Round Rock Advisors LLC

Name: Round Rock Advisors LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in WILTON, CT. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 12, 2026. SEC CIK 1846991.

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Reported value$776.4m
Positions318

Holdings: 318 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.

Round Rock Advisors LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Change on the quarter before
Invesco QQQ TR	UNIT SER 1	46090E103	61.0	7.9%	82,898	Added+2,834
Vaneck ETF Trust	SEMICONDUCTR ETF	92189F676	55.2	7.1%	84,209	Reduced−2,583
Vanguard Whitehall FDS	HIGH DIV YLD	921946406	51.3	6.6%	324,884	Added+11,988
J P Morgan Exchange Traded F	ULTRA SHRT ETF	46641Q837	48.2	6.2%	953,692	Added+47,631
Ishares TR	CORE S&P SCP ETF	464287804	36.3	4.7%	244,807	Added+5,825
Vanguard Index FDS	MID CAP ETF	922908629	31.9	4.1%	396,501	Added+300,544
Select Sector SPDR TR	ST STR INDL ETF	81369Y704	21.6	2.8%	116,373	Added+3,648
Apple IncAAPL	COM	037833100	19.2	2.5%	66,412	Reduced−409
Ishares TR	SELECT DIVID ETF	464287168	18.8	2.4%	120,146	Added+5,499
Select Sector SPDR TR	ST STR CARE ETF	81369Y209	18.2	2.4%	114,998	Added+7,080
American Centy ETF TR	SHORT DURTN STRG	025072257	16.6	2.1%	324,038	Added+36,516
Berkshire Hathaway Inc DelBRK-B	CL A	084670108	13.5	1.7%	18	Reduced−1
Alphabet IncGOOGL	CAP STK CL C	02079K107	13.1	1.7%	37,106	Reduced−124
Neuberger Berman ETF Trust	SHORT DURATION I	64135A887	13.0	1.7%	257,509	Added+9,318
Microsoft CorpMSFT	COM	594918104	11.9	1.5%	31,894	Added+55
Invesco Exchange Traded FD T	S&P500 EQL WGT	46137V357	11.3	1.5%	53,115	Added+8,089
Select Sector SPDR TR	ST STR TECHN ETF	81369Y803	10.8	1.4%	56,686	Reduced−1,026
Amazon Com IncAMZN	COM	023135106	8.1	1.0%	33,963	Reduced−114
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	7.6	1.0%	10,145	Added+1,400
Select Sector SPDR TR	ST STR UTIL ETF	81369Y886	6.0	0.8%	131,792	Added+5,469
Nvidia CorporationNVDA	COM	67066G104	4.7	0.6%	23,521	Reduced−254
Abbvie IncABBV	COM	00287Y109	4.5	0.6%	18,032	Reduced−48
Marinemax IncHZO	COM	567908108	4.4	0.6%	120,030	Added+57,521
Exxon Mobil Corp	COM	30231G102	4.3	0.6%	31,771	Added+111
Invesco Exch Traded FD TR II	NASDAQ 100 ETF	46138G649	4.3	0.6%	14,212	Added+74
Ishares TR	MSCI USA MIN ETF	46429B697	4.3	0.6%	44,307	Reduced−1,232
Ishares TR	S&P 500 GRWT ETF	464287309	4.2	0.5%	30,832	Reduced−479
Unitedhealth Group IncUNH	COM	91324P102	3.8	0.5%	9,062	Reduced−295
Alphabet IncGOOGL	CAP STK CL A	02079K305	3.4	0.4%	9,510	Reduced−48
Micron Technology IncMU	COM	595112103	3.4	0.4%	2,909	Reduced−548
International Business MachsIBM	COM	459200101	3.3	0.4%	11,577	Added+370
Ishares TR	CORE S&P500 ETF	464287200	3.3	0.4%	4,343	Added+171
Williams Cos IncWMB	COM	969457100	3.2	0.4%	42,776	Unchanged
Ishares Bitcoin Trust ETFIBIT	SHS BEN INT	46438F101	3.1	0.4%	93,841	New+93,841
Frequency Electrs IncFEIM	COM	358010106	3.1	0.4%	46,092	Unchanged
Dell Technologies IncDELL	CL C	24703L202	3.0	0.4%	7,056	Unchanged
