SHUFRO ROSE & CO LLC

Name: SHUFRO ROSE & CO LLC: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in NEW YORK, NY. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 12, 2026. SEC CIK 908195.

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Reported value$1.74bn
Positions315

Holdings: 315 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31. The filing's table has 324 lines; lines for the same security and option type are added together here.

SHUFRO ROSE & CO LLC, holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Put or call	Change on the quarter before
Ishares TR	IBONDS DEC 29	46436E205	201	11.5%	8,668,602		Added+4,690,474
Corning IncGLW	COM	219350105	143	8.2%	561,262		Reduced−46,271
Alps ETF TR	SMITH CORE PLUS	00162Q346	136	7.8%	5,299,519		Added+193,135
Doubleline ETF Trust	COMMERCIAL REAL	25861R303	81.3	4.7%	1,569,464		Added+38,129
Ishares TR	CORE S&P500 ETF	464287200	65.9	3.8%	87,982		Added+2,781
Apple IncAAPL	COM	037833100	57.1	3.3%	197,318		Added+1,255
ELI Lilly & CoLLY	COM	532457108	53.9	3.1%	44,944		Unchanged
Vanguard Index FDS	MID CAP ETF	922908629	41.6	2.4%	515,810		Added+391,879
Microsoft CorpMSFT	COM	594918104	41.2	2.4%	110,520		Reduced−718
Coherent CorpCOHR	COM	19247G107	37.8	2.2%	95,806		Reduced−4,171
Texas Instrs IncTXN	COM	882508104	36.3	2.1%	121,817		Reduced−1,587
Jpmorgan Chase & CoJPM	COM	46625H100	35.9	2.1%	109,595		Reduced−4,403
Berkshire Hathaway Inc DelBRK-B	CL B NEW	084670702	34.5	2.0%	69,045		Reduced−369
Invesco Exchange Traded FD T	S&P500 EQL WGT	46137V357	32.9	1.9%	154,808		Reduced−1,557
Vanguard Index FDS	S&P 500 ETF SHS	922908363	29.2	1.7%	42,506		Added+329
Thermo Fisher Scientific IncTMO	COM	883556102	28.8	1.7%	57,444		Reduced−295
Qualcomm IncQCOM	COM	747525103	27.7	1.6%	150,146		Reduced−2,368
Invesco Exch TRD SLF Idx FD	INVSCO 30 CORP	46138J460	25.7	1.5%	1,542,429		New+1,542,429
Vaneck Merk Gold ETFOUNZ	GOLD SHS	921078101	23.9	1.4%	619,787		Added+266,686
SPDR Gold TRGLD	GOLD SHS	78463V107	23.0	1.3%	62,443		Added+741
International Business MachsIBM	COM	459200101	20.6	1.2%	73,358		Reduced−516
Avery Dennison CorpAVY	COM	053611109	19.6	1.1%	120,878		Reduced−86
Amazon Com IncAMZN	COM	023135106	19.6	1.1%	82,088		Reduced−43
Touchstone ETF Trust	SANDS CAP US ETF	89157W806	18.9	1.1%	640,970		Added+61,816
Ishares TR	MSCI USA QLT FCT	46432F339	18.5	1.1%	84,337		Added+2,129
Vaneck ETF Trust	GOLD MINERS ETF	92189F106	18.2	1.0%	240,755		Reduced−156,480
Invesco Exch TRD SLF Idx FD	INVSCO BLSH 28	46138J643	16.4	0.9%	803,966		Reduced−17,631
Invesco Exch TRD SLF Idx FD	BULETSHS 2029	46138J577	16.2	0.9%	872,220		Added+21,451
Johnson Controls Internation	SHS	G51502105	14.9	0.9%	101,992		Reduced−1,449
KLA CorpKLAC	COM NEW	482480100	14.3	0.8%	47,286		Added+42,483
Vanguard Index FDS	TOTAL STK MKT	922908769	14.2	0.8%	38,383		Added+196
Amgen IncAMGN	COM	031162100	13.4	0.8%	37,047		Added+36
Vanguard Scottsdale FDS	SHRT TRM CORP BD	92206C409	13.4	0.8%	169,379		Added+3,049
