Tortoise Investment Management, LLC

Name: Tortoise Investment Management, LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in WHITE PLAINS, NY. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 7, 2026. SEC CIK 1599511.

Share this page

Link

Story card, 1080 × 1920

Reported value$1.34bn
Positions255

Holdings: 255 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.

Tortoise Investment Management, LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Put or call	Change on the quarter before
Ishares TR	CORE S&P500 ETF	464287200	107	8.0%	142,937		Reduced−2,363
Ishares TR	0-5 YR TIPS ETF	46429B747	92.0	6.9%	900,987		Added+60,756
American Centy ETF TR	US EQT ETF	025072885	53.2	4.0%	415,640		Added+23,353
J P Morgan Exchange Traded F	MORTGAGE BACKED	46654Q575	35.7	2.7%	705,007		Added+89,768
J P Morgan Exchange Traded F	MUNICIPAL ETF	46641Q647	33.6	2.5%	664,214		Added+73,075
Blackrock Mun Target Term TRBTT	COM SHS BEN IN	09257P105	32.3	2.4%	1,420,474		Added+19,322
Vanguard Scottsdale FDS	LONG TERM TREAS	92206C847	27.4	2.0%	495,847		Added+57,195
Ishares TR	0-3 MTH TREASURY	46436E718	26.5	2.0%	262,915		Reduced−25,835
Schwab Strategic TR	US TIPS ETF	808524870	25.9	1.9%	978,659		Added+48,996
Simplify Exchange Traded Fun	MBS ETF	82889N525	25.9	1.9%	527,409		Added+12,171
Ishares Inc	CORE MSCI EMKT	46434G103	24.5	1.8%	295,482		Reduced−11,048
Schwab Strategic TR	US LRG CAP ETF	808524201	21.7	1.6%	737,656		Reduced−8,238
Dimensional ETF Trust	US CORE EQT MKT	25434V104	20.9	1.6%	404,352		Added+3,228
Vanguard Index FDS	VALUE ETF	922908744	19.7	1.5%	90,620		Added+1,526
Ishares TR	CORE S&P TTL STK	464287150	19.1	1.4%	116,376		Added+1,033
Ishares TR	RUS 1000 ETF	464287622	19.0	1.4%	46,519		Reduced−444
Vanguard Scottsdale FDS	INTER TERM TREAS	92206C706	18.8	1.4%	319,219		Added+35,748
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	18.0	1.3%	24,069		Reduced−318
EA Series Trust	ALPHA ARCH 1-3	02072L565	17.8	1.3%	152,407		Added+7,591
Schwab Strategic TR	INTL SCEQT ETF	808524888	17.6	1.3%	365,315		Added+4,688
SPDR Index SHS FDS	ST PORT MARK ETF	78463X509	17.4	1.3%	336,148		Reduced−695
SPDR Series Trust	ST STR P500ETF	78464A854	16.7	1.2%	190,204		Reduced−5,220
Vanguard Instl Index FD	0 3 MO TR BI ETF	922040845	15.6	1.2%	205,882		Added+180
Apple IncAAPL	COM	037833100	14.9	1.1%	51,606		Added+780
Ishares TR	CORE MSCI EAFE	46432F842	14.7	1.1%	152,455		Reduced−3,075
Vanguard Index FDS	TOTAL STK MKT	922908769	14.3	1.1%	38,756		Reduced−541
SPDR Index SHS FDS	ST STR PO EX ETF	78463X889	14.3	1.1%	284,576		Added+7,664
