Pasadena Private Wealth, LLC

Name: Pasadena Private Wealth, LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in PASADENA, CA. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 11, 2026. SEC CIK 1760578.

Share this page

Link

Story card, 1080 × 1920

Reported value$786.1m
Positions309

Holdings: 309 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31. The filing's table has 341 lines; lines for the same security and option type are added together here.

Pasadena Private Wealth, LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Put or call	Change on the quarter before
Vanguard Index FDS	VALUE ETF	922908744	89.9	11.4%	412,598		Added+1,896
Vanguard Index FDS	GROWTH ETF	922908736	89.2	11.3%	1,035,344		Added+855,391
Vanguard International Equity Index F	ALLWRLD EX US	922042775	54.0	6.9%	644,290		Added+5,121
Bondbloxx ETF Trust	BLOOMBERG SIX MN	09789C788	30.8	3.9%	612,547		New+612,547
Schwab Strategic TR	FUNDAMENTAL US L	808524771	27.0	3.4%	868,323		Reduced−4,731
Bluerock PVT Real Estate FDBPRE	COM	09631P102	25.1	3.2%	1,930,752		Added+47,520
Vanguard Index FDS	SM CP VAL ETF	922908611	25.0	3.2%	102,774		Added+1,204
Fidelity Covington Trust	ENHANCED INTL	31609A404	23.4	3.0%	583,475		Added+24,256
American Centy ETF TR	AVANTIS EMGMKT	025072604	21.4	2.7%	222,072		Reduced−6,299
Apple IncAAPL	COM	037833100	20.4	2.6%	70,394		Added+227
Vanguard Index FDS	SML CP GRW ETF	922908595	19.4	2.5%	53,151		Reduced−1,078
Vanguard Calif Tax Free FDS	TAX EXEMPT BD FD	922021605	14.2	1.8%	140,810		Added+1,777
Simplify Exchange Traded Fun	MANAGED FUTURES	82889N699	13.3	1.7%	512,694		Reduced−10,983
TCW ETF Trust	FLEXIBLE INCOME	29287L700	12.9	1.6%	329,980		Added+13,875
Pimco ETF TR	MULTISECTOR BD	72201R585	11.8	1.5%	444,116		Added+25,827
Flexshares TR	MORNSTAR UPSTR	33939L407	11.7	1.5%	236,853		Added+3,973
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	11.3	1.4%	15,180		Reduced−82
Vanguard Malvern FDS	CORE-PLUS BD ETF	922020755	10.9	1.4%	140,655		Added+6,737
Grayscale Bitcoin Mini TR EtBTC	SHS NEW	389930207	9.1	1.2%	351,755		Added+123,711
Direxion Shares ETF Trust	AUSPCE CMD STG	25460E307	8.6	1.1%	265,233		Reduced−92,084
Fidelity Covington Trust	MSCI RL EST ETF	316092857	8.5	1.1%	290,004		Added+69,428
Schwab Strategic TR	FUNDAMENTAL US S	808524763	8.1	1.0%	212,362		Added+943
Alphabet IncGOOGL	CAP STK CL C	02079K107	7.2	0.9%	20,277		Reduced−58
Invesco QQQ TR	UNIT SER 1	46090E103	5.8	0.7%	7,874		Added+609
Sprott Asset Management LPPHYS	PHYSICAL GOLD TR	85207H104	5.5	0.7%	182,356		Added+17,044
Vanguard Index FDS	S&P 500 ETF SHS	922908363	5.4	0.7%	7,831		Added+186
Grayscale Bitcoin Trust ETFGBTC	SHS REP COM UT	389637109	5.4	0.7%	117,609		Reduced−14
Alphabet IncGOOGL	CAP STK CL A	02079K305	5.1	0.6%	14,255		Added+389
Amazon Com IncAMZN	COM	023135106	4.9	0.6%	20,647		Added+992
American Centy ETF TR	US LARGE CAP VLU	025072349	4.6	0.6%	50,286		Reduced−3,876
Tesla IncTSLA	COM	88160R101	3.9	0.5%	9,323		Reduced−1,721
