Spectrum Asset Management, Inc. (NB/CA)

Name: Spectrum Asset Management, Inc. (NB/CA): Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in NEWPORT BEACH, CA. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 3, 2026. SEC CIK 1632078.

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Reported value$360.4m
Positions116

Holdings: 116 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31. The filing's table has 130 lines; lines for the same security and option type are added together here.

Spectrum Asset Management, Inc. (NB/CA), holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Put or call	Change on the quarter before
Wells Fargo & CoWFC	COM	949746101	33.7	9.3%	407,194		Reduced−7,500
Invesco Exchange Traded FD T	S&P500 EQL WGT	46137V357	26.8	7.4%	125,941		Added+51,104
Vanguard BD Index FDS	VANGUARD ULTRA	92203C303	24.3	6.7%	487,873		Added+21,317
Schwab Strategic TR	US LCAP VA ETF	808524409	18.3	5.1%	524,862		Added+49,759
First TR Exchng Traded FD VI	FT VEST US EQT	33740F730	12.9	3.6%	273,257		Added+138,571
First TR Exchng Traded FD VI	FT VEST US EQT	33740F680	12.1	3.4%	254,816		Reduced−554
Ishares Gold TRIAU	ISHARES NEW	464285204	12.1	3.3%	159,602		Reduced−724
First TR Exchng Traded FD VI	FT VEST US EQT	33740F615	11.0	3.1%	246,980		Reduced−1,236
Ishares TR	IBOXX INV CP ETF	464287242	9.5	2.6%	86,909		New+86,909
First TR Exchng Traded FD VI	FT VEST INTER EQ	33740F573	7.2	2.0%	252,509		Added+1,837
First TR Exchng Traded FD VI	FT VEST US	33740F771	7.1	2.0%	139,879		Reduced−4,137
Schwab Strategic TR	INTL EQTY ETF	808524805	6.8	1.9%	245,930		Added+76,387
Alphabet IncGOOGL	CAP STK CL C	02079K107	6.7	1.8%	18,831		Reduced−117
Cisco Sys IncCSCO	COM	17275R102	6.4	1.8%	54,772		Reduced−375
Schwab Strategic TR	US LCAP GR ETF	808524300	6.1	1.7%	181,120		Added+6,697
First TR Exchng Traded FD VI	FT VEST U.S.	33740U406	5.6	1.6%	118,323		Reduced−880
Exxon Mobil Corp	COM	30231G102	5.5	1.5%	40,281		Reduced−171
Chevron CorporationCVX	COM	166764100	5.4	1.5%	32,322		Added+3
Ishares TR	MSCI USA MIN ETF	46429B697	5.1	1.4%	52,587		Added+3,308
Emcor Group IncEME	COM	29084Q100	4.6	1.3%	5,525		Reduced−824
Walmart IncWMT	COM	931142103	4.6	1.3%	40,432		Reduced−112
Abbvie IncABBV	COM	00287Y109	4.6	1.3%	18,159		Added+29
First TR Exchng Traded FD VI	FT VEST US EQT	33740F714	4.5	1.3%	92,169		New+92,169
Ishares TR	0-3 MTH TREASURY	46436E718	4.4	1.2%	43,369		New+43,369
Ishares Inc	MSCI EMRG CHN	46434G764	4.2	1.2%	41,062		New+41,062
Illumina IncILMN	COM	452327109	4.1	1.2%	23,586		Added+1,150
Duke Energy Corp NewDUK	COM NEW	26441C204	3.7	1.0%	29,511		Reduced−7
Ishares Inc	MSCI JAPN SMCETF	464286582	3.7	1.0%	35,337		Added+1,439
Schwab Charles CorpSCHW	COM	808513105	3.7	1.0%	40,174		Added+136
L3HARRIS Technologies IncLHX	COM	502431109	3.7	1.0%	12,730		Reduced−3
Microsoft CorpMSFT	COM	594918104	3.6	1.0%	9,740		Reduced−484
Novartis AGNVS	SPONSORED ADR	66987V109	3.6	1.0%	22,804		Reduced−3,471
Freeport McMoran IncFCX	CL B	35671D857	3.5	1.0%	55,922		Added+1,610
Emerson Elec CoEMR	COM	291011104	3.4	0.9%	23,718		Reduced−100
Edwards Lifesciences CorpEW	COM	28176E108	3.3	0.9%	36,010		Added+15