Ishares TR	CORE S&P SCP ETF	464287804	14.3	1.1%	96,204		Reduced−2,815
Dimensional ETF Trust	EMGR CRE EQT MNG	25434V302	14.2	1.1%	354,317		Added+2,983
Doubleline ETF Trust	COMMERCIAL REAL	25861R303	14.2	1.1%	273,990		Added+2,199
SPDR Series Trust	ST STR SP600 SML	78468R853	13.6	1.0%	235,466		Added+14,060
Angel Oak Funds Trust	INCOME ETF	03463K760	13.5	1.0%	651,023		Reduced−11,620
Schwab Strategic TR	US REIT ETF	808524847	13.5	1.0%	570,742		Added+9,435
Dimensional ETF Trust	US COR EQU 2 ETF	25434V708	13.3	1.0%	300,547		Added+4,427
American Centy ETF TR	AVA MAR SMA ETF	025072141	12.8	1.0%	184,695		Added+3,989
Dimensional ETF Trust	INTL CORE EQT MK	25434V203	12.8	1.0%	310,076		Added+1,501
Invesco Exch Traded FD TR II	TAXABLE MUN BD	46138G805	12.5	0.9%	464,700		Added+36,222
Vanguard Index FDS	LARGE CAP ETF	922908637	11.9	0.9%	34,519		Added+202
Vanguard Tax-Managed FDS	VAN FTSE DEV MKT	921943858	11.8	0.9%	165,461		Reduced−5,098
American Centy ETF TR	AVANTIS EMGMKT	025072604	11.7	0.9%	121,127		Reduced−2,228
Dimensional ETF Trust	US SMALL CAP ETF	25434V815	11.3	0.8%	292,404		Added+2,390
Vaneck ETF Trust	LONG MUNI ETF	92189F536	11.3	0.8%	634,387		Added+37,530
Ishares TR	CORE S&P US VLU	464287663	11.0	0.8%	100,080		Reduced−1,234
Vanguard International Equity Index F	FTSE EMR MKT ETF	922042858	10.8	0.8%	181,484		Reduced−4,294
Dimensional ETF Trust	INTERNATNAL VAL	25434V807	9.8	0.7%	181,496		Added+804
Berkshire Hathaway Inc DelBRK-B	CL B NEW	084670702	9.1	0.7%	18,159		Added+476
Schwab Strategic TR	US SML CAP ETF	808524607	9.0	0.7%	249,627		Reduced−4,492
American Centy ETF TR	US SML CP VALU	025072877	8.9	0.7%	71,494		Reduced−1,441
Dimensional ETF Trust	US EQUI MARK ETF	25434V401	8.6	0.6%	105,284		Added+8,033
Dimensional ETF Trust	EMERGING MKTS VA	25434V740	8.5	0.6%	199,815		Reduced−4,123
Wisdomtree TR	EMG MKTS SMCAP	97717W281	8.3	0.6%	128,217		Reduced−2,923
Dimensional ETF Trust	US HIGH PROF ETF	25434V831	7.5	0.6%	180,837		Added+8,686
American Centy ETF TR	INTERNATIONAL LR	025072364	7.4	0.5%	95,289		Added+3,999
Nuveen Amt-Free Mun Value FDNUW	COM	670695105	7.3	0.5%	511,065		Reduced−14,042
American Centy ETF TR	AVAN TOTA EQ ETF	02507A606	6.7	0.5%	123,076		Reduced−2,400
Progressive CorpPGR	COM	743315103	6.5	0.5%	29,699		Added+31
Dimensional ETF Trust	US SMALL CAP ETF	25434V500	6.5	0.5%	78,776		Reduced−121
Invesco Exch Traded FD TR II	NATL AMT MUNI	46138E537	6.2	0.5%	265,440		Reduced−2,396
Ishares TR	S&P 500 VAL ETF	464287408	6.2	0.5%	27,450		Reduced−396