Wisdomtree TR	FLOATNG RAT TREA	97717Y527	3.7	0.5%	74,330		Added+16,783
Advanced Micro Devices IncAMD	COM	007903107	3.5	0.4%	6,039		Reduced−5,808
Ishares TR	RUS MID CAP ETF	464287499	3.1	0.4%	28,500		Unchanged
Realty Income CorpO	COM	756109104	3.1	0.4%	50,665		Reduced−3,193
Nvidia CorporationNVDA	COM	67066G104	3.1	0.4%	15,675		Added+2,095
J P Morgan Exchange Traded F	NASDAQ EQT PREM	46654Q203	3.1	0.4%	49,764		Added+24,215
Bank of Amer CorpBAC	COM	060505104	3.0	0.4%	53,064		Reduced−40
American Centy ETF TR	US SML CP VALU	025072877	3.0	0.4%	24,184		Reduced−1,682
Microsoft CorpMSFT	COM	594918104	2.9	0.4%	7,864		Added+919
Enterprise Prods Partners LEPD	COM	293792107	2.8	0.4%	76,441		Reduced−31,576
Vanguard Index FDS	TOTAL STK MKT	922908769	2.8	0.4%	7,472		Reduced−2
Iron MTN Inc DelIRM	COM	46284V101	2.7	0.3%	21,601		Reduced−9
Schwab Strategic TR	US DIVIDEND EQ	808524797	2.7	0.3%	85,824		Added+3,822
Vanguard Malvern FDS	STRM INFPROIDX	922020805	2.7	0.3%	53,903		Added+28,415
Simon Ppty Group Inc NewSPG	COM	828806109	2.7	0.3%	12,082		Added+19
Ishares TR	CORE S&P TTL STK	464287150	2.7	0.3%	16,409		Added+211
Sprott Asset Management LPPSLV	PHYSICAL SILVER	85207K107	2.7	0.3%	141,531		Added+4,503
Grayscale Ethereum StakingETH	SHS NEW	38964R203	2.7	0.3%	176,572		Added+44,850
Grayscale Ethereum Staking EETHE	SHS	389638107	2.6	0.3%	204,593		Reduced−285
Ishares Inc	MSCI JAPAN ETF	46434G822	2.3	0.3%	24,808		Reduced−711
Amplify ETF TR	CWP ENHANCED DIV	032108409	2.2	0.3%	48,858		Reduced−688
Amplify ETF TR	CWP INTL ENHANCE	032108722	2.2	0.3%	52,424		Added+10,241
Blackrock ETF Trust II	ISHA SH TERM ETF	092528884	2.2	0.3%	42,671		Added+10,321
Pacer FDS TR	US CASH COWS 100	69374H881	2.2	0.3%	34,668		Reduced−2,352
Fidelity Wise Origin BitcoinFBTC	SHS	315948109	2.1	0.3%	41,493		Reduced−2,966
Unity Software IncU	COM	91332U101	2.0	0.3%	71,428		Unchanged
NNN REIT IncNNN	COM	637417106	2.0	0.3%	42,751		Reduced−5,641
Strategy Inc	SERIES A PERP PF	594972887	2.0	0.3%	33,571		Reduced−2,161
Blackrock ETF Trust II	ISHARES AAA CLO	092528504	1.9	0.2%	36,559		New+36,559
Ishares TR	CORE S&P500 ETF	464287200	1.9	0.2%	2,534		Added+196
J P Morgan Exchange Traded F	ULTRA SHRT ETF	46641Q837	1.9	0.2%	36,806		Added+4,583
Ishares TR	20+ YEAR TR BD	46436E338	1.8	0.2%	81,187		Reduced−19,817
Jpmorgan Chase & CoJPM	COM	46625H100	1.7	0.2%	5,120		Added+257
Grayscale Coindesk Crypto	USD SHS	G40705108	1.6	0.2%	62,492		Reduced−190,158
Agree Rlty CorpADC	COM	008492100	1.6	0.2%	20,948		Added+2,166
Ishares TR	CORE DIV GRWTH	46434V621	1.6	0.2%	20,896		Added+3,286
Berkshire Hathaway Inc DelBRK-B	CL B NEW	084670702	1.6	0.2%	3,145		Reduced−64
Ishares TR	CORE S&P SCP ETF	464287804	1.6	0.2%	10,485		Added+18
Schwab Strategic TR	US BRD MKT ETF	808524102	1.5	0.2%	52,916		Unchanged
Vici Pptys IncVICI	COM	925652109	1.5	0.2%	57,028		Reduced−916
Janus Detroit STR TR	HENDRSON AAA CL	47103U845	1.5	0.2%	29,737		Reduced−23,362
Costco Wholesale CorporationCOST	COM	22160K105	1.4	0.2%	1,470		Added+12
