CDC Financial, Inc.
An institutional investment manager in CHICAGO, IL. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 14, 2026. SEC CIK 2077836.
- Reported value$238.8m
- Positions53
Holdings: 53 positions
The filing on sec.govAs filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.
| Issuer | Class | CUSIP | Reported value$m | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| State STR SPDR S&P 500 ETF TSPY | TR UNIT | 78462F103 | 37.0 | 15.5% | 49,500 | Put | Added+34,300 |
| Ishares TR | RUSSELL 2000 ETF | 464287655 | 27.6 | 11.6% | 92,000 | Put | New+92,000 |
| Invesco QQQ TR | UNIT SER 1 | 46090E103 | 23.5 | 9.8% | 31,900 | Put | Added+28,400 |
| Health Catalyst IncHCAT | COM | 42225T107 | 14.1 | 5.9% | 7,092,698 | Added+785,644 | |
| Inhibrx Biosciences IncINBX | COM | 45720N103 | 13.3 | 5.6% | 140,130 | Added+15,600 | |
| Amplify Energy Corp NewAMPY | COM | 03212B103 | 10.3 | 4.3% | 2,587,347 | Unchanged | |
| Legalzoom Com IncLZ | COM | 52466B103 | 9.8 | 4.1% | 1,601,436 | Added+1,209,371 | |
| Atlas Energy Solutions IncAESI | COM NEW | 642045108 | 9.2 | 3.8% | 552,750 | Added+34,659 | |
| Immersion CorpIMMR | COM | 452521107 | 8.8 | 3.7% | 1,293,007 | Reduced−144,390 | |
| Century Alum CoCENX | COM | 156431108 | 8.3 | 3.5% | 181,430 | Reduced−65,250 | |
| VOX Royalty CorpVOXR | COM | 92919F103 | 8.3 | 3.5% | 1,759,374 | Added+102,070 | |
| Algoma STL Group IncASTL | COM | 015658107 | 7.1 | 3.0% | 1,745,647 | Added+131,898 | |
| Humana IncHUM | COM | 444859102 | 6.0 | 2.5% | 15,000 | Put | New+15,000 |
| Advanced Flower Cap IncAFCG | COM | 00109K105 | 5.6 | 2.3% | 1,797,359 | Added+324,181 | |
| Inspired Entmt IncINSE | COM | 45782N108 | 4.2 | 1.7% | 506,004 | Added+53,559 | |
| Similarweb Ltd | SHS | M84137104 | 4.1 | 1.7% | 674,233 | Added+35,219 | |
| Ring Energy IncREI | COM | 76680V108 | 3.8 | 1.6% | 3,539,562 | Added+80,000 | |
| Turtle Beach CorpTBCH | COM NEW | 900450206 | 2.9 | 1.2% | 236,852 | Added+82,870 | |
| Inhibrx Biosciences IncINBX | COM | 45720N103 | 2.8 | 1.2% | 30,000 | Call | Reduced−32,000 |
| Thryv Holdings IncTHRY | COM NEW | 886029206 | 2.8 | 1.2% | 702,024 | Reduced−381,727 | |
| Garmin Ltd | SHS | H2906T109 | 2.1 | 0.9% | 9,000 | Put | New+9,000 |
| Target CorpTGT | COM | 87612E106 | 2.0 | 0.8% | 15,000 | Put | New+15,000 |
| Ryerson HLDG CorpRYZ | COM | 783754104 | 1.9 | 0.8% | 78,446 | Reduced−35,714 | |
| Turtle Beach CorpTBCH | COM NEW | 900450206 | 1.9 | 0.8% | 150,000 | Call | New+150,000 |
| Legalzoom Com IncLZ | COM | 52466B103 | 1.8 | 0.7% | 290,000 | Call | New+290,000 |
| Chicago Atlantic Real EstateREFI | COM | 167239102 | 1.8 | 0.7% | 163,704 | Added+22,154 | |
| Chicago Atlantic BDC IncLIEN | COM | 828174102 | 1.7 | 0.7% | 177,391 | Added+17,773 | |
| Vontier CorporationVNT | COM | 928881101 | 1.5 | 0.6% | 50,000 | Reduced−2,000 | |
| Aersale CorporationASLE | COM | 00810F106 | 1.4 | 0.6% | 217,495 | Reduced−85,000 | |
| Innovative Indl Pptys IncIIPR | COM | 45781V101 | 1.2 | 0.5% | 20,000 | Put | Unchanged |
| Cronos Group IncCRON | COM | 22717L101 | 1.2 | 0.5% | 433,133 | Reduced−493,699 | |