Pimco ETF TR	MUNI INCOME OPP	72201R635	5.8	0.4%	126,080		Added+16,190
Nuveen Select Mat Mun FDNIM	SH BEN INT	67061T101	5.4	0.4%	570,254		Reduced−940
AB Active Etfs Inc	NEW YO INTER ETF	00039J764	5.1	0.4%	201,018		New+201,018
State STR SPDR Dow Jones IndDIA	UT SER 1	78467X109	4.9	0.4%	9,340		Reduced−27
American Centy ETF TR	INTL SMCP VLU	025072802	4.8	0.4%	46,832		Reduced−543
Vanguard International Equity Index F	FTSE SMCAP ETF	922042718	4.8	0.4%	30,905		Reduced−942
Nuveen N Y Mun Value FDNNY	COM	67062M105	4.7	0.4%	538,148		Reduced−11,500
Vanguard Index FDS	SM CP VAL ETF	922908611	4.7	0.3%	19,299		Reduced−1,134
Ishares TR	CORE MSCI TOTAL	46432F834	4.7	0.3%	49,007		Reduced−3,630
Vanguard Index FDS	S&P 500 ETF SHS	922908363	4.4	0.3%	6,419		Added+1
American Centy ETF TR	EMERGING MKT VAL	025072372	4.4	0.3%	67,181		Reduced−562
Vanguard Index FDS	SMALL CP ETF	922908751	4.4	0.3%	14,367		Added+650
Schwab Strategic TR	US BRD MKT ETF	808524102	4.2	0.3%	145,287		Reduced−1,044
American Centy ETF TR	INTL EQT ETF	025072703	3.9	0.3%	43,312		Added+1,500
Schwab Strategic TR	INTL EQTY ETF	808524805	3.9	0.3%	139,138		Added+181
Ishares TR	MSCI USA QLT FCT	46432F339	3.8	0.3%	17,324		Reduced−475
Terawulf IncWULF	COM	88080T104	3.8	0.3%	153,225		Added+4
SPDR Index SHS FDS	ST MARKE CAP ETF	78463X756	3.7	0.3%	49,974		Reduced−1,489
Vanguard International Equity Index F	ALLWRLD EX US	922042775	3.7	0.3%	43,984		Reduced−265
J P Morgan Exchange Traded F	INCOME ETF	46641Q159	3.7	0.3%	79,732		Added+74,232
Pimco ETF TR	15+ YR US TIPS	72201R304	3.6	0.3%	71,497		Added+9,800
Ishares TR	SP SMCP600VL ETF	464287879	3.6	0.3%	26,352		Reduced−48
Microsoft CorpMSFT	COM	594918104	3.6	0.3%	9,549		Added+51
SPDR Series Trust	ST STR SP600SM C	78464A300	3.5	0.3%	32,052		Reduced−200
Dimensional ETF Trust	INTL HIGH PROFIT	25434V765	3.4	0.3%	98,742		Reduced−3,598
Vanguard Mun BD FDS	TAX EXEMPT BD	922907746	3.3	0.2%	65,548		Reduced−1,031
American Centy ETF TR	US LARGE CAP VLU	025072349	3.3	0.2%	36,038		Added+1,687
American Centy ETF TR	CORE MUNI FXD IN	025072695	3.2	0.2%	68,554		Added+4,924
Schwab Strategic TR	US LCAP VA ETF	808524409	2.9	0.2%	83,088		Reduced−1,629
Schwab Strategic TR	EMRG MKTEQ ETF	808524706	2.8	0.2%	77,970		Added+50
Putnam ETF Trust	FRANKLIN NY MUNI	746729763	2.8	0.2%	354,245		Added+75,340
Vanguard Ny Tax Free FDS	TAX EXEMPT BD	92204H400	2.6	0.2%	25,410		Reduced−1,387
Ishares TR	20 YR TR BD ETF	464287432	2.6	0.2%	30,520		Reduced−13,589
Vanguard Scottsdale FDS	SHORT TERM TREAS	92206C102	2.6	0.2%	44,895		Reduced−15,179