Air Products and Chemicals IAPD	COM	009158106	3.0	0.4%	10,133	Unchanged
Amphenol CorpAPH	CL A	032095101	3.0	0.4%	16,789	Unchanged
Intercontinental Exchange inICE	COM	45866F104	2.9	0.4%	23,854	Unchanged
Chubb Limited	COM	H1467J104	2.7	0.3%	7,921	Unchanged
Johnson & JohnsonJNJ	COM	478160104	2.7	0.3%	10,503	Added+42
Ishares TR	IBONDS DEC2026	46435GAA0	2.6	0.3%	109,212	Reduced−783
Capital One Finl CorpCOF	COM	14040H105	2.6	0.3%	13,117	Added+11
Park Aerospace CorpPKE	COM	70014A104	2.6	0.3%	67,808	Unchanged
Citigroup IncC	COM NEW	172967424	2.5	0.3%	17,988	Unchanged
Allient IncALNT	COM	019330109	2.5	0.3%	24,086	Added+1,822
Berkshire Hathaway Inc DelBRK-B	CL B NEW	084670702	2.4	0.3%	4,871	Added+930
Vanguard World FD	INF TECH ETF	92204A702	2.3	0.3%	19,470	Added+17,031
Teamshares IncTMS	COM	87821B109	2.3	0.3%	277,236	New+277,236
Chevron CorporationCVX	COM	166764100	2.2	0.3%	13,353	Unchanged
NWPX Infrastructure IncNWPX	COM	667746101	2.2	0.3%	14,625	Reduced−1,841
Neogen CorpNEOG	COM	640491106	2.2	0.3%	242,211	Added+83
Vanguard Specialized Funds	DIV APP ETF	921908844	2.2	0.3%	9,107	Reduced−56
USA Today Co IncTDAY	COM	36472T109	2.1	0.3%	249,273	New+249,273
Cardinal Infrastructure GrouCDNL	CL A	14154A102	2.1	0.3%	22,438	Added+3,541
Ishares TR	IBONDS 27 ETF	46435UAA9	2.1	0.3%	85,857	Reduced−940
Elevance Health Inc FormerlyELV	COM	036752103	2.1	0.3%	5,303	Reduced−544
Stratasys Ltd	SHS	M85548101	1.9	0.2%	223,922	Unchanged
Flotek Industries IncFTK	COM NEW	343389409	1.9	0.2%	81,471	Added+54,620
Principal Exchange Traded FD	PRIN U S SMALL	74255Y607	1.9	0.2%	26,946	Added+5,454
Preformed Line Prods CoPLPC	COM	740444104	1.9	0.2%	4,576	Unchanged
J P Morgan Exchange Traded F	EQUITY PREMIUM	46641Q332	1.9	0.2%	33,020	Reduced−875
Vanguard Index FDS	S&P 500 ETF SHS	922908363	1.9	0.2%	2,698	Added+259
Shoals Technologies Group inSHLS	CL A	82489W107	1.8	0.2%	185,927	Added+22,971
Arista Networks IncANET	COM SHS	040413205	1.8	0.2%	10,421	Added+1
Transcat IncTRNS	COM	893529107	1.8	0.2%	19,024	Unchanged
Whitefiber Inc	SHS	G96115103	1.8	0.2%	45,386	Added+26,981
Vanguard Index FDS	LARGE CAP ETF	922908637	1.7	0.2%	5,039	Unchanged
Jpmorgan Chase & CoJPM	COM	46625H100	1.7	0.2%	5,271	Added+21
Eplus IncPLUS	COM	294268107	1.7	0.2%	20,197	Unchanged
State STR SPDR Dow Jones IndDIA	UT SER 1	78467X109	1.7	0.2%	3,199	Added+11
Bristow Group IncVTOL	COM	11040G103	1.7	0.2%	39,996	Added+12
NXP Semiconductors N V	COM	N6596X109	1.6	0.2%	5,609	Reduced−51
CPS Technologies CorpCPSH	COM	12619F104	1.6	0.2%	283,951	Reduced−151,571
Oppenheimer Holdings IncOPY	CL A NON VTG	683797104	1.5	0.2%	14,605	Unchanged
First Westn Finl IncMYFW	COM	33751L105	1.5	0.2%	47,431	Unchanged
NPK International IncNPKI	COM SHS	651718504	1.5	0.2%	92,505	Unchanged
Blue Bird CorpBLBD	COM	095306106	1.5	0.2%	18,606	Unchanged
MYR Group IncMYRG	COM	55405W104	1.5	0.2%	2,926	Reduced−557
Standex International CorpSXI	COM	854231107	1.4	0.2%	4,031	Unchanged
Idaho Strategic ResourcesIDR	COM NEW	645827205	1.4	0.2%	43,988	Unchanged
