Thomas J. Herzfeld Advisors, Inc.

Name: Thomas J. Herzfeld Advisors, Inc.: Form 13F holdings for the quarter ended 2026-06-30
Creator: Listed

An institutional investment manager in MIAMI BEACH, FL. Its Form 13F for the quarter ended Jun 30, 2026, filed Aug 10, 2026. SEC CIK 1509510.

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Reported value$325.8m
Positions129

Holdings: 129 positions

The filing on sec.gov

As filed, largest first. Reported value is what the manager stated for each position at the quarter end, in US dollars; it is filing data, not a price. Weight is the position's share of the total reported value. Changes compare with the 13F for the quarter ended 2026-03-31.

Thomas J. Herzfeld Advisors, Inc., holdings
Issuer	Class	CUSIP	Reported value$m	Weight	Shares	Change on the quarter before
FS Specialty Lending FundFSSL	COM SH BEN INT	644323107	32.3	9.9%	2,900,663	Added+91,936
PIMCO Dynamic Income Strategy FundPDX	COM SH BEN INT	69346N107	22.8	7.0%	1,095,075	Reduced−158,273
FS Credit Opportunities CorpFSCO	COM	30290Y101	19.6	6.0%	3,921,573	Added+241,638
Highland Floating Rate Opportunities FundHFRO	SHS BEN INT	43010E404	19.1	5.9%	2,676,474	Reduced−39,187
Guggenheim Strategic Opp FundGOF	COM SBI	40167F101	14.6	4.5%	1,336,680	Added+321,280
Herzfeld Credit Income Fund, Inc.HERZ	COM	42804T205	14.1	4.3%	817,534	Added+10,319
Pershing Square USA LtdPSUS	COM SHS	71531T105	10.7	3.3%	285,421	New+285,421
Saba Capital Income & OpportBRW	SHS NEW	78518H202	10.1	3.1%	1,544,694	Added+127,505
Suro Capital CorpNSLR	COM	86887Q109	9.9	3.0%	788,403	Added+755,885
Eagle Pointe Income CompanyEIC	COM	269817102	9.0	2.8%	897,140	Added+503,140
Nuveen Floating Rate IncomeJFR	COM	67072T108	8.5	2.6%	1,111,921	Added+398,627
Saba Capital Income & Opport IISABA	COM	880198205	7.4	2.3%	891,603	Added+117,085
Columbia Seligman Premium Technology Growth FundSTK	COM	19842X109	7.0	2.1%	129,150	Added+62,926
PIMCO Dynamic Income FdPDI	SHS	72201Y101	6.5	2.0%	388,727	Added+233,867
Duff & Phelps Utility and Infrastructure Fund Inc.DPG	COM	26433C105	5.4	1.6%	360,644	Reduced−30,853
BlackRock Science and Technology Trust IIBSTZ	SHS BEN INT	09260K101	5.0	1.5%	166,033	Added+83,361
Brookfield Real Assets IncomRA	SHS BEN INT	112830104	4.8	1.5%	369,085	Added+28,444
BlackRock Tech and Private EqBTX	Shs Ben Int	09260Q108	4.7	1.4%	515,402	Added+234,649
The Taiwan Fund IncTWN	COM	874036106	4.6	1.4%	47,520	Added+6,021
PIMCO Access Income FundPAXS	SHS BENFIN INT	72203T100	4.5	1.4%	311,965	Reduced−128,030
Tortoise Energy Infra CorpTYG	COM	89147L886	4.3	1.3%	100,275	New+100,275
Bluerock Private Real Estate FundBPRE	COM	09631P102	3.9	1.2%	303,336	Reduced−59,168
Kayne Anderson Energy InfrstKYN	COM	486606106	3.8	1.2%	276,097	Added+41,961
The Korea Fund IncKF	COM NEW	500634209	3.7	1.2%	49,834	Added+49,454
Clearbridge Energy Midstrm OEMO	COM	18469P209	3.7	1.1%	73,130	Added+14,107
Neuberger Berman MLP Income Fund IncNML	COM	64129H104	3.6	1.1%	352,764	Added+29,238
BlackRock Energy and Resources TrustBGR	COM	09250U101	3.5	1.1%	238,075	Added+56,959
XAI Octagn Flt Rat & Alt InmXFLT	COM	98400T304	3.5	1.1%	198,688	Added+139,143
ASA Gold and Precious Metals Ltd	SHS	G3156P103	3.5	1.1%	66,761	Reduced−59,124
NXG NextGen Intrastruacture Inc FundNXG	COM	231647207	3.4	1.1%	53,297	New+53,297
Calamos Conv & High Income Fund	COM SHS	12811P108	3.3	1.0%	245,638	New+245,638
Rivernorth Flexible Mun Income Fund II, Inc.RFMZ	COM	76883Y107	3.3	1.0%	243,641	Added+14,007
Virtus Convertible & Income Fund IINCZ	COM	92838U801	3.3	1.0%	205,874	New+205,874
Virtus Convertible & Income FundNCV	COM	92838X805	3.3	1.0%	185,909	New+185,909
