UBS Group AG
An insider at 25 companies in coverage, as reported on Form 4. SEC CIK 1610520. Latest Form 4 filed May 29, 2026.
Roles
As stated on the filings: the relationship to the company and any officer title.
| Company | Role | Transactions | First | Latest |
|---|---|---|---|---|
| Eaton Vance Senior Income TrustEVF | 10% owner | 2 | 2016-09-28 | 2026-05-29 |
| Eaton Vance Senior Floating-Rate TrustEFR | 10% owner | 16 | 2016-09-28 | 2026-05-29 |
| Eaton Vance Ltd Duration Income FundEVV | 10% owner | 17 | 2019-01-02 | 2026-05-29 |
| ENDRA Life Sciences Inc.NDRA | Market maker/broker-dealer | 1 | 2024-08-27 | 2024-08-27 |
| ENDRA Life Sciences Inc.NDRA | 10% owner | 1 | 2024-08-27 | 2024-08-27 |
| Empery Digital Inc.EMPD | 10% owner | 23 | 2024-07-05 | 2024-07-08 |
| Gabelli Equity Trust IncGAB | 10% owner | 2 | 2024-06-26 | 2024-06-28 |
| Gabelli Dividend & Income TrustGDV | 10% owner | 3 | 2024-06-26 | 2024-06-28 |
| Gabelli Multimedia Trust Inc.GGT | 10% owner | 1 | 2024-06-26 | 2024-06-26 |
| Edible Garden AG IncEDBL | 10% owner | 18 | 2024-04-24 | 2024-04-25 |
| Pimco New York Municipal Income Fund IIPNI | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco Corporate & Income Opportunity FundPTY | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco High Income FundPHK | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco Corporate & Income Strategy FundPCN | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco Municipal Income Fund IIPML | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco Income Strategy FundPFL | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| PIMCO Income Strategy Fund IIPFN | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| Pimco California Municipal Income FundPCQ | 10% owner | 1 | 2024-04-17 | 2024-04-17 |
| BNY Mellon Strategic Municipals, Inc.LEO | 10% owner | 1 | 2023-07-12 | 2023-07-12 |
| BNY Mellon Strategic Municipal Bond Fund, Inc.DSM | 10% owner | 1 | 2023-07-12 | 2023-07-12 |
| Western Asset Intermediate Muni Fund Inc.SBI | 10% owner | 1 | 2023-03-01 | 2023-03-01 |
| Western Asset Managed Municipals Fund Inc.MMU | 10% owner | 4 | 2023-02-24 | 2023-03-01 |
| Virtus Convertible & Income FundNCV | 10% owner | 5 | 2019-06-17 | 2022-11-03 |
| Virtus Convertible & Income Fund IINCZ | 10% owner | 2 | 2019-06-17 | 2022-11-03 |
| Alliancebernstein National Municipal Income FundAFB | 10% owner | 1 | 2018-12-19 | 2018-12-19 |
| Franklin Ltd Duration Income TrustFTF | 10% owner | 1 | 2018-08-31 | 2018-08-31 |
Transactions: 108
Every transaction reported, newest first, including grants, exercises and derivative securities. Purchases and sales (codes P and S) are open-market trades. The reported price is as stated on the form.
What these mean: insiders, Form 4, transaction codes, Rule 10b5-1 plans.
| Date | Company | Transaction | Shares | Reported price | Value | Filing |
|---|---|---|---|---|---|---|
| 2026-05-29 | Eaton Vance Senior Floating-Rate Trust10% owner | Other | 1,973 | $24,500.00 | $48.3m | Form 4 |
| 2026-05-29 | Eaton Vance Ltd Duration Income Fund10% owner | Other | 5,148 | $24,500.00 | $126.1m | Form 4 |
| 2026-05-29 | Eaton Vance Senior Income Trust10% owner | Other | 1,022 | $24,500.00 | $25.0m | Form 4 |
| 2024-08-27 | ENDRA Life Sciences Inc.10% owner | Purchase | 3,715 | $0.5523 | $2.1k | Form 4 |
| 2024-08-27 | ENDRA Life Sciences Inc.Market maker/broker-dealer | Purchase | 0 | $0.00 | $0 | Form 4/A |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 105 | $4.10 | $430.50 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 50 | $4.10 | $205.00 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 16 | $4.10 | $65.60 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 200 | $4.10 | $820.00 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 3 | $4.15 | $12.45 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 3 | $4.21 | $12.63 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 3 | $4.24 | $12.72 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 1 | $4.29 | $4.29 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Sale | 25 | $4.39 | $109.75 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Purchase | 5 | $4.5221 | $22.61 | Form 4 |
| 2024-07-08 | Empery Digital Inc.10% owner | Purchase | 100 | $4.53 | $453 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 83 | $4.42 | $366.86 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 200 | $4.42 | $884 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 100 | $4.42 | $442 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 100 | $4.39 | $439.00 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 13 | $4.39 | $57.07 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 49 | $4.43 | $217.07 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 14 | $4.43 | $62.02 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 200 | $4.43 | $886 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Sale | 100 | $4.44 | $444.00 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Purchase | 1 | $4.40 | $4.40 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Purchase | 1 | $4.3885 | $4.39 | Form 4 |
| 2024-07-05 | Empery Digital Inc.10% owner | Purchase | 1 | $4.424 | $4.42 | Form 4 |
| 2024-06-28 | Gabelli Equity Trust Inc10% owner | Other | 18 | $25,000.00 | $450.0k | Form 4 |
| 2024-06-28 | Gabelli Dividend & Income Trust10% owner | Other | 39 | $25,000.00 | $975.0k | Form 4 |
| 2024-06-27 | Gabelli Dividend & Income Trust10% owner | Other | 6 | $25,000.00 | $150.0k | Form 4 |
| 2024-06-26 | Gabelli Equity Trust Inc10% owner | Other | 17 | $25,000.00 | $425.0k | Form 4 |
| 2024-06-26 | Gabelli Dividend & Income Trust10% owner | Other | 19 | $25,000.00 | $475.0k | Form 4 |
| 2024-06-26 | Gabelli Multimedia Trust Inc.10% owner | Other | 4 | $25,000.00 | $100.0k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 26,335 | $5.3192 | $140.1k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 97 | $6.22 | $603.34 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 190 | $6.235 | $1.2k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 186 | $6.22 | $1.2k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 33 | $6.22 | $205.26 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 100 | $6.22 | $622 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 100 | $6.16 | $616 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 14 | $6.16 | $86.24 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 1 | $6.237 | $6.24 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 1 | $5.95 | $5.95 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 2 | $5.883 | $11.77 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 1 | $6.28 | $6.28 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Sale | 3,000 | $6.2485 | $18.7k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 1 | $6.085 | $6.08 | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 700 | $6.106 | $4.3k | Form 4 |
| 2024-04-25 | Edible Garden AG Inc10% owner | Purchase | 300 | $6.0008 | $1.8k | Form 4 |
Source: SEC EDGAR, Forms 4. Last ingested by Listed: Nov 1, 2026, 13:06 ET. Listed shows no prices and gives no investment advice.