Vanguard Scottsdale FDS	INT-TERM CORP	92206C870	11.8	0.7%	142,549		Added+2,977
Ishares TR	MSCI USA MMENTM	46432F396	11.1	0.6%	32,484		Reduced−524
Vanguard Index FDS	SM CP VAL ETF	922908611	10.6	0.6%	43,533		Reduced−1,433
Vanguard Scottsdale FDS	INTER TERM TREAS	92206C706	10.0	0.6%	168,805		Added+16,056
Vanguard Scottsdale FDS	SHORT TERM TREAS	92206C102	10.0	0.6%	171,037		Added+25,880
Invesco Exch TRD SLF Idx FD	BULSHS 2026 CB	46138J791	7.9	0.5%	405,598		Reduced−615,915
Palo Alto Networks IncPANW	COM	697435105	7.7	0.4%	22,541		Reduced−790
Exxon Mobil Corp	COM	30231G102	6.4	0.4%	46,834		Reduced−1,805
Dimensional ETF Trust	INTL CORE EQUITY	25434V799	6.4	0.4%	171,154		Added+7,625
Ishares TR	ULTRA SHORT DUR	46434V878	6.2	0.4%	121,703		Added+1,605
Ishares TR	IBONDS DEC 2030	46436E726	6.0	0.3%	274,603		Added+158,897
Ecolab IncECL	COM	278865100	5.9	0.3%	21,199		Added+98
Unilever plcUL	SPON ADR NEW	904767803	5.5	0.3%	91,925		Added+402
Lennar CorpLEN	CL A	526057104	5.3	0.3%	58,443		Reduced−559
Everpure IncP	CL A	74624M102	5.2	0.3%	65,850		Reduced−3,000
Johnson & JohnsonJNJ	COM	478160104	5.0	0.3%	19,696		Reduced−186
Seneca Foods Corp NewSENEA	CL A	817070501	4.9	0.3%	28,000		Reduced−1,100
Chevron CorporationCVX	COM	166764100	4.7	0.3%	28,641		Reduced−1,548
Autozone IncAZO	COM	053332102	4.5	0.3%	1,423		Reduced−38
Ishares TR	MSCI INTL MOMENT	46434V449	4.5	0.3%	85,270		Reduced−443
Alphabet IncGOOGL	CAP STK CL A	02079K305	4.5	0.3%	12,487		Added+765
Illinois Tool WKS IncITW	COM	452308109	3.9	0.2%	14,499		Reduced−215
Micron Technology IncMU	COM	595112103	3.8	0.2%	3,300		Added+300
Salesforce IncCRM	COM	79466L302	3.8	0.2%	24,290		Reduced−22,331
Nvidia CorporationNVDA	COM	67066G104	3.8	0.2%	18,797		Reduced−1,350
Ishares TR	CORE S&P SCP ETF	464287804	3.6	0.2%	24,519		Reduced−378
Ishares TR	CORE MSCI EAFE	46432F842	3.6	0.2%	37,589		Added+341
Pepsico IncPEP	COM	713448108	3.5	0.2%	25,726		Added+20
American Centy ETF TR	INTL SMCP VLU	025072802	3.4	0.2%	33,339		Reduced−529
Metlife IncMET	COM	59156R108	3.4	0.2%	39,878		Reduced−1,350
Goldman Sachs ETF TR	ACTIVEBETA US LG	381430503	3.2	0.2%	22,358		Reduced−750
Ishares TR	0-3 MTH TREASURY	46436E718	3.1	0.2%	31,141		Reduced−4,488
Dimensional ETF Trust	EMERGING MKTS CO	25434V732	3.1	0.2%	75,333		Added+3,955
Berkshire Hathaway Inc DelBRK-B	CL A	084670108	3.0	0.2%	4		Unchanged
Realty Income CorpO	COM	756109104	2.9	0.2%	47,435		Reduced−4,115
American Centy ETF TR	INTERNATIONAL LR	025072364	2.8	0.2%	36,151		Added+641
Intel CorpINTC	COM	458140100	2.7	0.2%	19,400		Reduced−200
Ishares Inc	CORE MSCI EMKT	46434G103	2.7	0.2%	32,469		Reduced−1,598
Keurig DR Pepper IncKDP	COM	49271V100	2.7	0.2%	81,600		Reduced−7,200
Alphabet IncGOOGL	CAP STK CL C	02079K107	2.6	0.2%	7,452		Added+100
New York Times Co MTN BeNYT	CL A	650111107	2.6	0.1%	37,165		Unchanged
Bank of Amer CorpBAC	COM	060505104	2.5	0.1%	44,493		Reduced−900
Ishares TR	MSCI EAFE MIN VL	46429B689	2.3	0.1%	26,178		Added+96
