, Inc.RSVR | COM | 76119X105 | 5.4 | 0.5% | 545,453 | Reduced−6,141 | |
| NeoVolta, Inc.NEOV | COM | 640655106 | 5.2 | 0.4% | 1,645,557 | New+1,645,557 | |
| Gambling.com Group Ltd. | COM | G3R239101 | 5.1 | 0.4% | 2,667,343 | Added+180,866 | |
| Forte Biosciences, Inc. | COM | 34962G208 | 4.7 | 0.4% | 222,500 | Added+22,500 | |
| GrowGeneration Corp.GRWG | COM | 39986L109 | 4.6 | 0.4% | 3,098,410 | Reduced−282,374 | |
| Arbe Robotics, Ltd.(Israel) | COM | M1R95N100 | 4.6 | 0.4% | 5,506,444 | Reduced−395,453 | |
| SANUWAVE Health, Inc.SNWV | COM | 80303D305 | 4.5 | 0.4% | 454,550 | Unchanged | |
| OrthoPediatrics CorporationKIDS | COM | 68752L100 | 4.5 | 0.4% | 237,169 | Unchanged | |
| 5E Advanced Materials, Inc.FEAM | COM | 33830Q208 | 4.3 | 0.4% | 3,126,384 | Reduced−123,616 | |
| Eledon Pharmaceuticals, Inc.ELDN | COM | 28617K101 | 4.3 | 0.4% | 1,100,000 | Unchanged | |
| Aura Biosciences, Inc.AURA | COM | 05153U107 | 4.2 | 0.4% | 591,285 | New+591,285 | |
| Ooma, Inc.OOMA | COM | 683416101 | 3.3 | 0.3% | 173,820 | Reduced−237,288 | |
| Crinetics Pharmaceuticals, Inc | COM | 22663K107 | 3.2 | 0.3% | 85,000 | Reduced−15,000 | |
| OPKO Health, Inc.OPK | COM | 68375N103 | 3.2 | 0.3% | 2,110,000 | Added+10,000 | |
| Aeluma, Inc.ALMU | COM | 00776X109 | 2.9 | 0.3% | 131,404 | Reduced−68,596 | |
| American Public Education, IncAPEI | COM | 02913V103 | 2.9 | 0.2% | 53,500 | Unchanged | |
| Hippo Holdings, Inc.HIPO | COM | 433539202 | 2.8 | 0.2% | 100,000 | Unchanged | |
| Faeth Therapeutics, Inc.FTH | COM | 81728A207 | 2.8 | 0.2% | 111,343 | New+111,343 | |
| Nkarta, Inc.NKTX | COM | 65487U108 | 2.6 | 0.2% | 906,000 | Unchanged | |
| Xtant Medical Holdings, Inc.XTNT | COM | 98420P308 | 2.5 | 0.2% | 5,976,910 | Unchanged | |
| Benitec Biopharma, Inc.BNTC | COM | 08205P209 | 2.5 | 0.2% | 187,977 | Unchanged | |
| argenx SE - ADR (Netherlands)ARGX | COM | 04016X101 | 2.3 | 0.2% | 2,500 | Reduced−1,250 | |
| Alto Neuroscience, Inc.ANRO | COM | 02157Q109 | 2.1 | 0.2% | 80,000 | Reduced−90,000 | |
| Liberty Defense Holdings, Ltd.DETX | COM | 53044R867 | 2.1 | 0.2% | 514,300 | New+514,300 | |
| Modular Medical, Inc.MODD | COM | 60785L306 | 2.0 | 0.2% | 441,095 | Added+74,429 | |
| Aquestive Therapeutics, Inc.AQST | COM | 03843E104 | 2.0 | 0.2% | 475,400 | Added+205,000 | |
| Abacus Life, Inc.ABX | COM | 00258Y104 | 1.9 | 0.2% | 177,772 | Unchanged | |
| Black Diamond Therapeutics, InBDTX | COM | 09203E105 | 1.9 | 0.2% | 1,000,000 | Added+475,000 | |
| DHI Group, Inc.DHX | COM | 23331S100 | 1.8 | 0.2% | 497,698 | Unchanged | |
| Angel Studios,Inc.ANGX | COM | 034948109 | 1.7 | 0.1% | 458,379 | New+458,379 | |
| SUNation Energy, Inc. (RestricSUNE | COM | 72303P503 | 1.6 | 0.1% | 820,000 | New+820,000 | |
| SAB Biotherapeutics, Inc.SABS | COM | 78397T202 | 1.5 | 0.1% | 375,000 | Reduced−25,000 | |
| Nektar TherapeuticsNKTR | COM | 640268306 | 1.5 | 0.1% | 20,925 | Added+925 | |