Ishares TR	MSCI USA QLT FCT	46432F339	1.4	0.2%	6,201		Added+969
Wisdomtree TR	US SMALLCAP DIVD	97717W604	1.4	0.2%	33,305		Added+6,380
Wisdomtree TR	US MIDCAP DIVID	97717W505	1.4	0.2%	23,956		Added+5,899
Invesco Exch Traded FD TR II	KBW PREM YIELD	46138E594	1.3	0.2%	71,041		New+71,041
ELI Lilly & CoLLY	COM	532457108	1.3	0.2%	1,087		Added+145
J P Morgan Exchange Traded F	EQUITY PREMIUM	46641Q332	1.2	0.2%	22,094		Added+1,104
Ishares TR	MSCI INTL QUALTY	46434V456	1.2	0.2%	24,320		Added+5,300
Amgen IncAMGN	COM	031162100	1.2	0.2%	3,319		Unchanged
Schwab Strategic TR	MUN BD ETF	808524649	1.2	0.1%	44,784		Added+11,546
MPLX LPMPLX	COM UNIT REP LTD	55336V100	1.1	0.1%	20,414		Reduced−934
Etfis Ser TR I	VIRTUS INFRCAP	26923G822	1.1	0.1%	55,876		Added+24,741
Micron Technology IncMU	COM	595112103	1.1	0.1%	1,100	Call	Added+1,000
Micron Technology IncMU	COM	595112103	1.1	0.1%	944		Reduced−918
OSI Systems IncOSIS	COM	671044105	1.1	0.1%	4,829		Unchanged
Vanguard Scottsdale FDS	SHORT TERM TREAS	92206C102	1.1	0.1%	18,082		Reduced−3,437
Vaneck ETF Trust	URANI NUCLE ETF	92189F601	1.0	0.1%	9,050		Added+978
Intel CorpINTC	COM	458140100	1.0	0.1%	7,488		Added+280
Invesco Exchange Traded FD T	S&P500 EQL WGT	46137V357	1.0	0.1%	4,890		Unchanged
Wisdomtree TR	EMER MKT HIGH FD	97717W315	1.0	0.1%	19,215		Added+1,245
Select Sector SPDR TR	ST STR TECHN ETF	81369Y803	1.0	0.1%	5,420		Unchanged
Vanguard Whitehall FDS	INTL HIGH ETF	921946794	1.0	0.1%	10,317		Added+2,782
State STR SPDR S&P Midcap 40MDY	UTSER1 S&PDCRP	78467Y107	1.0	0.1%	1,438		Added+25
Tesla IncTSLA	COM	88160R101	1.0	0.1%	3,100	Call	Unchanged
Virtus ETF TR II	SEIX SR LN ETF	92790A405	1.0	0.1%	41,467		New+41,467
Meta Platforms IncMETA	CL A	30303M102	1.0	0.1%	1,698		Added+124
Mercadolibre IncMELI	COM	58733R102	0.9	0.1%	552		Added+3
International Business MachsIBM	COM	459200101	0.9	0.1%	3,321		Added+280
WP Carey IncWPC	COM	92936U109	0.9	0.1%	12,966		Added+40
Cisco Sys IncCSCO	COM	17275R102	0.9	0.1%	7,842		Reduced−25
Johnson & JohnsonJNJ	COM	478160104	0.9	0.1%	3,603		Reduced−69
Amplify ETF TR	ENER NAT RES ETF	032108730	0.9	0.1%	28,600		Added+1,771
Vanguard Star FDS	VG TL INTL STK F	921909768	0.9	0.1%	10,423		Added+46
Global X FDS	GLB X MLP ENRG I	37954Y293	0.8	0.1%	11,392		Added+1,446
Vaneck ETF Trust	BDC INCOME ETF	92189F411	0.8	0.1%	66,229		Added+4,724
Antero Midstream CorpAM	COM	03676B102	0.8	0.1%	36,650		Added+120
Broadcom IncAVGO	COM	11135F101	0.8	0.1%	2,180		Added+8
Pimco Dynamic Income FDPDI	SHS	72201Y101	0.8	0.1%	48,212		New+48,212
Etfis Ser TR I	INFRACP REIT PFD	26923G400	0.8	<0.1%	44,414		Reduced−14,747
Schwab Strategic TR	US LRG CAP ETF	808524201	0.7	<0.1%	24,639		Unchanged
Taiwan Semiconductor ManufacTSM	SPONSORED ADS	874039100	0.7	<0.1%	1,504		Reduced−157
Vanguard Index FDS	MCAP VL IDXVIP	922908512	0.7	<0.1%	3,610		Reduced−105
Golub Cap BDC IncGBDC	COM	38173M102	0.7	<0.1%	55,213		Added+20,000
Schwab Strategic TR	SHT TM US TRES	808524862	0.7	<0.1%	28,909		Reduced−4