Cheniere Energy IncLNG	COM NEW	16411R208	2.2	0.1%	9,100		Reduced−800
Walker & Dunlop IncWD	COM	93148P102	2.1	0.1%	38,251		Added+1,904
Verisk Analytics IncVRSK	COM	92345Y106	2.0	0.1%	11,052		Unchanged
Unitedhealth Group IncUNH	COM	91324P102	1.9	0.1%	4,646		Reduced−161
Perma-Pipe International Holdings IncPPIH	COM	714167103	1.9	0.1%	70,000		Unchanged
Cisco Sys IncCSCO	COM	17275R102	1.9	0.1%	15,963		Reduced−15
YUM Brands IncYUM	COM	988498101	1.9	0.1%	11,708		Unchanged
Marathon Pete CorpMPC	COM	56585A102	1.8	0.1%	7,018		Reduced−100
Ishares Inc	MSCI EQUAL WEITE	464286681	1.8	0.1%	15,640		Reduced−595
Ishares TR	PFD AND INCM SEC	464288687	1.8	0.1%	57,475		Reduced−3,200
Broadcom IncAVGO	COM	11135F101	1.7	<0.1%	4,600		Unchanged
Merck & Co IncMRK	COM	58933Y105	1.7	<0.1%	13,397		Reduced−800
Alaska Air Group IncALK	COM	011659109	1.7	<0.1%	32,900		Reduced−5,900
Ishares TR	FLTG RATE NT ETF	46429B655	1.7	<0.1%	33,000		Unchanged
American Centy ETF TR	EMERGING MKT VAL	025072372	1.7	<0.1%	25,675		Added+572
Equinix IncEQIX	COM	29444U700	1.7	<0.1%	1,610		Reduced−17
LAM Research CorpLRCX	COM NEW	512807306	1.6	<0.1%	3,800		Reduced−3,200
Regeneron PharmaceuticalsREGN	COM	75886F107	1.6	<0.1%	2,602		Added+4
Regeneron PharmaceuticalsREGN	PUT	75886F107	1.6	<0.1%	$2,600 principal	Put	Added+100
Jacobs Solutions IncJ	COM	46982L108	1.5	<0.1%	12,227		Reduced−833
Ishares U S ETF TR	SHOR DURA BD ETF	46431W507	1.5	<0.1%	30,290		Reduced−2,806
Sprott Asset Management LPCEF	PHYSICAL GOLD AN	85208R101	1.5	<0.1%	37,776		Added+23,140
People IncPPLI	COM NEW	44891N208	1.5	<0.1%	32,900		Reduced−2,500
Nutrien LtdNTR	COM	67077M108	1.5	<0.1%	23,695		Added+3,675
Bank of Ny Mellon CorpBNY	COM	064058100	1.5	<0.1%	10,155		Reduced−400
WW Grainger IncGWW	COM	384802104	1.4	<0.1%	1,050		Unchanged
Enbridge IncENB	COM	29250N105	1.4	<0.1%	26,134		Reduced−17,400
Invesco QQQ TR	UNIT SER 1	46090E103	1.4	<0.1%	1,912		Reduced−2
Deere & CoDE	COM	244199105	1.3	<0.1%	2,114		Unchanged
Vanguard Admiral FDS Inc	MIDCP 400 VAL	921932844	1.3	<0.1%	11,735		Added+750
Direxion Shares ETF Trust	DAI SEM BUL ETF	25459W458	1.3	<0.1%	5,000		Reduced−1,000
Ishares Inc	MSCI EMERG MRKT	464286533	1.3	<0.1%	17,351		Added+468
Blackrock Muniyield N Y QualMYN	COM	09255E102	1.3	<0.1%	124,893		Added+4,000
Cohen & Steers REIT & PFD &	COM	19247X100	1.3	<0.1%	62,000		Unchanged
Ishares TR	MSCI USA MIN ETF	46429B697	1.2	<0.1%	12,928		Reduced−591
Walmart IncWMT	COM	931142103	1.2	<0.1%	11,007		Added+60
Invesco Exch TRD SLF Idx FD	INVSCO 28 HYCORP	46138J452	1.2	<0.1%	56,400		Added+21,500
Shell plcSHEL	SPON ADS	780259305	1.2	<0.1%	15,750		Reduced−1,800
Vanguard Tax-Managed FDS	VAN FTSE DEV MKT	921943858	1.2	<0.1%	16,439		Added+486
RTX CorporationRTX	COM	75513E101	1.1	<0.1%	5,969		Reduced−1,180
UMH Pptys IncUMH	COM	903002103	1.1	<0.1%	74,650		Reduced−3,500
Howmet Aerospace IncHWM	COM	443201108	1.1	<0.1%	4,110		Added+110
ConocophillipsCOP	COM	20825C104	1.1	<0.1%	10,500		Reduced−700
