Nomura Securities Co Ltd
An insider at 1 company in coverage, as reported on Form 4. SEC CIK 110097. Latest Form 4 filed Sep 14, 2016.
Roles
As stated on the filings: the relationship to the company and any officer title.
| Company | Role | Transactions | First | Latest |
|---|---|---|---|---|
| Tiptree Inc.TIPT | 10% owner | 24 | 2016-01-14 | 2016-09-14 |
Transactions: 24
Every transaction reported, newest first, including grants, exercises and derivative securities. Purchases and sales (codes P and S) are open-market trades. The reported price is as stated on the form.
What these mean: insiders, Form 4, transaction codes, Rule 10b5-1 plans.
| Date | Company | Transaction | Shares | Reported price | Value | Filing |
|---|---|---|---|---|---|---|
| 2016-09-14 | Tiptree Inc.10% owner | Sale | 1,000,000 | $6.15 | $6.2m | Form 4 |
| 2016-02-24 | Tiptree Inc.10% owner | Sale | 13,731 | $6.3172 | $86.7k | Form 4 |
| 2016-02-23 | Tiptree Inc.10% owner | Sale | 13,147 | $6.2191 | $81.8k | Form 4 |
| 2016-02-22 | Tiptree Inc.10% owner | Sale | 9,462 | $6.2775 | $59.4k | Form 4 |
| 2016-02-12 | Tiptree Inc.10% owner | Sale | 3,281 | $5.8194 | $19.1k | Form 4 |
| 2016-02-11 | Tiptree Inc.10% owner | Sale | 3,200 | $5.8661 | $18.8k | Form 4 |
| 2016-02-10 | Tiptree Inc.10% owner | Sale | 2,342 | $5.9287 | $13.9k | Form 4 |
| 2016-02-09 | Tiptree Inc.10% owner | Sale | 352 | $5.8215 | $2.0k | Form 4 |
| 2016-02-08 | Tiptree Inc.10% owner | Sale | 200 | $5.805 | $1.2k | Form 4 |
| 2016-02-05 | Tiptree Inc.10% owner | Sale | 2,700 | $5.8817 | $15.9k | Form 4 |
| 2016-02-04 | Tiptree Inc.10% owner | Sale | 3,700 | $6.113 | $22.6k | Form 4 |
| 2016-02-03 | Tiptree Inc.10% owner | Sale | 6,096 | $6.004 | $36.6k | Form 4 |
| 2016-02-02 | Tiptree Inc.10% owner | Sale | 4,700 | $6.1949 | $29.1k | Form 4 |
| 2016-02-01 | Tiptree Inc.10% owner | Sale | 6,518 | $6.4757 | $42.2k | Form 4 |
| 2016-01-29 | Tiptree Inc.10% owner | Sale | 16,706 | $6.1818 | $103.3k | Form 4 |
| 2016-01-28 | Tiptree Inc.10% owner | Sale | 6,600 | $5.9216 | $39.1k | Form 4 |
| 2016-01-27 | Tiptree Inc.10% owner | Sale | 7,811 | $5.9861 | $46.8k | Form 4 |
| 2016-01-26 | Tiptree Inc.10% owner | Sale | 6,437 | $6.1408 | $39.5k | Form 4 |
| 2016-01-25 | Tiptree Inc.10% owner | Sale | 6,930 | $5.9624 | $41.3k | Form 4 |
| 2016-01-22 | Tiptree Inc.10% owner | Sale | 9,372 | $5.9505 | $55.8k | Form 4 |
| 2016-01-21 | Tiptree Inc.10% owner | Sale | 8,005 | $5.8987 | $47.2k | Form 4 |
| 2016-01-19 | Tiptree Inc.10% owner | Sale | 600 | $5.8133 | $3.5k | Form 4 |
| 2016-01-15 | Tiptree Inc.10% owner | Sale | 100 | $5.80 | $580 | Form 4 |
| 2016-01-14 | Tiptree Inc.10% owner | Sale | 3,342 | $5.8352 | $19.5k | Form 4 |
Source: SEC EDGAR, Forms 4. Last ingested by Listed: Nov 1, 2026, 13:08 ET. Listed shows no prices and gives no investment advice.