Keel Infrastructure CorpKEEL	COM SHS	486917107	1.4	0.2%	248,247	New+248,247
NB Bancorp IncNBBK	COM	63945M107	1.4	0.2%	66,530	Added+63
LAM Research CorpLRCX	COM NEW	512807306	1.4	0.2%	3,213	Added+71
Vanguard Scottsdale FDS	SHRT TRM CORP BD	92206C409	1.4	0.2%	17,437	Reduced−178
Goldman Sachs Group IncGS	COM	38141G104	1.4	0.2%	1,349	Reduced−4
Happen IncHAPN	COM NEW	52603A208	1.4	0.2%	65,554	Unchanged
Pepsico IncPEP	COM	713448108	1.4	0.2%	10,036	Reduced−57
Pricesmart IncPSMT	COM	741511109	1.3	0.2%	6,886	Unchanged
Vanguard Index FDS	SML CP GRW ETF	922908595	1.3	0.2%	3,621	Unchanged
Brookfield CorpBN	CL A LTD VT SH	11271J107	1.3	0.2%	30,712	Unchanged
CVS Health CorpCVS	COM	126650100	1.3	0.2%	12,599	Unchanged
Ishares TR	CORE S&P MCP ETF	464287507	1.3	0.2%	16,676	Reduced−6
Merck & Co IncMRK	COM	58933Y105	1.3	0.2%	9,901	Added+66
Enterprise Prods Partners LEPD	COM	293792107	1.3	0.2%	34,255	Reduced−4,180
Ishares TR	ESG OPTIMIZED	464288802	1.3	0.2%	8,139	Reduced−175
Optical Cable CorpOCC	COM NEW	683827208	1.2	0.2%	58,937	Added+27,665
Coca Cola CoKO	COM	191216100	1.2	0.2%	15,190	Added+168
Bank of Ny Mellon CorpBNY	COM	064058100	1.2	0.2%	8,442	Added+29
RTX CorporationRTX	COM	75513E101	1.2	0.2%	6,395	Reduced−40
Ducommun Inc DelDCO	COM	264147109	1.2	0.2%	6,542	Unchanged
Liberty Energy IncLBRT	COM CL A	53115L104	1.2	0.2%	45,279	Reduced−29,565
Ameren CorpAEE	COM	023608102	1.1	0.1%	10,166	Unchanged
Coda Octopus Group IncCODA	COM NEW	19188U206	1.1	0.1%	117,366	Unchanged
Lindblad Expeditions Holdings ILIND	COM	535219109	1.1	0.1%	39,749	Added+7,682
Ishares TR	RUS TP200 GR ETF	464289438	1.1	0.1%	3,807	Added+65
J P Morgan Exchange Traded F	NASDAQ EQT PREM	46654Q203	1.1	0.1%	17,915	Reduced−270
American Superconductor CorpAMSC	SHS NEW	030111207	1.1	0.1%	26,431	Added+6,091
Green Brick Partners IncGRBK	COM	392709101	1.1	0.1%	13,692	Unchanged
GE AerospaceGE	COM NEW	369604301	1.1	0.1%	2,893	Added+10
Vanguard Index FDS	VALUE ETF	922908744	1.1	0.1%	4,939	Reduced−531
Ishares TR	ULTRA SHORT DUR	46434V878	1.1	0.1%	21,100	Added+874
REX American Res CorpREX	COM	761624105	1.0	0.1%	23,197	Reduced−10,227
Puma Biotechnology IncPBYI	COM	74587V107	1.0	0.1%	128,912	Unchanged
Cerus CorpCERS	COM	157085101	1.0	0.1%	355,962	Added+90,996
Ishares TR	MSCI EAFE MIN VL	46429B689	1.0	0.1%	11,729	Reduced−1,198
Agnico Eagle Mines LtdAEM	COM	008474108	1.0	0.1%	6,614	Reduced−45
Lemaitre Vascular IncLMAT	COM	525558201	1.0	0.1%	10,646	Unchanged
Catalyst Pharmaceuticals Inc	COM	14888U101	1.0	0.1%	32,438	Unchanged
Meta Platforms IncMETA	CL A	30303M102	1.0	0.1%	1,783	Reduced−8
Honeywell International IncHON	COM	438516205	1.0	0.1%	4,480	New+4,480
Honeywell Aerospace IncHONA	COM	43849R105	1.0	0.1%	4,480	New+4,480
Snowflake IncSNOW	COM SHS	833445109	1.0	0.1%	3,880	Reduced−430
Johnson Outdoors IncJOUT	CL A	479167108	1.0	0.1%	21,438	Added+9,453
Blacksky Technology IncBKSY	CL A NEW	09263B207	1.0	0.1%	35,038	Reduced−19,413
Pediatrix Medical Group IncMD	COM	58502B106	1.0	0.1%	38,156	Unchanged