Morgan StanleyMS	COM NEW	617446448	1.1	<0.1%	5,166		Reduced−700
Vanguard Index FDS	VALUE ETF	922908744	1.1	<0.1%	4,833		Added+582
Cohen & Steers Quality IncomRQI	COM	19247L106	1.0	<0.1%	84,900		Added+2,900
Invesco Exch TRD SLF Idx FD	BULSHS 2027 CB	46138J783	1.0	<0.1%	52,737		Reduced−17,951
J & J Snack Foods CorpJJSF	COM	466032109	1.0	<0.1%	13,880		Unchanged
Century Communities IncCCS	COM	156504300	1.0	<0.1%	14,200		Added+1,000
Abbvie IncABBV	COM	00287Y109	1.0	<0.1%	3,940		Added+525
State STR SPDR S&P 500 ETF TSPY	TR UNIT	78462F103	1.0	<0.1%	1,316		Reduced−8
Kirby CorpKEX	COM	497266106	1.0	<0.1%	7,200		Unchanged
Manhattan BRDG Cap IncLOAN	COM	562803106	1.0	<0.1%	215,785		Reduced−2,000
Teradyne IncTER	COM	880770102	1.0	<0.1%	1,985		Reduced−600
Generac Holdings IncGNRC	COM	368736104	0.9	<0.1%	3,200		New+3,200
Ishares TR	EAFE VALUE ETF	464288877	0.9	<0.1%	12,178		Reduced−725
Pfizer IncPFE	COM	717081103	0.9	<0.1%	37,460		Reduced−1,650
State STR SPDR S&P 500 ETF TSPY	PUT	78462F103	0.9	<0.1%	$1,200 principal	Put	Added+100
Select Sector SPDR TR	ST STR TECHN ETF	81369Y803	0.9	<0.1%	4,684		Unchanged
Invesco Exch Traded FD TR II	PFD ETF	46138E511	0.9	<0.1%	81,980		Reduced−11,835
Bath & Body Works IncBBWI	COM	070830104	0.9	<0.1%	37,700		Added+1,000
GE AerospaceGE	COM NEW	369604301	0.9	<0.1%	2,329		Reduced−1,750
Synchrony FinancialSYF	COM	87165B103	0.9	<0.1%	11,200		Reduced−700
Boston Scientific CorpBSX	COM	101137107	0.8	<0.1%	19,700		New+19,700
Expedia Group IncEXPE	COM NEW	30212P303	0.8	<0.1%	3,275		Unchanged
US Foods HLDG CorpUSFD	COM	912008109	0.8	<0.1%	7,860		Unchanged
Ishares TR	CORE S&P MCP ETF	464287507	0.8	<0.1%	10,335		Reduced−650
Asml HLDG NV	N Y REGISTRY SHS	N07059210	0.8	<0.1%	400		Unchanged
Caterpillar IncCAT	COM	149123101	0.8	<0.1%	714		Reduced−31
Aflac IncAFL	COM	001055102	0.7	<0.1%	6,378		Added+60
GE Vernova IncGEV	COM	36828A101	0.7	<0.1%	617		Unchanged
Builders Firstsource IncBLDR	COM	12008R107	0.7	<0.1%	8,100		Reduced−1,000
American Express CoAXP	COM	025816109	0.7	<0.1%	2,142		Reduced−217
Xylem IncXYL	COM	98419M100	0.7	<0.1%	6,095		Unchanged
Kimberly-Clark CorpKMB	COM	494368103	0.7	<0.1%	6,544		Added+15
Impinj IncPI	COM	453204109	0.7	<0.1%	5,000		Reduced−1,200
Markel Group IncMKL	COM	570535104	0.7	<0.1%	360		New+360
Advanced Micro Devices IncAMD	COM	007903107	0.7	<0.1%	1,200		Reduced−500
Valmont Inds IncVMI	COM	920253101	0.7	<0.1%	1,200		Unchanged
Canadian Imperial Bank of CoCM	COM	136069101	0.7	<0.1%	6,000		Unchanged
Alliancebernstein Global Hig	COM	01879R106	0.7	<0.1%	66,350		Reduced−1,500
Openlane IncOPLN	COM	48238T109	0.7	<0.1%	22,000		New+22,000
Healthpeak Properties IncDOC	COM	42250P103	0.7	<0.1%	31,315		Reduced−3,000
Union Pac CorpUNP	COM	907818108	0.7	<0.1%	2,454		Reduced−225
Fidelity Merrimack STR TR	LOW DURTIN ETF	316188408	0.7	<0.1%	13,300		Unchanged
Borgwarner IncBWA	COM	099724106	0.7	<0.1%	10,000		New+10,000
Cbre Group IncCBRE	CL A	12504L109	0.7	<0.1%	4,900		Unchanged
Clorox Co DelCLX	COM	189054109	0.7	<0.1%	6,897		Unchanged