Schwab Strategic TR	INT-TRM U.S TRES	808524854	3.2	0.9%	130,560		Reduced−8,549
Berkshire Hathaway Inc DelBRK-B	CL B NEW	084670702	3.2	0.9%	6,423		Reduced−22
Select Sector SPDR TR	ST STR ENERG ETF	81369Y506	3.2	0.9%	60,038		Added+1,367
Series Portfolios TR	ELDR AAA CLO ETF	81752T486	3.2	0.9%	124,361		Added+8,958
Ishares TR	ESG AWR MSCI USA	46435G425	2.8	0.8%	17,089		Added+758
Solstice Advanced Matls IncSOLS	COM SHS	83443Q103	2.7	0.7%	30,289		Added+15,296
Linde plc	SHS	G54950103	2.4	0.7%	4,717		Reduced−15
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	2.4	0.7%	3,224		Reduced−169
Schwab Strategic TR	US BRD MKT ETF	808524102	2.3	0.6%	80,233		Reduced−9,626
Oracle CorpORCL	COM	68389X105	2.3	0.6%	15,806		Reduced−82
Berkshire Hathaway Inc DelBRK-B	CL A	084670108	2.2	0.6%	3		Unchanged
Honeywell International IncHON	COM	438516205	2.0	0.6%	8,865		New+8,865
Honeywell Aerospace IncHONA	COM	43849R105	2.0	0.5%	8,850		New+8,850
First TR Exchng Traded FD VI	FT VEST US	33740F631	1.8	0.5%	40,032		Reduced−660
Alphabet IncGOOGL	CAP STK CL A	02079K305	1.8	0.5%	5,096		Reduced−261
Apple IncAAPL	COM	037833100	1.8	0.5%	6,103		Added+1,361
First TR Exchng Traded FD VI	FT VEST US EQT	33740F839	1.5	0.4%	28,381		Unchanged
First TR Exchng Traded FD VI	FT VEST U.S.	33740U802	1.3	0.4%	32,760		Added+25,795
Costco Wholesale CorporationCOST	COM	22160K105	1.3	0.4%	1,413		Added+1
Visa IncV	COM CL A	92826C839	1.3	0.4%	3,836		Added+4
RTX CorporationRTX	COM	75513E101	1.2	0.3%	6,533		Added+14
McKesson CorpMCK	COM	58155Q103	1.2	0.3%	1,600		Unchanged
Vanguard Index FDS	GROWTH ETF	922908736	1.1	0.3%	13,308		Added+11,088
GE Vernova IncGEV	COM	36828A101	1.0	0.3%	825		Unchanged
GE AerospaceGE	COM NEW	369604301	1.0	0.3%	2,577		Unchanged
Ishares TR	CORE S&P SCP ETF	464287804	0.9	0.3%	6,355		Added+188
Marvell Technology IncMRVL	COM	573874104	0.9	0.3%	3,046		Reduced−2,357
Nvidia CorporationNVDA	COM	67066G104	0.9	0.2%	4,417		Added+2,359
Vanguard Tax-Managed FDS	VAN FTSE DEV MKT	921943858	0.8	0.2%	11,211		Reduced−376
Tesla IncTSLA	COM	88160R101	0.7	0.2%	1,740		Added+762
Ishares Inc	MSCI MEXICO ETF	464286822	0.7	0.2%	9,630		Added+344
Ishares TR	20 YR TR BD ETF	464287432	0.7	0.2%	8,370		Unchanged
First TR Exchng Traded FD VI	FT VEST UQ EQT	33740F672	0.7	0.2%	15,460		Unchanged
Deere & CoDE	COM	244199105	0.7	0.2%	1,133		Added+3
Asml HLDG NV	N Y REGISTRY SHS	N07059210	0.7	0.2%	356		Unchanged
Vanguard Scottsdale FDS	VNG RUS1000IDX	92206C730	0.7	0.2%	2,009		Reduced−35
Amazon Com IncAMZN	COM	023135106	0.7	0.2%	2,757		Reduced−1,232
Stmicroelectronics N VSTM	NY REGISTRY	861012102	0.6	0.2%	8,453		New+8,453
Cognex CorpCGNX	COM	192422103	0.6	0.2%	8,087		New+8,087
McDonalds CorpMCD	COM	580135101	0.6	0.2%	2,160		Added+8
Ishares TR	1 3 YR TREAS BD	464287457	0.6	0.2%	7,000		New+7,000
Global X FDS	GLOBAL X URANIUM	37954Y871	0.6	0.2%	13,111		New+13,111
Ishares TR	IBONDS 27 TRM TS	46436E841	0.6	0.2%	25,605		Reduced−2,385
ELI Lilly & CoLLY	COM	532457108	0.5	0.1%	449		Unchanged
General Dynamics CorpGD	COM	369550108	0.5	0.1%	1,410		Unchanged
Broadcom IncAVGO	COM	11135F101	0.5	0.1%	1,306		New+1,306