Ishares TR	S&P 100 ETF	464287101	2.5	0.2%	6,917		Unchanged
Jpmorgan Chase & CoJPM	COM	46625H100	2.5	0.2%	7,492		Added+146
Nvidia CorporationNVDA	COM	67066G104	2.4	0.2%	11,950		Added+2,516
Schwab Strategic TR	INT-TRM U.S TRES	808524854	2.4	0.2%	95,958		Added+31,016
Vanguard World FD	ESG US STK ETF	921910733	2.3	0.2%	17,083		Reduced−443
J P Morgan Exchange Traded F	ULTRA SHT MUNCPL	46641Q654	2.0	0.2%	40,000		Reduced−10,000
Invesco QQQ TR	UNIT SER 1	46090E103	2.0	0.1%	2,674		Added+99
Ishares TR	CORE S&P MCP ETF	464287507	1.9	0.1%	25,069		Reduced−725
Dimensional ETF Trust	EMERGING MKTS HI	25434V757	1.9	0.1%	44,835		Reduced−1,300
Lightbridge CorpLTBR	COM	53224K302	1.9	0.1%	215,937		Unchanged
Fidelity Covington Trust	MSCI RL EST ETF	316092857	1.8	0.1%	62,874		Added+4,350
SPDR Series Trust	ST LON TREAS ETF	78464A664	1.8	0.1%	69,051		Added+2,899
Ishares TR	RUSSELL 2000 ETF	464287655	1.8	0.1%	5,872		Unchanged
Vanguard Index FDS	REAL ESTATE ETF	922908553	1.7	0.1%	17,474		Added+263
Alphabet IncGOOGL	CAP STK CL A	02079K305	1.6	0.1%	4,544		Added+197
Invesco Exch Traded FD TR II	NY AMT FRE MUN	46138E529	1.6	0.1%	70,547		Added+7,955
Dimensional ETF Trust	INTL SMALL CAP V	25434V781	1.6	0.1%	39,525		Added+584
ELI Lilly & CoLLY	COM	532457108	1.6	0.1%	1,314		Added+82
Ishares TR	RUS 1000 GRW ETF	464287614	1.5	0.1%	12,172		Added+9,129
Vanguard Star FDS	VG TL INTL STK F	921909768	1.5	0.1%	17,501		Reduced−47
Amazon Com IncAMZN	COM	023135106	1.5	0.1%	6,243		Added+599
Vanguard International Equity Index F	TT WRLD ST ETF	922042742	1.5	0.1%	9,425		Reduced−398
Dimensional ETF Trust	INTL SMALL CAP E	25434V773	1.4	0.1%	40,921		Added+597
Alphabet IncGOOGL	CAP STK CL C	02079K107	1.4	0.1%	3,986		Added+428
Costco Wholesale CorporationCOST	COM	22160K105	1.4	0.1%	1,444		Added+14
Ishares TR	MSCI EAFE ETF	464287465	1.3	<0.1%	12,844		Reduced−1,725
Dimensional ETF Trust	WORLD EX US CORE	25434V880	1.3	<0.1%	35,243		Unchanged
Schwab Strategic TR	SHT TM US TRES	808524862	1.3	<0.1%	53,279		Reduced−22,848
Ishares TR	MSCI EMG MKT ETF	464287234	1.3	<0.1%	18,436		Reduced−1,770
Invesco Exchange Traded FD T	S&P500 QUALITY	46137V241	1.2	<0.1%	13,846		Unchanged
Ishares TR	EAFE SML CP ETF	464288273	1.2	<0.1%	15,081		Reduced−471
American Centy ETF TR	AVAN U S QUA ETF	02507A507	1.2	<0.1%	18,500		Unchanged
Home Depot IncHD	COM	437076102	1.2	<0.1%	3,407		Added+38
Dimensional ETF Trust	INFLATION PROTE	25434V856	1.2	<0.1%	28,642		Added+1,700
American Centy ETF TR	AVAN US SMAL ETF	025072323	1.2	<0.1%	15,723		Reduced−220