American Tower CorpAMT	COM	03027X100	0.7	<0.1%	4,257		Unchanged
Goldman Sachs ETF TR	S&P 500 PREMIUM	38149W622	0.7	<0.1%	12,201		Added+630
Boeing CoBA	COM	097023105	0.7	<0.1%	3,126		Added+1,130
Reaves Util Income FDUTG	COM SH BEN INT	756158101	0.7	<0.1%	16,394		New+16,394
Blackrock Res & CommoditiesBCX	SHS	09257A108	0.7	<0.1%	58,772		Added+12,034
Plains All Amern Pipeline LPAA	UNIT LTD PARTN	726503105	0.7	<0.1%	29,640		Unchanged
Vanguard Tax-Managed FDS	VAN FTSE DEV MKT	921943858	0.7	<0.1%	9,250		Reduced−77
Tidal Trust I	GOTHAM ENHNCD	886364835	0.7	<0.1%	16,167		Unchanged
Citigroup IncC	COM NEW	172967424	0.7	<0.1%	4,687		Added+951
Procter & Gamble CoPG	COM	742718109	0.6	<0.1%	4,348		Reduced−425
Dimensional ETF Trust	INTERNATNAL VAL	25434V807	0.6	<0.1%	11,483		Added+133
Invesco Exch Traded FD TR II	SR LN ETF	46138G508	0.6	<0.1%	30,250		Reduced−200
SPDR Series Trust	ST STR PR SP1500	78464A805	0.6	<0.1%	6,520		Unchanged
Vanguard International Equity Index F	GLB EX US ETF	922042676	0.6	<0.1%	13,050		New+13,050
Vanguard Malvern FDS	CORE BD ETF	922020748	0.6	<0.1%	7,515		Added+443
Regency CTRS CorpREG	COM	758849103	0.6	<0.1%	7,267		Unchanged
Visa IncV	COM CL A	92826C839	0.6	<0.1%	1,670		Reduced−4
Advanced Micro Devices IncAMD	COM	007903107	0.6	<0.1%	1,500	Call	Reduced−2,000
Jacobs Solutions IncJ	COM	46982L108	0.6	<0.1%	4,447		Unchanged
Ares Capital CorpARCC	COM	04010L103	0.5	<0.1%	29,275		Unchanged
Neos ETF Trust	NEOS S&P 500 HI	78433H303	0.5	<0.1%	10,151		Added+1,734
Sierra BancorpBSRR	COM	82620P102	0.5	<0.1%	13,200		Unchanged
Nexpoint Residential TR IncNXRT	COM	65341D102	0.5	<0.1%	19,006		Reduced−8,256
CTO Rlty Growth Inc NewCTO	COM	22948Q101	0.5	<0.1%	24,278		Unchanged
Vanguard Admiral FDS Inc	500 GRTH IDX F	921932505	0.5	<0.1%	6,150		Added+5,005
Fidelity Covington Trust	MSCI INFO TECH I	316092808	0.5	<0.1%	1,770		Unchanged
Pgim ETF TR	AAA CLO ETF	69344A834	0.5	<0.1%	9,650		Reduced−9,749
Abbvie IncABBV	COM	00287Y109	0.5	<0.1%	1,961		Added+7
Pacer FDS TR	US LRG CP CASH	69374H360	0.5	<0.1%	11,955		Reduced−398
PNC Finl SVCS Group IncPNC	COM	693475105	0.5	<0.1%	1,934		Reduced−549
Vanguard Admiral FDS Inc	500 VAL IDX FD	921932703	0.5	<0.1%	2,172		Unchanged
Ishares TR	RUS 1000 VAL ETF	464287598	0.5	<0.1%	1,959		Unchanged
Rexford Indl Rlty IncREXR	COM	76169C100	0.5	<0.1%	14,116		Reduced−776
Legg Mason ETF Invt	FRANKLIN INTL LW	52468L505	0.5	<0.1%	11,268		Added+600
Ssga Active ETF TR	ST STR REAL ETF	78467V103	0.5	<0.1%	13,128		Reduced−2,658
Ishares TR	RUSSELL 2000 ETF	464287655	0.5	<0.1%	1,500		Unchanged
First TR Exchange Traded FD	BUYWRIT INCM ETF	33738R308	0.4	<0.1%	18,650		Unchanged
Select Sector SPDR TR	ST STR CARE ETF	81369Y209	0.4	<0.1%	2,764		Reduced−35
C H Robinson Worldwide inCHRW	COM NEW	12541W209	0.4	<0.1%	2,326		Unchanged
Bitwise 10 Crypto Index ETFBITW	UNIT BENEFICIAL	091749101	0.4	<0.1%	11,645		Reduced−8,171
Mastercard IncorporatedMA	CL A	57636Q104	0.4	<0.1%	838		Added+55