Chiron Real Estate IncXRN	COM NEW	37954A303	0.6	<0.1%	16,910		Unchanged
Procter & Gamble CoPG	COM	742718109	0.6	<0.1%	4,293		Added+50
Ishares TR	IBONDS DEC2026	46435GAA0	0.6	<0.1%	25,628		Reduced−1,218,151
Target CorpTGT	COM	87612E106	0.6	<0.1%	4,700		Unchanged
First TR SR FLTG Rate Income	COM	33733U108	0.6	<0.1%	62,300		Reduced−10,000
3M CoMMM	COM	88579Y101	0.6	<0.1%	3,682		Unchanged
Allstate CorpALL	COM	020002101	0.6	<0.1%	2,470		Unchanged
Starbucks CorpSBUX	COM	855244109	0.6	<0.1%	5,735		New+5,735
Vanguard Index FDS	LARGE CAP ETF	922908637	0.6	<0.1%	1,680		Unchanged
AT&T IncT	COM	00206R102	0.6	<0.1%	27,664		Unchanged
Graham Holdings CoGHC	COM	384637104	0.6	<0.1%	500		Unchanged
Cohen & Steers Total ReturnRFI	COM	19247R103	0.6	<0.1%	50,000		Reduced−7,500
Visa IncV	COM CL A	92826C839	0.6	<0.1%	1,640		Added+1
Disney Walt CoDIS	COM	254687106	0.6	<0.1%	5,822		Reduced−458
Millrose Pptys IncMRP	COM CL A	601137102	0.6	<0.1%	18,451		Reduced−2,450
Quest Diagnostics IncDGX	COM	74834L100	0.6	<0.1%	2,597		Reduced−25
Herc Holdings IncHRI	COM	42704L104	0.6	<0.1%	3,840		Unchanged
CSX CorpCSX	COM	126408103	0.5	<0.1%	11,400		Unchanged
Vanguard International Equity Index F	FTSE SMCAP ETF	922042718	0.5	<0.1%	3,483		Reduced−250
Mastercard IncorporatedMA	CL A	57636Q104	0.5	<0.1%	1,040		Reduced−800
Medtronic plc	SHS	G5960L103	0.5	<0.1%	6,749		Reduced−12,480
Forestar Real Estate Group IncFOR	COM	346232101	0.5	<0.1%	16,000		Unchanged
Lockheed Martin CorpLMT	COM	539830109	0.5	<0.1%	987		Added+1
Brookfield CorpBN	CL A LTD VT SH	11271J107	0.5	<0.1%	11,800		Reduced−1,200
U Haul Holding CompanyUHAL	COM SER N	023586506	0.5	<0.1%	8,590		Unchanged
Ametek IncAME	COM	031100100	0.5	<0.1%	2,000		Unchanged
Elevance Health Inc FormerlyELV	COM	036752103	0.5	<0.1%	1,250		Unchanged
Blackrock Floating Rate Inco	COM	09255X100	0.5	<0.1%	43,600		Reduced−7,500
YUM China Holdings IncYUMC	COM	98850P109	0.5	<0.1%	11,708		Unchanged
Tidewater Inc NewTDW	COM	88642R109	0.5	<0.1%	7,100		Unchanged
Public SVC Enterprise GroupPEG	COM	744573106	0.5	<0.1%	5,784		Unchanged
Norfolk Southn CorpNSC	COM	655844108	0.5	<0.1%	1,460		Reduced−500
Hyster Yale IncHY	COM	449172105	0.5	<0.1%	13,000		Unchanged
CNH Indl N V	SHS	N20944109	0.5	<0.1%	40,000		Added+15,000
Trane Technologies plc	SHS	G8994E103	0.4	<0.1%	900		Unchanged
Atkore Inc	COM	047649108	0.4	<0.1%	5,800		Unchanged
Blackrock Enhanced Equity DiBDJ	COM	09251A104	0.4	<0.1%	45,862		Unchanged
Boeing CoBA	COM	097023105	0.4	<0.1%	2,000		Reduced−600
Ishares TR	IBONDS 27 ETF	46435UAA9	0.4	<0.1%	17,730		Reduced−442
Blackrock Ltd Duration IncomBLW	COM SHS	09249W101	0.4	<0.1%	34,150		Unchanged
Select Sector SPDR TR	ST STR STAPL ETF	81369Y308	0.4	<0.1%	5,085		Unchanged
Village Super MKT IncVLGEA	CL A NEW	927107409	0.4	<0.1%	10,000		Reduced−2,500
Olin CorpOLN	COM PAR $1	680665205	0.4	<0.1%	21,225		Unchanged
SPDR Series Trust	ST STR SP BIOT	78464A870	0.4	<0.1%	2,650		Unchanged