ARQ IncARQ	COM	00770C101	1.0	0.1%	378,979	Added+188,271
Applied Matls IncAMAT	COM	038222105	1.0	0.1%	1,333	Added+42
Vanguard Malvern FDS	STRM INFPROIDX	922020805	1.0	0.1%	18,946	Reduced−781
Vanguard Whitehall FDS	INTL DVD ETF	921946810	0.9	0.1%	10,109	Reduced−141
Schwab Strategic TR	US DIVIDEND EQ	808524797	0.9	0.1%	29,763	Reduced−514
Alkermes plc	SHS	G01767105	0.9	0.1%	17,942	Unchanged
Nlight IncLASR	COM	65487K100	0.9	0.1%	13,451	Reduced−2,888
Walmart IncWMT	COM	931142103	0.9	0.1%	8,229	Added+1
Ameriprise Finl IncAMP	COM	03076C106	0.9	0.1%	2,023	Unchanged
Ishares TR	MSCI EMG MKT ETF	464287234	0.9	0.1%	13,417	Unchanged
Proto Labs IncPRLB	COM	743713109	0.9	0.1%	11,219	Unchanged
Universal Technical Inst IncUTI	COM	913915104	0.9	0.1%	21,346	Unchanged
Invesco Exch Traded FD TR II	S&P500 LOW VOL	46138E354	0.9	0.1%	12,103	Reduced−455
Monte Rosa Therapeutics IncGLUE	COM	61225M102	0.9	0.1%	37,229	Unchanged
Vanguard Tax-Managed FDS	VAN FTSE DEV MKT	921943858	0.9	0.1%	12,637	Added+203
Deere & CoDE	COM	244199105	0.9	0.1%	1,419	Reduced−209
Marriott International Inc NewMAR	CL A	571903202	0.9	0.1%	2,400	Reduced−30
Omnicell ComOMCL	COM	68213N109	0.9	0.1%	21,190	Unchanged
Ishares TR	RUS MD CP GR ETF	464287481	0.9	0.1%	5,905	Reduced−245
Vanguard Admiral FDS Inc	MIDCP 400 GRTH	921932869	0.9	0.1%	5,820	Reduced−69
Select Water Solutions IncWTTR	CL A COM	81617J301	0.9	0.1%	42,585	Unchanged
Oracle CorpORCL	COM	68389X105	0.8	0.1%	5,783	Unchanged
Vanguard Scottsdale FDS	INT-TERM CORP	92206C870	0.8	0.1%	10,147	Reduced−91
Wyndham Hotels & Resorts IncWH	COM	98311A105	0.8	0.1%	9,805	Unchanged
Smart Sand IncSND	COM	83191H107	0.8	0.1%	162,334	New+162,334
Oceaneering International IncOII	COM	675232102	0.8	0.1%	20,056	Added+2,744
Tactile Sys Technology IncTCMD	COM	87357P100	0.8	0.1%	27,240	Unchanged
Ishares TR	RUSSELL 2000 ETF	464287655	0.8	0.1%	2,675	Reduced−36
Community Healthcare TR IncCHCT	COM	20369C106	0.8	0.1%	43,918	Unchanged
Viemed Healthcare IncVMD	COM	92663R105	0.8	0.1%	69,292	Unchanged
Ishares TR	CORE DIV GRWTH	46434V621	0.8	0.1%	10,383	Added+82
3M CoMMM	COM	88579Y101	0.8	0.1%	4,858	Added+17
Ishares TR	0-5YR HI YL CP	46434V407	0.8	0.1%	18,484	Reduced−770
American Express CoAXP	COM	025816109	0.8	0.1%	2,316	Added+19
Guardian Pharmacy SVCS IncGRDN	CL A	40145W101	0.8	<0.1%	18,524	Added+6,729
Sonos IncSONO	COM	83570H108	0.8	<0.1%	57,030	Unchanged
United STS Lime & Minerals IUSLM	COM	911922102	0.8	<0.1%	7,335	Unchanged
Kornit Digital Ltd	SHS	M6372Q113	0.8	<0.1%	47,071	Unchanged
State STR SPDR S&P Midcap 40MDY	UTSER1 S&PDCRP	78467Y107	0.8	<0.1%	1,085	Reduced−16
Omada Health IncOMDA	COM	68170A108	0.7	<0.1%	33,932	New+33,932
Palo Alto Networks IncPANW	COM	697435105	0.7	<0.1%	2,181	Unchanged
Harrow IncHROW	COM	415858109	0.7	<0.1%	17,481	Unchanged
RBC Bearings IncRBC	COM	75524B104	0.7	<0.1%	1,151	Added+9
Vanguard World FD	ESG INTL STK ETF	921910725	0.7	<0.1%	8,961	Reduced−200
Ishares TR	ESG AWARE MSCI	46435U663	0.7	<0.1%	13,183	Reduced−435