Vanguard Malvern FDS	STRM INFPROIDX	922020805	1.1	<0.1%	22,485		Added+1,100
SPDR Series Trust	ST STR PR SP1500	78464A805	1.1	<0.1%	12,250		Added+1,000
Vanguard Scottsdale FDS	VNG RUS3000IDX	92206C599	1.1	<0.1%	3,300		Unchanged
Ishares Inc	MSCI EMERG MRKT	464286533	1.0	<0.1%	13,885		Reduced−885
Wisdomtree TR	INTL SMCAP DIV	97717W760	1.0	<0.1%	11,954		Reduced−630
Doubleline ETF Trust	MORTGAGE ETF	25861R402	0.9	<0.1%	19,336		Reduced−12,517
Broadcom IncAVGO	COM	11135F101	0.9	<0.1%	2,363		Added+416
Ishares U S ETF TR	SHOR MAT MUN ETF	46431W838	0.9	<0.1%	17,000		Unchanged
Dimensional ETF Trust	US SUSTAINABILTY	25434V716	0.8	<0.1%	17,000		Reduced−220
Ishares TR	S&P 500 GRWT ETF	464287309	0.8	<0.1%	5,726		Added+2
Pimco ETF TR	INTER MUN BD ACT	72201R866	0.8	<0.1%	14,690		Reduced−1,200
J P Morgan Exchange Traded F	EQUITY AND OPTN	46654Q567	0.8	<0.1%	13,399		New+13,399
DNP Select Income FD IncDNP	COM	23325P104	0.8	<0.1%	70,472		Added+1,462
Heico Corp NewHEI	CL A	422806208	0.8	<0.1%	2,919		Unchanged
Dimensional ETF Trust	US LARG VALU ETF	25434V666	0.7	<0.1%	18,807		Unchanged
International Business MachsIBM	COM	459200101	0.7	<0.1%	2,550		Reduced−45
Goldman Sachs Group IncGS	COM	38141G104	0.7	<0.1%	708		Added+7
Cisco Sys IncCSCO	COM	17275R102	0.7	<0.1%	6,030		Added+187
Ishares Inc	ESG AWR MSCI EM	46434G863	0.7	<0.1%	12,859		Reduced−1,013
Vanguard Scottsdale FDS	MTG-BKD SECS ETF	92206C771	0.7	<0.1%	14,489		Reduced−345
Union Pac CorpUNP	COM	907818108	0.7	<0.1%	2,468		Added+32
Vanguard Index FDS	EXTEND MKT ETF	922908652	0.7	<0.1%	2,712		Unchanged
Exxon Mobil Corp	COM	30231G102	0.7	<0.1%	4,804		Added+532
Dimensional ETF Trust	EMERGING MKTS CO	25434V732	0.6	<0.1%	15,956		Added+3
Ishares TR	NATIONAL MUN ETF	464288414	0.6	<0.1%	5,947		Reduced−2,319
Tesla IncTSLA	COM	88160R101	0.6	<0.1%	1,511		Added+95
Franklin Templeton ETF TR	FRANKLIN DYN MUN	35473P868	0.6	<0.1%	25,000		Added+2,600
Dimensional ETF Trust	US REAL ESTA ETF	25434V823	0.6	<0.1%	24,047		Added+5,500
Meta Platforms IncMETA	CL A	30303M102	0.6	<0.1%	1,095		Added+62
Parker-Hannifin CorpPH	COM	701094104	0.6	<0.1%	629		Added+38
Ishares TR	EXPND TEC SC ETF	464287549	0.6	<0.1%	3,674		Unchanged
SPDR Index SHS FDS	ST STR MSCI EMRG	78470E205	0.6	<0.1%	10,814		Reduced−400
Ishares TR	MICRO-CAP ETF	464288869	0.6	<0.1%	2,859		Reduced−110
Vanguard BD Index FDS	SHORT TRM BOND	921937827	0.6	<0.1%	7,288		Added+129
Ishares TR	MBS ETF	464288588	0.6	<0.1%	6,005		Reduced−484
Emerson Elec CoEMR	COM	291011104	0.6	<0.1%	3,916		Added+196