Honeywell International IncHON	COM	438516205	0.4	<0.1%	1,857		New+1,857
Texas Pacific Land CorporatiTPL	COM	88262P102	0.4	<0.1%	950		Reduced−1,500
Wells Fargo & CoWFC	COM	949746101	0.4	<0.1%	5,000		Unchanged
Honeywell Aerospace IncHONA	COM	43849R105	0.4	<0.1%	1,857		New+1,857
Coca Cola CoKO	COM	191216100	0.4	<0.1%	5,035		Reduced−365
Select Sector SPDR TR	ST STR CARE ETF	81369Y209	0.4	<0.1%	2,574		Unchanged
Putnam Premier Income TRPPT	SH BEN INT	746853100	0.4	<0.1%	117,000		Unchanged
Martin Marietta Matls IncMLM	COM	573284106	0.4	<0.1%	700		Unchanged
Archer Aviation IncACHR	COM CL A	03945R102	0.4	<0.1%	83,200		Reduced−11,300
Blackstone Seni FLTN Rat 202BSL	COM	09256U105	0.4	<0.1%	29,800		Unchanged
Pimco ETF TR	INTER MUN BD ACT	72201R866	0.4	<0.1%	7,234		New+7,234
Ingredion IncINGR	COM	457187102	0.4	<0.1%	4,000		Unchanged
M & T BK CorpMTB	COM	55261F104	0.4	<0.1%	1,585		Unchanged
Midcap Financial Invstmnt CoMFIC	COM NEW	03761U502	0.4	<0.1%	37,267		Unchanged
Ishares TR	RUS 1000 GRW ETF	464287614	0.4	<0.1%	3,013		Added+2,219
Dimensional ETF Trust	INTERNATNAL VAL	25434V807	0.4	<0.1%	6,838		Unchanged
Oracle CorpORCL	COM	68389X105	0.4	<0.1%	2,421		Added+50
Bristol-Myers Squibb CoBMY	COM	110122108	0.4	<0.1%	6,140		Added+440
Sony Group CorpSONY	SPONSORED ADR	835699307	0.3	<0.1%	17,246		Unchanged
Palo Alto Networks IncPANW	PUT	697435105	0.3	<0.1%	$1,000 principal	Put	New+1,000
Verizon Communications IncVZ	COM	92343V104	0.3	<0.1%	7,794		Reduced−306
Prudential Finl IncPRU	COM	744320102	0.3	<0.1%	3,035		Added+35
Vanguard International Equity Index F	FTSE EMR MKT ETF	922042858	0.3	<0.1%	5,462		Unchanged
Gallagher Arthur J & CoAJG	COM	363576109	0.3	<0.1%	1,400		Unchanged
Home Depot IncHD	COM	437076102	0.3	<0.1%	905		Reduced−730
Nuveen Ny Divi AdvNAN	COM	67066X107	0.3	<0.1%	27,000		Unchanged
American Centy ETF TR	US EQT ETF	025072885	0.3	<0.1%	2,438		Added+49
Mosaic CoMOS	COM	61945C103	0.3	<0.1%	14,700		Unchanged
Invesco TR Invt Grade New YoVTN	COM	46131T101	0.3	<0.1%	26,000		Unchanged
Waters CorpWAT	COM	941848103	0.3	<0.1%	802		Unchanged
Abbott LaboratoriesABT	COM	002824100	0.3	<0.1%	3,289		Added+382
Ishares TR	RUSSELL 2000 ETF	464287655	0.3	<0.1%	983		Reduced−5
McDonalds CorpMCD	COM	580135101	0.3	<0.1%	1,091		Unchanged
Smucker J M CoSJM	COM NEW	832696405	0.3	<0.1%	2,595		New+2,595
Ishares TR	U.S. MED DVC ETF	464288810	0.3	<0.1%	5,900		Unchanged
Mobileye Global IncMBLY	COMMON CLASS A	60741F104	0.3	<0.1%	30,000		New+30,000
Ishares TR	CORE MSCI TOTAL	46432F834	0.3	<0.1%	3,025		Unchanged
Redwood Trust IncRWT	COM	758075402	0.3	<0.1%	60,700		Unchanged
Steel Dynamics IncSTLD	COM	858119100	0.3	<0.1%	1,246		Unchanged
Invesco Exchange Traded FD T	S&P500 PUR VAL	46137V258	0.3	<0.1%	2,500		Unchanged
Blackrock Muniyield Pa QualiMPA	COM	09255G107	0.3	<0.1%	25,000		Unchanged
Willscot Holdings CorpWSC	COM CL A	971378104	0.3	<0.1%	9,800		New+9,800
Qualcomm IncQCOM	PUT	747525103	0.3	<0.1%	$1,500 principal	Put	New+1,500
Ishares TR	MSCI EMG MKT ETF	464287234	0.3	<0.1%	4,039		Unchanged