PIMCO Corporate & Income Opp FundPTY	COM	72201B101	3.0	0.9%	252,532	Added+2,556
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.LDP	COM	19248C105	2.9	0.9%	137,739	Added+33,948
Angel Oak Final Strategies Incm Trm TrstFINS	COM BEN INT	03464A100	2.8	0.9%	222,390	Added+28,960
BlackRock Res & Commodities Strat TrustBCX	SHS	09257A108	2.7	0.8%	238,622	Added+21,870
PGIM Global Short Duration High Yield Fund, Inc.GHY	COM	69346J106	2.6	0.8%	215,331	New+215,331
BlackRock Credit Allocation Income TrustBTZ	COM	092508100	2.5	0.8%	245,318	New+245,318
PGIM Short Dur Hig yld Opp FSDHY	COM	69355J104	2.3	0.7%	138,168	Added+24,591
General American Investors Co IncGAM	COM	368802104	2.0	0.6%	31,935	Reduced−726
NYLI CBRE Gbl Infr MegtrndsMEGI	COM	56064Q107	2.0	0.6%	129,641	Reduced−1,082
MFS Municipal Income TrustMFM	SH BEN INT	552738106	1.9	0.6%	345,429	Added+283,592
Blackstone / GSO Long-Short Credit Income FundBGX	COM SHS BN INT	09257D102	1.9	0.6%	177,105	Added+59,238
Ares Dynamic Cr Allocation FundARDC	COM	04014F102	1.9	0.6%	150,623	New+150,623
Thornburg Incm Builder Opp TrTBLD	COM	885213108	1.8	0.5%	80,479	Added+10,977
PIMCO Calif Mun Income Fund	COM	72200N106	1.7	0.5%	185,469	Added+106,243
Pimco New York Municipal Income Fund IIPNI	COM	72200Y102	1.6	0.5%	231,370	Added+156,246
Exchange Listed FDS Tr	SABA INT RATE	30151E806	1.6	0.5%	62,053	Reduced−2,557
BlackRock Municipal 2030 Target Term TrustBTT	COM SHS BEN IN	09257P105	1.3	0.4%	56,610	Added+7,544
Blackstone Strategic Cred 20BGB	COM SHS BEN IN	09257R101	1.3	0.4%	112,665	New+112,665
BNY Mellon Strategic Mun BdDSM	COM	09662E109	1.2	0.4%	195,902	Added+30,970
Rivernorth Flexible Mun IncomeRFM	COM	76883H104	1.2	0.4%	79,341	New+79,341
BlackRock MuniHoldings Fd InMHD	COM	09253N104	1.0	0.3%	86,578	New+86,578
NYLI MacKay Defined Term MuniMMD	COM	56064K100	0.9	0.3%	60,688	Added+16,292
PIMCO Dynamic Income OprntsPDO	COM Ben Shs	69355M107	0.9	0.3%	66,751	Unchanged
Nuveen Mortgage and Income FundJLS	COM	670735109	0.8	0.2%	44,897	Reduced−27,742
Federated Hermes Prem Muni IFMN	COM	31423P108	0.8	0.2%	66,149	New+66,149
Neuberger Municipal Fund Inc.NBH	COM	64124P101	0.8	0.2%	71,978	New+71,978
DTF Tax-Free Income IncDTF	COM	23334J107	0.8	0.2%	65,258	Added+51,604
Putnam Mun Opportunities TrPMO	SH BEN INT	746922103	0.7	0.2%	70,700	New+70,700
Carlyle Credit Income FundCCIF	SHS BEN INT	92535C104	0.7	0.2%	263,404	Added+137,165
Western Asset Mortgage Opp Fund Inc.DMO	COM	95790B109	0.7	0.2%	62,657	Reduced−52,230
Western Asset Managed Muns FdMMU	COM	95766M105	0.7	0.2%	63,607	New+63,607
Putnam Managed Mun Income TrPMM	COM	746823103	0.6	0.2%	89,911	New+89,911
Central Securities CorpCET	COM	155123102	0.6	0.2%	10,787	Reduced−25,718
PIMCO Mun Income Fd IIPML	COM	72200W106	0.6	0.2%	73,493	New+73,493
SPDR Gold TrGLD	GOLD SHS	78463V107	0.5	0.2%	1,398	Unchanged
AllianceBernstein Natl Mun IAFB	COM	01864U106	0.4	0.1%	33,015	New+33,015
BNY Mellon Strategic Muns InLEO	COM	05588W108	0.4	0.1%	58,283	New+58,283
Western Assest Intm Muni FdSBI	COM	958435109	0.4	0.1%	47,641	New+47,641
Sprott Physical Gold and Silver TrustCEF	TR UNIT	85208R101	0.3	<0.1%	8,000	Unchanged
SPDR S&P 500 ETF TrSPY	TR UNIT	78462F103	0.3	<0.1%	390	Unchanged
Eaton Vance Mun Bd FdEIM	COM	27827X101	0.2	<0.1%	23,905	New+23,905
RiverNorth Managed Duration Municipal Income Fund II, IncRMMZ	COM	76882M104	0.2	<0.1%	15,802	New+15,802
iShares Tr	TRS FLT RT BD	46434V860	0.2	<0.1%	4,469	Reduced−74,999
Invesco QQQ Tr	UNIT SER 1	46090E103	0.2	<0.1%	270	Unchanged
Aberdeen Life Sciences InvestorHQL	SH BEN INT	87911K100	0.2	<0.1%	9,191	Reduced−1,885
Destiny Tech100 IncDXYZ	COM SHS	25063F107	0.2	<0.1%	6,588	Reduced−76,218