| Atrium Therapeutics, Inc.RNA | COM | 04965N104 | 1.4 | 0.1% | 107,500 | Added+57,500 | |
| Satellos Bioscience, Inc. (CanMSLE | COM | 80401L803 | 1.4 | 0.1% | 180,000 | New+180,000 | |
| OptimizeRx CorporationOPRX | COM | 68401U204 | 1.4 | 0.1% | 240,421 | Added+10,000 | |
| Aytu BioPharma, Inc.AYTU | COM | 054754858 | 1.3 | 0.1% | 619,574 | Unchanged | |
| Anteris Technologies Global CoAVR | COM | 03675P102 | 1.1 | <0.1% | 115,000 | Unchanged | |
| PepGen, Inc.PEPG | COM | 713317105 | 1.1 | <0.1% | 600,000 | Reduced−1,230,925 | |
| Cryoport, Inc.CYRX | COM | 229050307 | 1.0 | <0.1% | 61,111 | Unchanged | |
| Opus Genetics, Inc.IRD | COM | 67577R102 | 1.0 | <0.1% | 232,590 | New+232,590 | |
| Satellos Bioscience, Inc. (Can | COM | 80401L308 | 0.9 | <0.1% | 125,000 | Reduced−90,000 | |
| Creative Realities, Inc.CREX | COM | 22530J309 | 0.8 | <0.1% | 200,000 | New+200,000 | |
| Flotek Industries, Inc.FTK | COM | 343389409 | 0.7 | <0.1% | 30,000 | New+30,000 | |
| Sagimet Biosciences, Inc.SGMT | COM | 786700104 | 0.6 | <0.1% | 80,000 | New+80,000 | |
| CytomX Therapeutics, Inc.CTMX | COM | 23284F105 | 0.6 | <0.1% | 150,000 | Unchanged | |
| Stablex Technologies, Inc.FABC | COM | 054748306 | 0.5 | <0.1% | 145,000 | New+145,000 | |
| Sera Prognostics, Inc.SERA | COM | 81749D107 | 0.4 | <0.1% | 207,382 | Unchanged | |
| DiaMedica Therapeutics, Inc.DMAC | COM | 25253X207 | 0.3 | <0.1% | 36,000 | Unchanged |
Sold out: 13 positions
Held at the end of the quarter before and not reported this quarter.
| Issuer | Class | CUSIP | Reported value$ | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| Aviat Networks, Inc.AVNW | COM | 05366Y201 | 0.0 | 0.0% | 0 | Sold out−165,723 | |
| Beeline Holdings, Inc.BLNE | COM | 277802500 | 0.0 | 0.0% | 0 | Sold out−1,848,641 | |
| Century Casinos, Inc.CNTY | COM | 156492100 | 0.0 | 0.0% | 0 | Sold out−639,834 | |
| Gaia, Inc.GAIA | COM | 36269P104 | 0.0 | 0.0% | 0 | Sold out−1,252,090 | |
| InfuSystem Holdings, Inc.INFU | COM | 45685K102 | 0.0 | 0.0% | 0 | Sold out−201,077 | |
| LSI Industries, Inc.LYTS | COM | 50216C108 | 0.0 | 0.0% | 0 | Sold out−176,097 | |
| MaxCyte, Inc. | COM | 5777K1061 | 0.0 | 0.0% | 0 | Sold out−500,000 | |
| MDxHealth, SA (Belgium) | COM | B5950S113 | 0.0 | 0.0% | 0 | Sold out−5,221,282 | |
| NextCure, Inc.NXTC | COM | 65343E207 | 0.0 | 0.0% | 0 | Sold out−117,371 | |
| The Real Brokerage, Inc.(Canad | COM | 75585H206 | 0.0 | 0.0% | 0 | Sold out−2,255,940 | |
| TriSalus Life Sciences, Inc.TLSI | COM | 89680M101 | 0.0 | 0.0% | 0 | Sold out−2,079,105 | |
| Ultra Clean Holdings, Inc.UCTT | COM | 90385V107 | 0.0 | 0.0% | 0 | Sold out−11,442 | |
| Willow Lane Acquisition Corp. | COM | G9675P102 | 0.0 | 0.0% | 0 | Sold out−779,299 |
Source: SEC EDGAR, Form 13F-HR, accession 0001535264-26-000051 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.