Brookfield Real Assets IncomRA	SHS BEN INT	112830104	0.4	<0.1%	32,858		Reduced−600
Hercules Capital IncHTGC	COM	427096508	0.4	<0.1%	26,802		Added+5,000
Fedex CorpFDX	COM	31428X106	0.4	<0.1%	1,348		Unchanged
Dimensional ETF Trust	US MKTWIDE VALUE	25434V724	0.4	<0.1%	7,653		Unchanged
Walmart IncWMT	COM	931142103	0.4	<0.1%	3,715		Added+532
First TR Exchange Traded FD	NASD TECH DIV	33738R118	0.4	<0.1%	3,613		New+3,613
American Centy ETF TR	US EQT ETF	025072885	0.4	<0.1%	3,041		Added+9
Essential Pptys Rlty TR IncEPRT	COM	29670E107	0.4	<0.1%	12,996		Added+1,508
Fidelity Merrimack STR TR	TOTAL BD ETF	316188309	0.4	<0.1%	8,430		Reduced−18,366
Highwoods Pptys IncHIW	COM	431284108	0.4	<0.1%	12,490		Reduced−7
Oneok Inc New	COM	682680103	0.4	<0.1%	4,317		Unchanged
Global X FDS	NASDAQ 100 COVER	37954Y483	0.4	<0.1%	19,703		Added+1,853
Unitedhealth Group IncUNH	COM	91324P102	0.4	<0.1%	870		Reduced−52
Dimensional ETF Trust	INTL HIGH PROFIT	25434V765	0.4	<0.1%	10,306		Added+57
Merck & Co IncMRK	COM	58933Y105	0.3	<0.1%	2,615		Unchanged
Caretrust REIT IncCTRE	COM	14174T107	0.3	<0.1%	8,324		Unchanged
Intuitive Surgical IncISRG	COM NEW	46120E602	0.3	<0.1%	843		Added+193
Applovin CorpAPP	COM CL A	03831W108	0.3	<0.1%	650		Unchanged
Netflix Inc.NFLX	COM	64110L106	0.3	<0.1%	4,681		Added+79
Palantir Technologies IncPLTR	CL A	69608A108	0.3	<0.1%	2,805		Added+417
Alexandria Real Estate Eq inARE	COM	015271109	0.3	<0.1%	6,162		Reduced−1,168
Dimensional ETF Trust	US COR EQU 2 ETF	25434V708	0.3	<0.1%	7,055		New+7,055
Crowdstrike Holdings IncCRWD	CL A	22788C105	0.3	<0.1%	408		New+408
Ishares TR	CORE MSCI EAFE	46432F842	0.3	<0.1%	3,190		Added+19
Goldman Sachs ETF TR	NASDA 100 ETF	38149W630	0.3	<0.1%	5,192		New+5,192
Applied Matls IncAMAT	COM	038222105	0.3	<0.1%	422		New+422
MDB Cap Holdings LLCMDBH	CL A	55285N109	0.3	<0.1%	85,200		Unchanged
Astera Labs IncALAB	COM	04626A103	0.3	<0.1%	614		New+614
Neos ETF Trust	NASDAQ 100 HIGH	78433H675	0.3	<0.1%	5,222		New+5,222
Alphabet IncGOOGL	CAP STK CL C	02079K107	0.3	<0.1%	1,900	Call	Unchanged
Ishares TR	MSCI EAFE ETF	464287465	0.3	<0.1%	2,745		Added+194
Pimco ETF TR	ENHAN SHRT MA AC	72201R833	0.3	<0.1%	2,808		Reduced−26
Mid-Amer Apt Cmntys IncMAA	COM	59522J103	0.3	<0.1%	2,011		Reduced−319
Uber Technologies IncUBER	COM	90353T100	0.3	<0.1%	3,843		Added+825
Nebius Group N.V.	SHS CLASS A	N97284108	0.3	<0.1%	1,001		New+1,001
Vesta Real Estate CorpVTMX	ADS	92540K109	0.3	<0.1%	8,000		New+8,000
S&P Global IncSPGI	COM	78409V104	0.3	<0.1%	668		Added+15
Vanguard Wellington FD	SHORT TRM TAX EX	921935870	0.3	<0.1%	2,662		New+2,662
Exxon Mobil Corp	COM	30231G102	0.3	<0.1%	1,971		Added+373
Cameco CorpCCJ	COM	13321L108	0.3	<0.1%	2,635		Unchanged
Sea LtdSE	SPONSORD ADS	81141R100	0.3	<0.1%	2,800		Unchanged
Etfis Ser TR I	INFRAC ACT MLP	26923G772	0.3	<0.1%	5,733		Reduced−2,122
Dimensional ETF Trust	EMERGING MKTS HI	25434V757	0.3	<0.1%	6,123		Added+21
Stag Industrial IncSTAG	COM	85254J102	0.3	<0.1%	6,858		Reduced−2,285