Southern CoSO	COM	842587107	0.3	<0.1%	2,879		Unchanged
Valero Energy CorpVLO	COM	91913Y100	0.3	<0.1%	1,050		Unchanged
Ishares TR	SHRT NAT MUN ETF	464288158	0.3	<0.1%	2,568		Reduced−126
Eaton Vance SR FLTNG Rte TR	COM	27828Q105	0.3	<0.1%	25,700		Reduced−800
Nextera Energy IncNEE	COM	65339F101	0.3	<0.1%	3,100		Added+500
State STR SPDR S&P Midcap 40MDY	UTSER1 S&PDCRP	78467Y107	0.3	<0.1%	387		Unchanged
Ishares TR	NATIONAL MUN ETF	464288414	0.3	<0.1%	2,523		Reduced−168
Select Sector SPDR TR	ST STR FINL ETF	81369Y605	0.3	<0.1%	5,000		Unchanged
Costco Wholesale CorporationCOST	COM	22160K105	0.3	<0.1%	282		Added+70
Nuveen Amt Free Qlty Mun Inc	COM	670657105	0.3	<0.1%	21,500		Unchanged
Magnum Ice Cream Co NV	ORD SHS	N5505D105	0.2	<0.1%	14,315		Reduced−1,966
Cloudflare IncNET	CL A COM	18915M107	0.2	<0.1%	1,000		Unchanged
Invesco Exch TRD SLF Idx FD	BULETSHS 2029 HG	46138J395	0.2	<0.1%	11,500		New+11,500
J P Morgan Exchange Traded F	ULTRA SHRT ETF	46641Q837	0.2	<0.1%	4,800		Reduced−11
General MTRS CoGM	COM	37045V100	0.2	<0.1%	3,100		Unchanged
Louisiana Pac CorpLPX	COM	546347105	0.2	<0.1%	3,000		Unchanged
Ishares TR	EAFE GRWTH ETF	464288885	0.2	<0.1%	1,880		Unchanged
Stryker CorporationSYK	COM	863667101	0.2	<0.1%	730		Reduced−20
NU Holdings Ltd	ORD SHS CL A	G6683N103	0.2	<0.1%	17,045		Unchanged
Ishares TR	IBDS DEC28 ETF	46435U515	0.2	<0.1%	9,000		New+9,000
First TR Exch Traded FD III	PFD SECS INC ETF	33739E108	0.2	<0.1%	12,700		Reduced−5,000
Dicks Sporting Goods IncDKS	COM	253393102	0.2	<0.1%	1,000		New+1,000
Blackstone IncBX	COM	09260D107	0.2	<0.1%	1,900		Unchanged
Amentum Holdings IncAMTM	COM	023939101	0.2	<0.1%	10,734		Reduced−2
Nuveen Arizona Qlty Mun IncNAZ	COM	67061W104	0.2	<0.1%	17,500		Reduced−10,000
Ishares TR	MSCI INTL QUALTY	46434V456	0.2	<0.1%	4,403		Reduced−493
General Dynamics CorpGD	COM	369550108	0.2	<0.1%	610		Reduced−400
Taiwan Semiconductor ManufacTSM	SPONSORED ADS	874039100	0.2	<0.1%	450		New+450
Blackrock Muniyield Mich QuMIY	COM	09254V105	0.2	<0.1%	17,500		Unchanged
Gatx CorpGATX	COM	361448103	0.2	<0.1%	1,200		Unchanged
Phillips 66PSX	COM	718546104	0.2	<0.1%	1,250		Reduced−300
Ishares TR	RUS MDCP VAL ETF	464287473	0.2	<0.1%	1,283		New+1,283
FS KKR Cap CorpFSK	COM	302635206	0.2	<0.1%	20,001		New+20,001
Citigroup IncC	COM NEW	172967424	0.2	<0.1%	1,497		New+1,497
Automatic Data Processing inADP	COM	053015103	0.2	<0.1%	931		New+931
Goldman Sachs Group IncGS	COM	38141G104	0.2	<0.1%	204		New+204
Goldman Sachs ETF TR	EQUAL WEIGHT US	381430438	0.2	<0.1%	2,175		New+2,175
Spotify Technology S a	SHS	L8681T102	0.2	<0.1%	445		Unchanged
Invesco Mun Opportunit TRVMO	COM	46132C107	0.2	<0.1%	20,500		Reduced−5,000
CVS Health CorpCVS	COM	126650100	0.2	<0.1%	1,950		New+1,950
Vanguard Admiral FDS Inc	MIDCP 400 IDX	921932885	0.2	<0.1%	1,535		New+1,535
Americold Realty Trust IncCOLD	COM	03064D108	0.2	<0.1%	12,500		New+12,500
Pimco Income Strategy FDPFL	COM	72201H108	0.2	<0.1%	24,100		Unchanged