| Servicenow IncNOW | COM | 81762P102 | 1.1 | 0.5% | 11,400 | Reduced−1,600 | |
| Riskified Ltd | SHS CL A | M8216R109 | 1.1 | 0.5% | 219,155 | Reduced−102,000 | |
| Salesforce IncCRM | COM | 79466L302 | 1.1 | 0.5% | 7,000 | Added+1,000 | |
| Groupon IncGRPN | COM NEW | 399473206 | 1.0 | 0.4% | 40,000 | Call | New+40,000 |
| Zentalis Pharmaceuticals IncZNTL | COM | 98943L107 | 0.9 | 0.4% | 177,762 | Reduced−106,000 | |
| Wealthfront CorpWLTH | COM | 947002101 | 0.9 | 0.4% | 95,523 | Reduced−4,000 | |
| Servicenow IncNOW | COM | 81762P102 | 0.7 | 0.3% | 7,000 | Call | Reduced−14,000 |
| Coreweave IncCRWV | COM CL A | 21873S108 | 0.7 | 0.3% | 6,700 | Put | New+6,700 |
| Duos Technologies Group IncDUOT | COM | 266042407 | 0.5 | 0.2% | 40,000 | New+40,000 | |
| Sprott FDS TR | JUNIOR URANIUM | 85208P808 | 0.5 | 0.2% | 20,300 | Reduced−11,000 | |
| Opera LtdOPRA | SPONSORED ADS | 68373M107 | 0.5 | 0.2% | 23,546 | Reduced−17,454 | |
| Antero Resources CorpAR | COM | 03674X106 | 0.4 | 0.2% | 12,000 | New+12,000 | |
| Shenandoah TelecommunicationSHEN | COM | 82312B106 | 0.3 | 0.1% | 22,300 | Added+9,000 | |
| Netgear IncNTGR | COM | 64111Q104 | 0.3 | 0.1% | 14,000 | New+14,000 | |
| Salesforce IncCRM | COM | 79466L302 | 0.3 | 0.1% | 2,000 | Call | Reduced−10,800 |
| Coursera IncCOUR | COM | 22266M104 | 0.2 | <0.1% | 40,000 | New+40,000 | |
| Algoma STL Group IncASTL | COM | 015658107 | 0.2 | <0.1% | 40,000 | Call | Reduced−100,000 |
| Algoma STL Group Inc | *W EXP 10/19/202 | 015658115 | 0.1 | <0.1% | 4,153,996 | Unchanged | |
| Skinhealth Systems Inc | COM CL A | 88331L108 | 0.1 | <0.1% | 119,000 | New+119,000 | |
| Match Group Inc NewMTCH | COM | 57667L107 | 0.1 | <0.1% | 2,000 | Reduced−27,500 | |
| Interactive Brokers Group inIBKR | COM CL A | 45841N107 | 0.0 | <0.1% | 500 | New+500 | |
| C4 Therapeutics IncCCCC | COM STK | 12529R107 | 0.0 | <0.1% | 1,000 | New+1,000 |
Sold out: 11 positions
Held at the end of the quarter before and not reported this quarter.
| Issuer | Class | CUSIP | Reported value$ | Weight | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|---|---|
| Apple IncAAPL | COM | 037833100 | 0.0 | 0.0% | 0 | Put | Sold out−32,500 |
| Atlas Energy Solutions IncAESI | COM NEW | 642045108 | 0.0 | 0.0% | 0 | Call | Sold out−330,000 |
| Cintas CorpCTAS | COM | 172908105 | 0.0 | 0.0% | 0 | Put | Sold out−7,000 |
| Commercial Veh Group IncCVGI | COM | 202608105 | 0.0 | 0.0% | 0 | Sold out−4,653 | |
| Gohealth Inc | CL A NEW | 38046W204 | 0.0 | 0.0% | 0 | Sold out−753,033 | |
| Intapp IncINTA | COM | 45827U109 | 0.0 | 0.0% | 0 | Sold out−20,918 | |
| Sanuwave Health IncSNWV | COM | 80303D305 | 0.0 | 0.0% | 0 | Sold out−6,500 | |
| Teck Resources LtdTECK | CL B | 878742204 | 0.0 | 0.0% | 0 | Sold out−3,550 | |
| Upwork IncUPWK | COM | 91688F104 | 0.0 | 0.0% | 0 | Put | Sold out−47,000 |
| Upwork IncUPWK | COM | 91688F104 | 0.0 | 0.0% | 0 | Sold out−47,000 | |
| Village Farms International IncVFF | COM | 92707Y108 | 0.0 | 0.0% | 0 | Sold out−27,000 |
Source: SEC EDGAR, Form 13F-HR, accession 0000921895-26-002169 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.