Tempus Ai IncTEM	CL A	88023B103	0.3	<0.1%	4,505		Reduced−245
Sila Realty Trust Inc	COMMON STOCK	146280508	0.3	<0.1%	8,385		New+8,385
Western Midstream Partners LWES	COM UNIT LP INT	958669103	0.3	<0.1%	5,810		Reduced−300
Sixth Street Specialty LendiTSLX	COM	83012A109	0.3	<0.1%	14,789		Added+500
Seagate Technology HLDNGS PL	ORD SHS	G7997R103	0.3	<0.1%	262		New+262
Boston Scientific CorpBSX	COM	101137107	0.3	<0.1%	5,868		Added+1,357
Bitwise Bitcoin ETF TRBITB	SHS BEN INT	09174C104	0.3	<0.1%	7,855		Added+915
Blackstone Secd Lending FDBXSL	COMMON STOCK	09261X102	0.3	<0.1%	10,550		Unchanged
Digital Rlty TR IncDLR	COM	253868103	0.3	<0.1%	1,393		Reduced−218
Waste MGMT Inc DelWM	COM	94106L109	0.2	<0.1%	1,118		Unchanged
Blackrock IncBLK	COM	09290D101	0.2	<0.1%	255		Unchanged
Vanguard Scottsdale FDS	VNG RUS2000IDX	92206C664	0.2	<0.1%	2,017		Reduced−397
Vanguard Index FDS	SMALL CP ETF	922908751	0.2	<0.1%	800		Added+2
Ishares TR	SELECT DIVID ETF	464287168	0.2	<0.1%	1,551		Added+148
J P Morgan Exchange Traded F	HEDG EQU LAD ETF	46654Q724	0.2	<0.1%	3,561		Added+120
Ishares TR	3 7 YR TREAS BD	464288661	0.2	<0.1%	2,047		Reduced−78
Cardinal Health IncCAH	COM	14149Y108	0.2	<0.1%	1,005		Unchanged
Fidelity Covington Trust	ENHANCED LARGE	31609A305	0.2	<0.1%	5,421		Reduced−224
Dimensional ETF Trust	US HIGH PROF ETF	25434V831	0.2	<0.1%	5,676		Added+3
Moodys CorpMCO	COM	615369105	0.2	<0.1%	520		New+520
Federal Rlty Invt TR NewFRT	SH BEN INT NEW	313745101	0.2	<0.1%	1,853		New+1,853
EPR Pptys	CONV PFD 9% SR E	26884U307	0.2	<0.1%	7,177		Unchanged
Kite Realty Group TrustKRG	COM NEW	49803T300	0.2	<0.1%	8,000		New+8,000
First TR Exchange Traded FD	SMID RISNG ETF	33741X102	0.2	<0.1%	5,250		New+5,250
Ishares TR	CORE S&P US GWT	464287671	0.2	<0.1%	1,200		New+1,200
Digitalocean Holdings IncDOCN	COM	25402D102	0.2	<0.1%	1,420		New+1,420
Oklo IncOKLO	COM CL A	02156V109	0.2	<0.1%	4,250		Reduced−262
Vanguard Index FDS	MID CAP ETF	922908629	0.2	<0.1%	2,756		New+2,756
Kurv ETF TR	TECH TIT SEL ETF	500948302	0.2	<0.1%	7,200		Reduced−2,200
Home Depot IncHD	COM	437076102	0.2	<0.1%	615		Unchanged
J P Morgan Exchange Traded F	EQUITY AND OPTN	46654Q567	0.2	<0.1%	3,800		New+3,800
Caterpillar IncCAT	COM	149123101	0.2	<0.1%	203		New+203
Entrepreneurshares Series TR	ERSH PRI PUB ETF	293828877	0.2	<0.1%	10,240		Unchanged
State STR SPDR Dow Jones IndDIA	UT SER 1	78467X109	0.2	<0.1%	412		New+412
Thermo Fisher Scientific IncTMO	COM	883556102	0.2	<0.1%	429		Unchanged
Harrow IncHROW	COM	415858109	0.2	<0.1%	5,000		New+5,000
Abbott LaboratoriesABT	COM	002824100	0.2	<0.1%	2,334		Unchanged
Exchange Listed FDS TR	STR LAR IND ETF	30151E533	0.2	<0.1%	2,153		New+2,153
J P Morgan Exchange Traded F	EQUITY FOCUS ETF	46654Q781	0.2	<0.1%	2,600		New+2,600
Global X FDS	GLBL X MLP ETF	37954Y343	0.2	<0.1%	3,926		New+3,926
Kinder Morgan Inc DelKMI	COM	49456B101	0.2	<0.1%	6,488		Added+31
Camden Ppty TRCPT	SH BEN INT	133131102	0.2	<0.1%	1,809		New+1,809
Ishares TR	CORE US AGGBD ET	464287226	0.2	<0.1%	2,083		New+2,083