Procter & Gamble CoPG	COM	742718109	0.7	<0.1%	4,942	Added+45
Brunswick CorpBC	COM	117043109	0.7	<0.1%	8,377	Unchanged
Home Depot IncHD	COM	437076102	0.7	<0.1%	1,984	Added+104
Spotify Technology S a	SHS	L8681T102	0.7	<0.1%	1,503	Reduced−1,160
Forgent Power Solutions IncFPS	COM SHS CL A	34631F102	0.7	<0.1%	12,184	Added+125
KLA CorpKLAC	COM NEW	482480100	0.7	<0.1%	2,240	Added+2,022
Vanguard Index FDS	SMALL CP ETF	922908751	0.7	<0.1%	2,223	Added+7
ANI Pharmaceuticals IncANIP	COM	00182C103	0.7	<0.1%	8,076	Unchanged
Travel Plus Leisure CoTNL	COM	894164102	0.7	<0.1%	8,729	Unchanged
Plexus CorpPLXS	COM	729132100	0.7	<0.1%	2,202	Unchanged
Netflix Inc.NFLX	COM	64110L106	0.6	<0.1%	8,785	Reduced−1,265
Ishares TR	US AER DEF ETF	464288760	0.6	<0.1%	2,584	Reduced−1,370
BEL Fuse IncBELFA	CL B	077347300	0.6	<0.1%	1,855	Unchanged
Advanced Micro Devices IncAMD	COM	007903107	0.6	<0.1%	1,048	Added+24
Marvell Technology IncMRVL	COM	573874104	0.6	<0.1%	2,040	Unchanged
Cullen Frost Bankers IncCFR	COM	229899109	0.6	<0.1%	3,909	Added+726
Ameris BancorpABCB	COM	03076K108	0.6	<0.1%	6,688	Added+883
Capital Group International Focus Eqt	SHS CREAT UNIT	14019W109	0.6	<0.1%	17,373	Unchanged
Genius Sports Limited	SHARES CL A	G3934V109	0.6	<0.1%	98,245	New+98,245
Getty Images Holdings IncGETY	CL A COM	374275105	0.6	<0.1%	691,771	Reduced−65,863
Graham CorpGHM	COM	384556106	0.6	<0.1%	4,778	Added+4
RPC IncRES	COM	749660106	0.6	<0.1%	100,088	New+100,088
Texas Cap Bancshares IncTCBI	COM	88224Q107	0.6	<0.1%	5,577	Unchanged
Evolv Technologies HLDNGS inEVLV	COM CL A	30049H102	0.6	<0.1%	99,236	Added+28,245
Dentsply Sirona IncXRAY	COM	24906P109	0.6	<0.1%	53,922	New+53,922
McDonalds CorpMCD	COM	580135101	0.6	<0.1%	2,082	Reduced−10
Innovex International IncINVX	COM	457651107	0.6	<0.1%	22,654	Unchanged
Wisdomtree TR	US SMALLCAP DIVD	97717W604	0.6	<0.1%	13,724	Reduced−225
Caterpillar IncCAT	COM	149123101	0.5	<0.1%	515	Added+15
Schwab Strategic TR	US LRG CAP ETF	808524201	0.5	<0.1%	18,571	Unchanged
Vaneck ETF Trust	GOLD MINERS ETF	92189F106	0.5	<0.1%	7,227	Unchanged
United Airls Holdings IncUAL	COM	910047109	0.5	<0.1%	4,007	Unchanged
Vanguard Index FDS	SM CP VAL ETF	922908611	0.5	<0.1%	2,199	Reduced−110
Aaon IncAAON	COM PAR $0.004	000360206	0.5	<0.1%	4,204	Reduced−1,141
Verizon Communications IncVZ	COM	92343V104	0.5	<0.1%	12,584	Added+67
Advanced Energy IndsAEIS	COM	007973100	0.5	<0.1%	1,426	Unchanged
Array Technologies IncARRY	COM SHS	04271T100	0.5	<0.1%	71,605	Reduced−62,198
Asml HLDG NV	N Y REGISTRY SHS	N07059210	0.5	<0.1%	265	Reduced−9
Schwab Strategic TR	FUNDAMENTAL INTL	808524755	0.5	<0.1%	9,978	Unchanged
Matthews Asia FDS	EMER MKTS EQUITY	577125818	0.5	<0.1%	11,611	Reduced−23
Fennec Pharmaceuticals IncFENC	COM	31447P100	0.5	<0.1%	48,683	New+48,683
McGrath RentcorpMGRC	COM	580589109	0.5	<0.1%	4,229	Unchanged
Ishares TR	EXPANDED TECH	464287515	0.5	<0.1%	5,646	Added+736
Lightpath Technologies IncLPTH	COM CL A	532257805	0.5	<0.1%	30,691	Added+11,452