SPDR S&P MidCap 400 ETF TrMDY	UTSER1 S&PDCRP	78467Y107	0.1	<0.1%	150	Unchanged
Netflix, Inc.NFLX	COM	64110L106	0.1	<0.1%	1,000	Unchanged
TMC The Metals Company IncTMC	COM	87261Y106	0.1	<0.1%	12,911	Unchanged
Meta Platforms IncMETA	CL A	30303M102	0.1	<0.1%	100	Unchanged
Western Asset/Claymore Inflation-Linked Opportunities & Income FundWIW	COM	95766R104	0.1	<0.1%	6,546	Unchanged
Barings Corporate InvsMCI	COM	06759X107	0.0	<0.1%	2,081	New+2,081
First Tr Inter Dur Pfd & InFPF	COM	33718W103	0.0	<0.1%	1,985	Added+223
Flaherty & Crumrine Pfd IncoPFO	COM	33848E106	0.0	<0.1%	3,679	Reduced−45
Investco CurrencyShares JapanFXY	Japanese Yen	46138W107	0.0	<0.1%	600	Unchanged
PIMCO Global StocksPLS Inc.	COM	722011103	0.0	<0.1%	3,144	New+3,144
Montana Technologies CorpAIRJ	*W Exp 03/15/202	612160119	0.0	<0.1%	15,307	Unchanged
Aberdeen Emerging Markets Equity Inc.AEF	COM	00301W105	0.0	<0.1%	2,046	Added+1,379
Templeton Dragon Fd Inc.TDF	COM	88018T101	0.0	<0.1%	1,533	Added+758
Templeton Emerging Markets FundEMF	COM	880191101	0.0	<0.1%	649	Added+220
Rice Acquisition Corp 3	*W EXP 99/99/999	G7553X114	0.0	<0.1%	14,946	Added+10,088
TCW Strategic Income Fund IncTSI	COM	872340104	0.0	<0.1%	3,258	Unchanged
Morgan Stanley China A Sh Fd	COM	617468103	0.0	<0.1%	684	New+684
Nuveen Mutli Asset Income FundNMAI	COM	670750108	0.0	<0.1%	1,013	Added+115
Mexico Equity & Income FdMXE	COM	592834105	0.0	<0.1%	1,103	Added+533
Spark I Acquisition Corp	ORD SHS	G8316B118	0.0	<0.1%	6,000	New+6,000
The Mexico Fund, Inc.MXF	COM	592835102	0.0	<0.1%	600	Added+246
ProShares Short VIX Short-Term Futures ETFAGQ	SHT VIX ST TRM	74347W130	0.0	<0.1%	220	Unchanged
Archimedes Tech SPAC Partner	ORD SHS	G04537125	0.0	<0.1%	5,000	New+5,000
The European Equity Fund IncEEA	COM	298768102	0.0	<0.1%	993	Added+221
Morgan Stanley Emerging Mkt Debt Fund Inc.MSD	COM	61744H105	0.0	<0.1%	1,412	Reduced−171,004
Net Power Inc.	W EXP 06/08/202	64107A113	0.0	<0.1%	32,771	Unchanged
Principal Real Estate Income FundPGZ	SHS BEN INT	74255X104	0.0	<0.1%	908	Added+1
Japan Smaller Capitalization Fund IncJOF	COM	47109U104	0.0	<0.1%	783	Reduced−367
Cornerstone Strategic Value Fund IncCLM	COM	21924B302	0.0	<0.1%	1,187	Added+67
Central and Eastern European Fund IncCEE	COM	153436100	0.0	<0.1%	428	New+428
Aberdeen Std Global InfrastructureASGI	SHS BEN INT	00326W106	0.0	<0.1%	371	New+371
Adams Diversified Equity Fund IncADX	COM	006212104	0.0	<0.1%	320	Added+6
Royce Small-Cap Trust Inc.RVT	COM	780910105	0.0	<0.1%	409	Added+7
The Gabelli Dividend & Income Trust	COM	36242H104	0.0	<0.1%	248	Reduced−51,030
GAMCO Global Gold Nat ResGGN	COM SH BEN INT	36465A109	0.0	<0.1%	1,496	Added+7
BlackRock Enhanced Equity Dividend TrustBDJ	COM	09251A104	0.0	<0.1%	728	Added+14
Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX	COM SHS	670699107	0.0	<0.1%	230	Added+5
Tri-Continental CorpTY	COM	895436103	0.0	<0.1%	200	Added+5
SRH Total Return Fund IncSTEW	COM	101507101	0.0	<0.1%	380	Reduced−107,398
Nuveen Core Equity Alpha FundJCE	COM	67090X107	0.0	<0.1%	402	Added+9
Gabelli Equity Trust IncGAB	COM	362397101	0.0	<0.1%	1,127	Added+29
Liberty All Star Growth Fund IncASG	COM	529900102	0.0	<0.1%	1,151	Added+24
Liberty All Star Equity FundUSA	SH BEN INT	530158104	0.0	<0.1%	894	Added+23
Morgan Stanley Emerging MktsEDD	COM	617477104	0.0	<0.1%	739	Reduced−135,845
Graf Global Corp	ORD SHS CL A	G4036C114	0.0	<0.1%	10,000	New+10,000
Viking Acquisition Corp I	ORD CL A	G9582G112	0.0	<0.1%	4,000	New+4,000
Virtus Total Return Fund Inc.ZTR	COM	92835W107	0.0	<0.1%	468	Added+11
Space Exploration Techn CorpSPCX	CLASS A COM STK	84615Q103	0.0	<0.1%	17	New+17
Nexpoint Diversified Rel EtNXDT	COM	65340G205	0.0	<0.1%	285	Unchanged