Brookfield Renewable CorpBEPC	CL A EX SUB VTG	11285B108	0.2	<0.1%	5,540		Reduced−4,000
Asml HLDG NV	N Y REGISTRY SHS	N07059210	0.2	<0.1%	103		New+103
RTX CorporationRTX	COM	75513E101	0.2	<0.1%	1,078		Reduced−86
Global X FDS	RUSSELL 2000	37954Y459	0.2	<0.1%	12,500		Unchanged
Blackrock Esg Cap Allc TermECAT	SHS BEN INT	09262F100	0.2	<0.1%	12,221		New+12,221
Zscaler IncZS	COM	98980G102	0.2	<0.1%	3,600	Call	Unchanged
Nuveen Ca Divi Adv MunNAC	COM	67066Y105	0.2	<0.1%	15,441		New+15,441
Blue Owl Capital CorporationOBDC	COM	69121K104	0.2	<0.1%	16,650		Unchanged
Energy Transfer L P	9.250% FXD PFD I	29273V704	0.2	<0.1%	15,200		Unchanged
Cohen & Steers Real Estate ORLTY	SHS BENFIN INT	19249Q103	0.2	<0.1%	10,140		New+10,140
Nyli Mackay Definedterm MuniMMD	COM	56064K100	0.2	<0.1%	10,000		Unchanged
Cohen & Steers Quality IncomRQI	COM	19247L106	0.1	<0.1%	11,707		Reduced−1,600
Uipath IncPATH	CL A	90364P105	0.1	<0.1%	12,950		Added+200
Nuveen Mun CR OpportunitiesNMCO	COM	670663103	0.1	<0.1%	12,500		Added+2,500
Nuveen Global High Income FDJGH	SHS	67075G103	0.1	<0.1%	10,400		Reduced−100
Amazon Com IncAMZN	COM	023135106	0.1	<0.1%	1,500	Call	Unchanged
Evolv Technologies HLDNGS inEVLV	COM CL A	30049H102	0.1	<0.1%	20,000		Unchanged
Medical Properties Trust IncMPT	COM	58463J304	0.1	<0.1%	24,700		Unchanged
Pimco Calif Mun Income FD	COM	72200N106	0.1	<0.1%	12,500		Unchanged
Eaton Vance Calif Mun IncomCEV	SH BEN INT	27826F101	0.1	<0.1%	10,000		Unchanged
Northern Dynasty Minerals LTNAK	COM NEW	66510M204	0.1	<0.1%	52,453		New+52,453
Intel CorpINTC	COM	458140100	0.1	<0.1%	800	Call	Reduced−1,300
Realty Income CorpO	COM	756109104	0.1	<0.1%	13,500	Call	Unchanged
Blue Owl Capital IncOWL	COM CL A	09581B103	0.1	<0.1%	9,594		New+9,594
Alexandria Real Estate Eq inARE	COM	015271109	0.1	<0.1%	8,200	Call	Added+4,500
Crowdstrike Holdings IncCRWD	CL A	22788C105	0.1	<0.1%	300	Call	Unchanged
Merck & Co IncMRK	COM	58933Y105	0.1	<0.1%	2,500	Call	Unchanged
Alphabet IncGOOGL	CAP STK CL A	02079K305	0.1	<0.1%	300	Call	Unchanged
Oneok Inc New	COM	682680103	0.1	<0.1%	2,200	Call	Unchanged
Vaalco Energy IncEGY	COM NEW	91851C201	0.1	<0.1%	10,000		Unchanged
Carlyle Credit Income FundCCIF	SHS BEN INT	92535C104	0.0	<0.1%	17,000		Unchanged
Cineverse CorpCNVS	COM CL A	172406308	0.0	<0.1%	15,000		New+15,000
Taiwan Semiconductor ManufacTSM	SPONSORED ADS	874039100	0.0	<0.1%	400	Call	Unchanged
New Pac Metals CorpNEWP	COM	64782A107	0.0	<0.1%	10,000		Unchanged
I-80 Gold CorpIAUX	COM	44955L106	0.0	<0.1%	25,000		New+25,000
Unitedhealth Group IncUNH	COM	91324P102	0.0	<0.1%	200	Call	Unchanged
Pfizer IncPFE	COM	717081103	0.0	<0.1%	1,013		New+1,013
Rexford Indl Rlty IncREXR	COM	76169C100	0.0	<0.1%	6,500	Call	Unchanged
Stereotaxis IncSTXS	COM NEW	85916J409	0.0	<0.1%	10,000		New+10,000
American Tower CorpAMT	COM	03027X100	0.0	<0.1%	1,200	Call	Unchanged
Medical Properties Trust IncMPT	COM	58463J304	0.0	<0.1%	12,400	Call	Unchanged
Cameco CorpCCJ	COM	13321L108	0.0	<0.1%	500	Call	Unchanged