Mammoth Energy SVCS IncTUSK	COM	56155L108	0.5	<0.1%	152,841	New+152,841
Semtech CorpSMTC	COM	816850101	0.5	<0.1%	3,058	Unchanged
Broadcom IncAVGO	COM	11135F101	0.5	<0.1%	1,310	Added+437
Landstar Sys IncLSTR	COM	515098101	0.5	<0.1%	2,374	Reduced−2,310
Ishares TR	RUS 1000 GRW ETF	464287614	0.5	<0.1%	3,848	Added+3,050
Newmarket CorpNEU	COM	651587107	0.5	<0.1%	596	Added+54
Ishares TR	IBDS DEC28 ETF	46435U515	0.5	<0.1%	18,302	Unchanged
Kiniksa Pharmaceuticals International	ORD SHS CL A	G52694109	0.5	<0.1%	7,226	Unchanged
WP Carey IncWPC	COM	92936U109	0.5	<0.1%	6,434	Reduced−1,200
Neogenomics IncNEO	COM NEW	64049M209	0.5	<0.1%	31,457	Unchanged
Enphase Energy IncENPH	COM	29355A107	0.5	<0.1%	9,245	Unchanged
YUM Brands IncYUM	COM	988498101	0.5	<0.1%	2,843	Unchanged
Ishares TR	CORE MSCI EAFE	46432F842	0.5	<0.1%	4,673	Unchanged
Ishares TR	ISHARES SEMICDTR	464287523	0.5	<0.1%	703	Added+22
Pfizer IncPFE	COM	717081103	0.4	<0.1%	18,270	Reduced−11,946
Union Pac CorpUNP	COM	907818108	0.4	<0.1%	1,615	Reduced−32
Shopify IncSHOP	CL A SUB VTG SHS	82509L107	0.4	<0.1%	3,780	Reduced−100
Vanguard World FD	HEALTH CAR ETF	92204A504	0.4	<0.1%	1,436	Reduced−80
Kodiak Gas SVCS IncKGS	COM	50012A108	0.4	<0.1%	5,711	Unchanged
Tesla IncTSLA	COM	88160R101	0.4	<0.1%	1,018	Added+38
Schwab Strategic TR	US SML CAP ETF	808524607	0.4	<0.1%	11,842	Added+21
Taiwan Semiconductor ManufacTSM	SPONSORED ADS	874039100	0.4	<0.1%	887	Reduced−13
Halozyme Therapeutics IncHALO	COM	40637H109	0.4	<0.1%	5,362	Unchanged
Comstock HLDG Cos IncCHCI	CL A NEW	205684202	0.4	<0.1%	25,312	Unchanged
Louisiana Pac CorpLPX	COM	546347105	0.4	<0.1%	5,118	Added+969
Goldman Sachs ETF TR	ACTIVEBETA INT	381430107	0.4	<0.1%	8,790	Reduced−30
Babcock & Wilcox EnterprisesBW	COM	05614L209	0.4	<0.1%	28,382	Unchanged
SPDR Series Trust	ST STR SP DIV	78464A763	0.4	<0.1%	2,607	Reduced−201
Voya GLBL Adv & Prem Opp FDIGA	COM	92912R104	0.4	<0.1%	39,211	Reduced−7,957
Collegium Pharmaceutical IncCOLL	COM	19459J104	0.4	<0.1%	10,690	Unchanged
TAT Technologies Ltd	ORD NEW	M8740S227	0.4	<0.1%	7,862	Unchanged
Schwab Strategic TR	US LCAP GR ETF	808524300	0.4	<0.1%	11,173	Added+90
State STR CorpSTT	COM	857477103	0.4	<0.1%	2,217	Unchanged
Pimco ETF TR	ENHANCD SHORT	72201R643	0.4	<0.1%	3,763	Unchanged
SPX Technologies IncSPXC	COM	78473E103	0.4	<0.1%	1,511	Unchanged
Xeris Biopharma Holdings IncXERS	COM	98422E103	0.4	<0.1%	46,102	Reduced−50,714
Amgen IncAMGN	COM	031162100	0.4	<0.1%	1,003	Added+28
KVH Inds IncKVHI	COM	482738101	0.4	<0.1%	36,376	New+36,376
KLX Energy Services HoldingsKLXE	COM NEW	48253L205	0.4	<0.1%	139,614	Unchanged
Trico BancsharesTCBK	COM	896095106	0.4	<0.1%	6,685	New+6,685
Invesco Exchange Traded FD T	AEROSPACE DEFN	46137V100	0.4	<0.1%	2,038	Unchanged
Ceco Environmental CorpCECO	COM	125141101	0.4	<0.1%	3,921	Unchanged
Piper Sandler CompaniesPIPR	COM NEW	724078209	0.4	<0.1%	4,894	Unchanged
SPDR Series Trust	ST STR SP BIOT	78464A870	0.4	<0.1%	2,219	Unchanged
The Realreal IncREAL	COM	88339P101	0.3	<0.1%	29,616	Unchanged