Weyerhaeuser CoWY	COM NEW	962166104	0.5	0.1%	20,457		New+20,457
Franco Nev CorpFNV	COM	351858105	0.5	0.1%	2,344		Unchanged
Medtronic plc	SHS	G5960L103	0.5	0.1%	5,990		Reduced−30,237
Vanguard Index FDS	TOTAL STK MKT	922908769	0.5	0.1%	1,247		Reduced−109
Pfizer IncPFE	COM	717081103	0.5	0.1%	18,885		Added+288
BWX Technologies IncBWXT	COM	05605H100	0.5	0.1%	2,322		Unchanged
SempraSRE	COM	816851109	0.4	0.1%	4,810		Added+32
Caterpillar IncCAT	COM	149123101	0.4	0.1%	412		Reduced−199
Global X FDS	GLBL X MLP ETF	37954Y343	0.4	0.1%	8,110		Added+148
Forgent Power Solutions IncFPS	COM SHS CL A	34631F102	0.4	0.1%	6,925		New+6,925
SPDR Series Trust	ST STR BLO 1 ETF	78468R663	0.4	0.1%	4,175		Reduced−850
Arista Networks IncANET	COM SHS	040413205	0.3	<0.1%	2,029		Unchanged
International Business MachsIBM	COM	459200101	0.3	<0.1%	1,200		Unchanged
Ishares TR	IBONDS 26 TRM TS	46436E858	0.3	<0.1%	14,211		Reduced−2,164
Vertex Pharmaceuticals IncVRTX	COM	92532F100	0.3	<0.1%	634		Unchanged
Ishares TR	IBONDS 28 TRM TS	46436E833	0.3	<0.1%	14,094		Reduced−598
Pepsico IncPEP	COM	713448108	0.3	<0.1%	2,214		Added+22
Newmont CorpNEM	COM	651639106	0.3	<0.1%	3,161		Added+8
First TR Exchng Traded FD VI	FT VEST US EQT	33740F698	0.3	<0.1%	5,845		Unchanged
Ishares TR	CORE S&P500 ETF	464287200	0.3	<0.1%	391		Reduced−190
SPDR Gold TRGLD	GOLD SHS	78463V107	0.3	<0.1%	780		Reduced−92
Morningstar IncMORN	COM	617700109	0.3	<0.1%	1,829		Added+5
Bank of Amer CorpBAC	COM	060505104	0.3	<0.1%	5,003		Added+1
Wells Fargo & CoWFC	PUT	949746101	0.3	<0.1%	$100,000 principal	Put	New+100,000
SPDR Index SHS FDS	ST STR PO EX ETF	78463X889	0.3	<0.1%	5,522		Unchanged
Agnico Eagle Mines LtdAEM	COM	008474108	0.3	<0.1%	1,650		Unchanged
Altria Group IncMO	COM	02209S103	0.2	<0.1%	3,405		Unchanged
Unitedhealth Group IncUNH	COM	91324P102	0.2	<0.1%	538		New+538
Ishares TR	RUS 1000 ETF	464287622	0.2	<0.1%	541		Reduced−206
Heartbeam IncBEATW	COM	42238H108	0.1	<0.1%	100,400		Added+6,000
Loandepot IncLDI	COM CL A	53946R106	0.0	<0.1%	12,000		Added+2,000
Tenon Medical IncTNON	*W EXP 06/16/202	88066N113	0.0	<0.1%	679,420		Unchanged
Tenon Medical Inc	COM	88066N303	0.0	<0.1%	10,650		Unchanged
Nvidia CorporationNVDA	PUT	67066G104	0.0	<0.1%	$5,000 principal	Put	Reduced−10,000
Apple IncAAPL	PUT	037833100	0.0	<0.1%	$200 principal	Put	Unchanged

Sold out: 8 positions

Held at the end of the quarter before and not reported this quarter.

Spectrum Asset Management, Inc. (NB/CA), positions sold out
Issuer	Class	CUSIP	Weight	Change on the quarter before
Edison InternationalEIX	COM	281020107	0.0%	Sold out−2,749
Elbit Sys Ltd	ORD	M3760D101	0.0%	Sold out−872
ETF Opportunities Trust	HEDGEYE CAPITAL	26923Q747	0.0%	Sold out−346,494
Goldman Sachs Physical GoldAAAU	UNIT	38150K103	0.0%	Sold out−77,204
Honeywell International Inc	COM	438516106	0.0%	Sold out−17,720
Ishares Inc	MSCI BRAZIL ETF	464286400	0.0%	Sold out−21,534
Ishares TR	EAFE VALUE ETF	464288877	0.0%	Sold out−2,734
Meta Platforms IncMETA	CL A	30303M102	0.0%	Sold out−356

Source: SEC EDGAR, Form 13F-HR, accession 0001632078-26-000009 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.