Vanguard Specialized Funds	DIV APP ETF	921908844	0.5	<0.1%	2,312		Reduced−62
Ishares TR	RUS 1000 VAL ETF	464287598	0.5	<0.1%	2,251		Unchanged
GE AerospaceGE	COM NEW	369604301	0.5	<0.1%	1,431		Added+62
Nebius Group N.V.	SHS CLASS A	N97284108	0.5	<0.1%	1,915		New+1,915
Pepsico IncPEP	COM	713448108	0.5	<0.1%	3,885		Added+32
Janus Detroit STR TR	HENDERSON MTG	47103U852	0.5	<0.1%	11,625		New+11,625
SPDR Series Trust	ST NUVE HIGH ETF	78464A284	0.5	<0.1%	20,445		Added+90
Caterpillar IncCAT	COM	149123101	0.5	<0.1%	485		Added+20
Vanguard World FD	ESG INTL STK ETF	921910725	0.5	<0.1%	5,984		Added+23
Ishares TR	ESG AWARE MSCI	46435U663	0.5	<0.1%	8,720		Reduced−800
American Centy ETF TR	AVAN RE INTL ETF	025072299	0.5	<0.1%	6,070		Unchanged
Johnson & JohnsonJNJ	COM	478160104	0.5	<0.1%	1,890		Reduced−278
American Express CoAXP	COM	025816109	0.5	<0.1%	1,407		Added+94
Advanced Micro Devices IncAMD	COM	007903107	0.5	<0.1%	815		New+815
Reddit IncRDDT	CL A	75734B100	0.5	<0.1%	2,722		Added+16
American Centy ETF TR	AVANTIS RESPON U	025072281	0.5	<0.1%	5,320		Unchanged
Axsome Therapeutics Inc.AXSM	COM	05464T104	0.5	<0.1%	1,885		Added+6
Dimensional ETF Trust	CALIF MUN BD ETF	25434V633	0.5	<0.1%	9,190		Added+2,600
GE Vernova IncGEV	COM	36828A101	0.5	<0.1%	391		Added+6
Ishares Gold TRIAU	ISHARES NEW	464285204	0.5	<0.1%	6,003		Unchanged
Ishares TR	ESG MSCI USA ETF	46436E767	0.4	<0.1%	6,477		Reduced−450
Select Sector SPDR TR	ST STR TECHN ETF	81369Y803	0.4	<0.1%	2,357		Reduced−60
Merck & Co IncMRK	COM	58933Y105	0.4	<0.1%	3,462		Reduced−5
Mueller Inds IncMLI	COM	624756102	0.4	<0.1%	3,478		Added+1
Colgate Palmolive CoCL	COM	194162103	0.4	<0.1%	4,438		Added+55
SPDR Series Trust	ST STR NUVEE ETF	78468R721	0.4	<0.1%	8,607		Reduced−2,400
Applied Matls IncAMAT	COM	038222105	0.4	<0.1%	535		New+535
Visa IncV	COM CL A	92826C839	0.4	<0.1%	1,087		Added+73
RTX CorporationRTX	COM	75513E101	0.4	<0.1%	1,959		Added+34
Ishares TR	CORE MSCI INTL	46435G326	0.4	<0.1%	4,100		Added+1,100
Procter & Gamble CoPG	COM	742718109	0.4	<0.1%	2,462		Reduced−111
Chevron CorporationCVX	COM	166764100	0.4	<0.1%	2,134		Added+74
Ishares TR	TRUST ISHARE 0-1	464288679	0.3	<0.1%	3,170		Reduced−690
SPDR Gold TRGLD	GOLD SHS	78463V107	0.3	<0.1%	917		Reduced−405
Price T Rowe Group IncTROW	COM	74144T108	0.3	<0.1%	2,935		Added+27
Ishares TR	MSCI ACWI EX US	464288240	0.3	<0.1%	4,370		Reduced−400
Schwab Strategic TR	FUNDAMENTAL INTL	808524755	0.3	<0.1%	6,196		Unchanged
Travelers Companies IncTRV	COM	89417E109	0.3	<0.1%	970		Added+6
Vanguard Index FDS	MID CAP ETF	922908629	0.3	<0.1%	3,961		Added+2,971
