Altium Capital Management LLC
An institutional investment manager in NEW YORK, NY. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 12, 2026. SEC CIK 1746382.
- Reported value$47.5m
- Positions19
Holdings: 19 positions
The filing on sec.govAs filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.
| Issuer | Class | CUSIP | Reported value$k | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| Royce Micro-Cap TR IncRMT | COM | 780915104 | 4,071 | 8.6% | 278,051 | Added+35,001 | |
| ASA Gold and Precious MTLS L | SHS | G3156P103 | 3,663 | 7.7% | 70,390 | Added+18,171 | |
| Royce Small Cap Trust IncRVT | COM | 780910105 | 3,556 | 7.5% | 192,509 | Unchanged | |
| Neuberger Next GenerationNBXG | COMMON STOCK | 64133Q108 | 3,383 | 7.1% | 204,562 | Unchanged | |
| Pimco Dynamic Income StrategPDX | COM SHS BEN INT | 69346N107 | 3,283 | 6.9% | 157,700 | Unchanged | |
| General Amern Invs Co IncGAM | COM | 368802104 | 3,108 | 6.5% | 48,755 | Unchanged | |
| Pimco Calif Mun Income FD | COM | 72200N106 | 2,988 | 6.3% | 333,093 | Unchanged | |
| TRI Contl CorpTY | COM | 895436103 | 2,976 | 6.3% | 86,458 | Added+7,538 | |
| Nuveen S&P 500 Dynamic Overw | COM | 6706EW100 | 2,934 | 6.2% | 157,395 | Unchanged | |
| Calamos GBL Dyn Income FundCHW | COM | 12811L107 | 2,931 | 6.2% | 328,901 | Unchanged | |
| BNY Mellon Strategic Muns inLEO | COM | 05588W108 | 2,834 | 6.0% | 438,676 | Unchanged | |
| Mexico FD IncMXF | COM | 592835102 | 2,803 | 5.9% | 128,185 | Unchanged | |
| Highland Opps & Income FDHFRO | HIGHLAND INCOME | 43010E404 | 2,261 | 4.8% | 317,055 | Added+39,987 | |
| Alliancebernstein Natl Mun IAFB | COM | 01864U106 | 1,999 | 4.2% | 175,187 | Reduced−47,077 | |
| Morgan Stanley India Invt FDIIF | COM | 61745C105 | 1,803 | 3.8% | 79,031 | Unchanged | |
| Japan Smaller CapitalizationJOF | COM | 47109U104 | 1,772 | 3.7% | 150,412 | Unchanged | |
| Destra Multi-Alternative FDDMA | COMMON SHARES | 25065A502 | 409 | 0.9% | 54,723 | Unchanged | |
| New Germany FD IncGF | COM | 644465106 | 379 | 0.8% | 33,098 | Added+8,178 | |
| Endra Life Sciences IncNDRA | COM | 29273B500 | 316 | 0.7% | 59,272 | Added+7,372 |
Source: SEC EDGAR, Form 13F-HR, accession 0001420506-26-001532 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.