Sold out: 19 positions

Held at the end of the quarter before and not reported this quarter.

Thomas J. Herzfeld Advisors, Inc., positions sold out
Issuer	Class	CUSIP	Weight	Change on the quarter before
Angel Studios IncANGX	CL A COM	034948109	0.0%	Sold out−5,699
Direxion Shares ETF Tr	DAILY GOLD MINER	25461A189	0.0%	Sold out−58,011
First Trust Ultra Short Duration Municipal	ULTRA SHT DUR MU	33740J104	0.0%	Sold out−109,973
Invesco Exch Traded Fd Tr II	VRDO TAX FREE	46138G862	0.0%	Sold out−49,141
Invesco Exch Trd SLF IDX Fd	BULSHS 2026 MUNI	46138J510	0.0%	Sold out−98,083
Invesco Exch Trd SLF IDX Fd	BULSHS 2027 MUNI	46138J494	0.0%	Sold out−96,212
MFS High Income Mun Tr	SH BEN INT	59318D104	0.0%	Sold out−88,443
MFS Investment Grade Municipal Trust	SH BEN INT	59318B108	0.0%	Sold out−23,409
Nuveen S&P 500 Dynamic Overw	COM	6706EW100	0.0%	Sold out−149,092
Oxford Lane Cap CorpOXLC	COM	691543847	0.0%	Sold out−222,539
Proshares Tr	SHORT MSCI EMRNG	74349Y746	0.0%	Sold out−3,245
ProShares TR	Ultrapro Sht QQQ	74349Y829	0.0%	Sold out−116,263
ProShares TR	Shrt High Yield	74347R131	0.0%	Sold out−796,652
ProShares UltraShort S&P500	ULTRASHRT S&P500	74350P667	0.0%	Sold out−108,584
Purecycle Technologies IncPCT	W Exp 01/28/202	74623V111	0.0%	Sold out−5,457
Real Asset Acquisition	*W EXP 04/24/203	G73944111	0.0%	Sold out−4,166
Simplify Exchange Traded Fun	Simplify Interst	82889N855	0.0%	Sold out−117,701
Virtus Stone HBR Emrg Mkts IEDF	COM	86164T107	0.0%	Sold out−6,614
Western Asset Emerging Mkts	COM	95766A101	0.0%	Sold out−68,384

Source: SEC EDGAR, Form 13F-HR, accession 0001398344-26-013942 (on sec.gov). Last ingested by Listed: Oct 22, 2026, 05:26 ET. Listed shows no prices and gives no investment advice.