Bath & Body Works IncBBWI	COM	070830104	0.3	<0.1%	13,400		Reduced−400
Ishares TR	ESG AW MSCI EAFE	46435G516	0.3	<0.1%	2,996		Unchanged
Ishares TR	ESG AWR MSCI USA	46435G425	0.3	<0.1%	1,862		Unchanged
American Centy ETF TR	REAL ESTATE ETF	025072356	0.3	<0.1%	6,410		Reduced−2,000
Nushares ETF TR	NUVEEN ESG LRGVL	67092P300	0.3	<0.1%	6,015		Unchanged
SPDR Series Trust	ST STR SP500FF	78468R796	0.3	<0.1%	4,835		Unchanged
Ishares TR	RUS MID CAP ETF	464287499	0.3	<0.1%	2,648		Unchanged
J P Morgan Exchange Traded F	EQUITY PREMIUM	46641Q332	0.3	<0.1%	5,141		Reduced−2,430
Amphenol CorpAPH	CL A	032095101	0.3	<0.1%	1,632		New+1,632
Abbvie IncABBV	COM	00287Y109	0.3	<0.1%	1,128		Added+80
McDonalds CorpMCD	COM	580135101	0.3	<0.1%	1,034		Reduced−9
Eastern Bankshares IncEBC	COM	27627N105	0.3	<0.1%	12,478		Unchanged
Invesco Exchange Traded FD T	S&P500 EQL WGT	46137V357	0.3	<0.1%	1,294		Added+154
Eaton Corp plc	SHS	G29183103	0.3	<0.1%	643		New+643
Vanguard World FD	INF TECH ETF	92204A702	0.3	<0.1%	2,281		New+2,281
Ishares TR	CORE S&P US GWT	464287671	0.3	<0.1%	1,438		Unchanged
Texas Instrs IncTXN	COM	882508104	0.3	<0.1%	906		New+906
Ssga Active ETF TR	ST STR BL LN ETF	78467V608	0.3	<0.1%	6,580		Unchanged
Mettler Toledo InternationalMTD	COM	592688105	0.3	<0.1%	205		Reduced−5
Philip Morris International IncPM	COM	718172109	0.3	<0.1%	1,441		Added+50
Palantir Technologies IncPLTR	CL A	69608A108	0.3	<0.1%	2,181		Added+80
CVS Health CorpCVS	COM	126650100	0.3	<0.1%	2,451		New+2,451
Vaneck ETF Trust	SHRT HGH YLD MUN	92189F387	0.3	<0.1%	11,065		Unchanged
Vanguard World FD	UTILITIES ETF	92204A876	0.2	<0.1%	1,275		Unchanged
Kinder Morgan Inc DelKMI	COM	49456B101	0.2	<0.1%	7,702		Reduced−1,585
Ishares Inc	JP MORGAN EM ETF	464286517	0.2	<0.1%	5,750		Unchanged
Vanguard Calif Tax Free FDS	TAX EXEMPT BD FD	922021605	0.2	<0.1%	2,420		Reduced−2,802
Micron Technology IncMU	COM	595112103	0.2	<0.1%	206		New+206
Marathon Pete CorpMPC	COM	56585A102	0.2	<0.1%	924		Added+14
Ishares TR	CRE U S REIT ETF	464288521	0.2	<0.1%	3,555		New+3,555
YUM Brands IncYUM	COM	988498101	0.2	<0.1%	1,475		Reduced−9
Bank of Amer CorpBAC	COM	060505104	0.2	<0.1%	4,134		New+4,134
AB Active Etfs Inc	CALIF INTER ETF	00039J772	0.2	<0.1%	8,900		New+8,900
Ishares TR	HDG MSCI EAFE	46434V803	0.2	<0.1%	4,767		Unchanged
Vanguard World FD	CONSUM DIS ETF	92204A108	0.2	<0.1%	563		Unchanged
Wisdomtree TR	JAPN HEDGE EQT	97717W851	0.2	<0.1%	1,270		Reduced−575
Ishares TR	SELECT DIVID ETF	464287168	0.2	<0.1%	1,394		Unchanged