Boeing CoBA	COM	097023105	0.0	<0.1%	500	Call	Reduced−1,500
AT&T IncT	COM	00206R102	0.0	<0.1%	4,000	Put	Unchanged
International Business MachsIBM	COM	459200101	0.0	<0.1%	300	Put	Unchanged
Brookfield Renewable Energy	PARTNERSHIP UNIT	G16258108	0.0	<0.1%	1,500	Call	New+1,500
Blue Owl Capital IncOWL	COM CL A	09581B103	0.0	<0.1%	4,800	Call	Unchanged
Retractable Technologies IncRVP	COM	76129W105	0.0	<0.1%	10,400		New+10,400
Nvidia CorporationNVDA	COM	67066G104	0.0	<0.1%	800	Put	Added+300
Caterpillar IncCAT	COM	149123101	0.0	<0.1%	800	Put	New+800
Energy Transfer L PET	COM UT LTD PTN	29273V100	0.0	<0.1%	3,000	Call	Unchanged
Nvidia CorporationNVDA	COM	67066G104	0.0	<0.1%	1,100	Call	Added+1,000
Snap IncSNAP	CL A	83304A106	0.0	<0.1%	8,500	Call	Reduced−1,500
Mid-Amer Apt Cmntys IncMAA	COM	59522J103	0.0	<0.1%	400	Call	Unchanged
Sila Realty Trust Inc	COMMON STOCK	146280508	0.0	<0.1%	1,000	Call	Unchanged
Walmart IncWMT	COM	931142103	0.0	<0.1%	1,000	Put	Unchanged
Applied Matls IncAMAT	COM	038222105	0.0	<0.1%	400	Put	New+400
Vici Pptys IncVICI	COM	925652109	0.0	<0.1%	11,700	Call	Unchanged
Uber Technologies IncUBER	COM	90353T100	0.0	<0.1%	200	Call	Unchanged
Microsoft CorpMSFT	COM	594918104	0.0	<0.1%	100	Call	Unchanged
Pfizer IncPFE	COM	717081103	0.0	<0.1%	9,000	Call	Unchanged
Pfizer IncPFE	COM	717081103	0.0	<0.1%	1,000	Put	Unchanged
Cohen & Steers Quality Incom	RIGHT 07/15/2026	19247L122	0.0	<0.1%	11,707		New+11,707
Cameco CorpCCJ	COM	13321L108	0.0	<0.1%	500	Put	Unchanged
Vici Pptys IncVICI	COM	925652109	0.0	<0.1%	400	Put	Unchanged

Sold out: 18 positions

Held at the end of the quarter before and not reported this quarter.

Pasadena Private Wealth, LLC, positions sold out
Issuer	Class	CUSIP	Weight	Put or call	Change on the quarter before
AGF Invts TR	US MARKET NETRL	00110G408	0.0%		Sold out−2,286,833
Agnc Invt CorpAGNC	COM	00123Q104	0.0%		Sold out−10,559
Alps ETF TR	ALERIAN MLP	00162Q452	0.0%		Sold out−3,934
Americold Realty Trust IncCOLD	COM	03064D108	0.0%		Sold out−14,324
AT&T IncT	COM	00206R102	0.0%		Sold out−6,973
Atyr Pharma IncATYR	COM NEW	002120202	0.0%		Sold out−12,228
Avalonbay Cmntys Inc	COM	053484101	0.0%		Sold out−2,033
Cornerstone Strategic InvestCLM	COM	21924B302	0.0%		Sold out−23,661
Ford MTR CoF	COM	345370860	0.0%	Call	Sold out−6,500
Ishares TR	7-10 YR TRSY BD	464287440	0.0%	Put	Sold out−1,500
Ishares TR	7-10 YR TRSY BD	464287440	0.0%		Sold out−2,546
Ishares TR	SHRT NAT MUN ETF	464288158	0.0%		Sold out−2,278
National Storage Affiliates	COM SHS BEN IN	637870106	0.0%		Sold out−5,598
Nuveen Calif Amt Free Muni I	COM	670651108	0.0%		Sold out−10,000
Sangamo Therapeutics IncSGMOQ	COM	800677106	0.0%		Sold out−22,093
Tenaya Therapeutics IncTNYA	COM	87990A106	0.0%		Sold out−15,099
Unity Software IncU	COM	91332U101	0.0%	Call	Sold out−2,000
Xpeng IncXPEV	ADS	98422D105	0.0%		Sold out−10,365

Source: SEC EDGAR, Form 13F-HR, accession 0002073679-26-000083 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.