Comcast Corp NewCMCSA	CL A	20030N101	0.3	<0.1%	14,120	Reduced−5,349
Atmus Filtration TechnologieATMU	COM	04956D107	0.3	<0.1%	6,789	Reduced−5,689
Hawkins IncHWKN	COM	420261109	0.3	<0.1%	2,366	New+2,366
Miami International Holdings IncMIAX	COM	59356Q108	0.3	<0.1%	8,983	Unchanged
Palantir Technologies IncPLTR	CL A	69608A108	0.3	<0.1%	2,839	Added+8
Pentair plc	SHS	G7S00T104	0.3	<0.1%	4,300	Unchanged
Proshares TR	RUSS 2000 DIVD	74347B698	0.3	<0.1%	4,207	Unchanged
Thor Inds IncTHO	COM	885160101	0.3	<0.1%	4,225	Unchanged
Installed BLDG Prods IncIBP	COM	45780R101	0.3	<0.1%	1,371	Unchanged
Openlane IncOPLN	COM	48238T109	0.3	<0.1%	7,640	New+7,640
Indivior Pharmaceuticals IncINDV	COM	45579U109	0.3	<0.1%	7,637	Added+3
Vanguard World FD	ESG US STK ETF	921910733	0.3	<0.1%	2,345	Reduced−100
Astronics CorpATRO	COM	046433108	0.3	<0.1%	3,805	Unchanged
Vanguard Index FDS	GROWTH ETF	922908736	0.3	<0.1%	3,582	Added+3,011
Corteva IncCTVA	COM	22052L104	0.3	<0.1%	3,633	Unchanged
NCR Atleos CorporationNATL	COM SHS	63001N106	0.3	<0.1%	6,979	Unchanged
SPDR Gold TRGLD	GOLD SHS	78463V107	0.3	<0.1%	821	Unchanged
Ishares TR	ESG AW MSCI EAFE	46435G516	0.3	<0.1%	2,895	Unchanged
GE Vernova IncGEV	COM	36828A101	0.3	<0.1%	253	Added+2
Carrier Global CorporationCARR	COM	14448C104	0.3	<0.1%	4,033	Added+10
Bank of Amer CorpBAC	COM	060505104	0.3	<0.1%	5,149	Reduced−110
Ishares TR	NATIONAL MUN ETF	464288414	0.3	<0.1%	2,665	Unchanged
Esco Technologies IncESE	COM	296315104	0.3	<0.1%	804	Unchanged
Disney Walt CoDIS	COM	254687106	0.3	<0.1%	2,923	Reduced−60
Costco Wholesale CorporationCOST	COM	22160K105	0.3	<0.1%	297	Unchanged
TG Therapeutics IncTGTX	COM	88322Q108	0.3	<0.1%	4,964	New+4,964
SPDR Series Trust	ST STR P400MID	78464A847	0.3	<0.1%	4,025	Unchanged
Rush Enterprises IncRUSHA	CL A	781846209	0.3	<0.1%	3,724	Unchanged
Star Group LPSGU	UNIT LTD PARTNR	85512C105	0.3	<0.1%	20,961	Unchanged
Vanguard Index FDS	MCAP VL IDXVIP	922908512	0.3	<0.1%	1,359	Reduced−94
Vanguard World FD	CONSUM DIS ETF	92204A108	0.3	<0.1%	670	Unchanged
Schwab Strategic TR	US BRD MKT ETF	808524102	0.3	<0.1%	9,158	Added+11
Wisdomtree IncWT	COM	97717P104	0.3	<0.1%	15,062	Added+4,984
M/I Homes IncMHO	COM	55305B101	0.3	<0.1%	1,578	Reduced−796
Boeing CoBA	COM	097023105	0.3	<0.1%	1,170	Reduced−57
BED Bath & Beyond IncNXH	COM	690370101	0.2	<0.1%	43,053	Unchanged
Ishares TR	US HLTHCARE ETF	464287762	0.2	<0.1%	3,641	Unchanged
Uranium Energy CorpUEC	COM	916896103	0.2	<0.1%	22,355	Reduced−380
Tidal Trust III	VIST ARTI IN ETF	45259A845	0.2	<0.1%	2,773	New+2,773
Saia IncSAIA	COM	78709Y105	0.2	<0.1%	561	New+561
SPDR Series Trust	ST STR SP600 SML	78468R853	0.2	<0.1%	4,085	New+4,085
Schneider National IncSNDR	CL B	80689H102	0.2	<0.1%	6,401	New+6,401
Brookfield Asset Managmt LtdBAM	CL A LMT VTG SHS	113004105	0.2	<0.1%	5,153	Unchanged
Vanguard Index FDS	TOTAL STK MKT	922908769	0.2	<0.1%	610	New+610
Constellation Energy CorpCEG	COM	21037T109	0.2	<0.1%	906	Unchanged
Schwab Strategic TR	US MID-CAP ETF	808524508	0.2	<0.1%	6,062	New+6,062