Pimco Income Strategy FD IIPFN	COM	72201J104	0.2	<0.1%	26,200		Unchanged
Nuveen PFD & Income OpportunJPC	COM	67073B106	0.1	<0.1%	18,373		Unchanged
Rand Cap CorpRAND	COM NEW	752185207	0.1	<0.1%	14,000		Unchanged
Eaton Vance Mun Income TREVN	SH BEN INT	27826U108	0.1	<0.1%	12,500		Unchanged
Angi IncANGI	CL A NEW	00183L201	0.1	<0.1%	19,939		Reduced−49
Eaton Vance Floating Rate inEFT	COM	278279104	0.1	<0.1%	10,800		Unchanged
Blackrock Munihldngs CaliMUC	COM	09254L107	0.1	<0.1%	10,000		Reduced−253
Immucell CorpICCC	COM PAR	452525306	0.1	<0.1%	10,000		Reduced−25,000
Gladstone LD CorpLAND	COM	376549101	0.1	<0.1%	11,000		Unchanged
Nuveen Mun Value FD IncNUV	COM	670928100	0.1	<0.1%	10,000		Unchanged
Medical Properties Trust IncMPT	COM	58463J304	0.1	<0.1%	18,500		Unchanged
Invesco SR Income TRVVR	COM	46131H107	0.1	<0.1%	28,000		Unchanged
Western Asset GBL High Inc FEHI	COM	95766B109	0.1	<0.1%	13,458		Unchanged
Research Frontiers IncREFR	COM	760911107	0.1	<0.1%	97,500		Unchanged
Equus Total Return IncEQS	COM	294766100	0.0	<0.1%	31,287		Unchanged
Mercer International IncMERC	COM	588056101	0.0	<0.1%	54,500		Unchanged
Putnam Master Inter Income TPIM	SH BEN INT	746909100	0.0	<0.1%	11,000		Unchanged
Mount Logan Cap IncMLCI	COM	62188E103	0.0	<0.1%	10,000		Unchanged
Opko Health IncOPK	COM	68375N103	0.0	<0.1%	17,000		Unchanged
Beam GlobalBEEM	COM	07373B109	0.0	<0.1%	15,000		Unchanged

Sold out: 20 positions

Held at the end of the quarter before and not reported this quarter.

SHUFRO ROSE & CO LLC, positions sold out
Issuer	Class	CUSIP	Weight	Shares	Put or call	Change on the quarter before
Abrdn Global Income Fund Inc	COM	003013109	0.0%	0		Sold out−18,400
Adobe IncADBE	COM	00724F101	0.0%	0		Sold out−1,000
Air Lease Corp	CL A	00912X302	0.0%	0		Sold out−9,600
Apple IncAAPL	PUT	037833100	0.0%	$0 principal	Put	Sold out−1,700
Axon Enterprise IncAXON	COM	05464C101	0.0%	0		Sold out−500
Capital One Finl CorpCOF	COM	14040H105	0.0%	0		Sold out−1,301
Consolidated Edison IncED	COM	209115104	0.0%	0		Sold out−2,182
Enterprise Prods Partners LEPD	COM	293792107	0.0%	0		Sold out−5,850
Honeywell International Inc	COM	438516106	0.0%	0		Sold out−3,719
Invesco Exch TRD SLF Idx FD	INVSCO BLSH 26	46138J635	0.0%	0		Sold out−21,500
Ishares TR	IBONDS DEC 26	46435U259	0.0%	0		Sold out−13,601
Ishares TR	IBONDS 29 TRM TS	46436E825	0.0%	0		Sold out−25,044
Meta Platforms IncMETA	CL A	30303M102	0.0%	0		Sold out−403
Nike IncNKE	CL B	654106103	0.0%	0		Sold out−54,975
Northrop Grumman CorpNOC	COM	666807102	0.0%	0		Sold out−300
Phinia IncPHIN	COMMON STOCK	71880K101	0.0%	0		Sold out−3,859
Schein Henry IncHSIC	COM	806407102	0.0%	0		Sold out−3,400
S&P Global IncSPGI	COM	78409V104	0.0%	0		Sold out−633
Valley Natl BancorpVLY	COM	919794107	0.0%	0		Sold out−19,000
Vanguard Mun BD FDS	CORE TAX EXEMPT	922907712	0.0%	0		Sold out−4,456

Source: SEC EDGAR, Form 13F-HR, accession 0000908195-26-000003 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.