Huntington Bancshares IncHBAN	COM	446150104	0.2	<0.1%	12,147		New+12,147
Boeing CoBA	COM	097023105	0.2	<0.1%	969		New+969
Ishares Bitcoin Trust ETFIBIT	SHS BEN INT	46438F101	0.2	<0.1%	6,237		Added+15
Hartford Insurance Group IncHIG	COM	416515104	0.2	<0.1%	1,566		Reduced−2
Ishares TR	MSCI USA MIN ETF	46429B697	0.2	<0.1%	2,147		New+2,147
Vanguard BD Index FDS	TOTAL BND MRKT	921937835	0.2	<0.1%	2,749		New+2,749
Wisdomtree TR	FLOATNG RAT TREA	97717Y527	0.2	<0.1%	4,000		Unchanged
Schwab Strategic TR	US DIVIDEND EQ	808524797	0.2	<0.1%	6,338		Reduced−457
Pimco Calif Mun Income FD	COM	72200N106	0.1	<0.1%	13,864		New+13,864
Empire ST Rlty Op L PESBA	UNIT LTD PRTNSP	292102100	0.1	<0.1%	18,897		Unchanged
Hyperfine IncHYPR	COM CL A	44916K106	0.1	<0.1%	72,000		Unchanged
Nuvation Bio IncNUVB	COM CL A	67080N101	0.1	<0.1%	13,752		Unchanged
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	0.0	<0.1%	21,800	Put	Reduced−1,298,200
Apple IncAAPL	COM	037833100	0.0	<0.1%	1,500	Put	New+1,500
Axsome Therapeutics Inc.AXSM	COM	05464T104	0.0	<0.1%	800	Put	Reduced−79,200

Sold out: 18 positions

Held at the end of the quarter before and not reported this quarter.

Tortoise Investment Management, LLC, positions sold out
Issuer	Class	CUSIP	Weight	Put or call	Change on the quarter before
AT&T IncT	COM	00206R102	0.0%		Sold out−9,808
Enterprise Prods Partners LEPD	COM	293792107	0.0%		Sold out−5,300
Honeywell International Inc	COM	438516106	0.0%		Sold out−1,108
Invitation Homes IncINVH	COM	46187W107	0.0%		Sold out−122
Invitation Homes IncINVH	COM	46187W107	0.0%	Call	Sold out−20,000
Ishares TR	GL TIMB FORE ETF	464288174	0.0%		Sold out−2,900
J P Morgan Exchange Traded F	SHORT DURA CORE	46641Q274	0.0%		Sold out−5,695
Mobileye Global IncMBLY	COMMON CLASS A	60741F104	0.0%	Call	Sold out−30,000
Nasdaq IncNDAQ	COM	631103108	0.0%	Call	Sold out−10,000
Nasdaq IncNDAQ	COM	631103108	0.0%		Sold out−153
QXO IncQXO	COM NEW	82846H405	0.0%		Sold out−237
QXO IncQXO	COM NEW	82846H405	0.0%	Call	Sold out−20,000
Select Sector SPDR TR	STATE STREET FIN	81369Y605	0.0%		Sold out−4,347
Sofi Technologies IncSOFI	COM	83406F102	0.0%	Call	Sold out−50,000
Sofi Technologies IncSOFI	COM	83406F102	0.0%		Sold out−5,527
Vanguard Scottsdale FDS	SHRT TRM CORP BD	92206C409	0.0%		Sold out−5,030
Verizon Communications IncVZ	COM	92343V104	0.0%		Sold out−4,036
Zebra Technologies CorporatiZBRA	CL A	989207105	0.0%		Sold out−957

Source: SEC EDGAR, Form 13F-HR, accession 0001599511-26-000003 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.