Vanguard Mun BD FDS	TAX EXEMPT BD	922907746	0.2	<0.1%	4,416	Reduced−2,016
Ishares TR	U.S. TECH ETF	464287721	0.2	<0.1%	883	New+883
Voya GLBL Eqty Div & Prem Op	COM	92912T100	0.2	<0.1%	36,252	Unchanged
Cisco Sys IncCSCO	COM	17275R102	0.2	<0.1%	1,827	New+1,827
ELI Lilly & CoLLY	COM	532457108	0.2	<0.1%	177	New+177
Select Sector SPDR TR	ST STR ENERG ETF	81369Y506	0.2	<0.1%	3,980	Reduced−219
Ishares Inc	CORE MSCI EMKT	46434G103	0.2	<0.1%	2,525	New+2,525
Vanguard Index FDS	EXTEND MKT ETF	922908652	0.2	<0.1%	835	New+835
Pimco ETF TR	ACTIVE BD ETF	72201R775	0.2	<0.1%	2,223	Unchanged
Bristol-Myers Squibb CoBMY	COM	110122108	0.2	<0.1%	3,538	Unchanged
Select Sector SPDR TR	ST STR FINL ETF	81369Y605	0.2	<0.1%	3,782	New+3,782
Purecycle Technologies IncPCT	COM	74623V103	0.2	<0.1%	20,000	Added+10,000

Sold out: 30 positions

Held at the end of the quarter before and not reported this quarter.

Round Rock Advisors LLC, positions sold out
Issuer	Class	CUSIP	Weight	Change on the quarter before
Akebia Threapeutics IncAKBA	COM	00972D105	0.0%	Sold out−166,089
Alphatec Holdings IncATEC	COM NEW	02081G201	0.0%	Sold out−29,920
Amphastar Pharmaceuticals inAMPH	COM	03209R103	0.0%	Sold out−20,495
Arcosa IncACA	COM	039653100	0.0%	Sold out−4,374
Arlo Technologies IncARLO	COM	04206A101	0.0%	Sold out−38,355
Artivion IncAORT	COM	228903100	0.0%	Sold out−13,223
Bitfarms Ltd	COM	09173B107	0.0%	Sold out−248,493
Black Diamond Therapeutics IBDTX	COM	09203E105	0.0%	Sold out−274,367
Bluelinx Holdings IncBXC	COM NEW	09624H208	0.0%	Sold out−10,017
Carecloud IncCCLD	COM	14167R100	0.0%	Sold out−216,388
Cormedix IncCRMD	COM	21900C308	0.0%	Sold out−92,681
Esperion Therapeutics Inc Ne	COM	29664W105	0.0%	Sold out−101,553
Fidelity Comwlth TR	NASDAQ COMPSIT	315912808	0.0%	Sold out−2,385
First TR Exchng Traded FD VI	FT VEST LADDERED	33740U752	0.0%	Sold out−11,000
Franklin Templeton Digital HEZBC	BITCOIN ETF SHS	354921108	0.0%	Sold out−54,727
Honeywell International Inc	COM	438516106	0.0%	Sold out−8,972
Ishares Silver TRSLV	ISHARES	46428Q109	0.0%	Sold out−3,616
Ishares TR	CORE HIGH DV ETF	46429B663	0.0%	Sold out−1,727
Latham Group IncSWIM	COM	51819L107	0.0%	Sold out−164,558
Live Oak Acquisition Corp V	CL A SHS	G5509P102	0.0%	Sold out−136,705
National Vision Holdings IncEYE	COM	63845R107	0.0%	Sold out−18,717
OSI Systems IncOSIS	COM	671044105	0.0%	Sold out−1,243
Pacer FDS TR	US SMALL CAP CAS	69374H857	0.0%	Sold out−5,740
Primoris SVCS CorpPRIM	COM	74164F103	0.0%	Sold out−1,736
Protalix Biotherapeutics IncPLX	COM	74365A309	0.0%	Sold out−192,080
Regeneron PharmaceuticalsREGN	COM	75886F107	0.0%	Sold out−265
Rigel Pharmaceuticals IncRIGL	COM	766559702	0.0%	Sold out−8,754
Teladoc Health IncTDOC	COM	87918A105	0.0%	Sold out−233,868
Thredup IncTDUP	CL A	88556E102	0.0%	Sold out−59,501
TIC Solutions IncTIC	COM	00510N102	0.0%	Sold out−11,083

Source: SEC EDGAR, Form 13F-HR, accession 0001951757-26-001257 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.