XAI Floating Rate & Alternative Income Trust
XFLTNYSECIK 1703079OtherFiscal year ends Sep 30
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Financial statements
This company’s XBRL filings carry none of the line items we standardize, so there are no figures to show.
Insider purchases and sales
All insider transactionsThe last 20 open-market transactions reported on Form 4 (codes P and S). The reported price is the price per share the insider stated on the form: filing data, not a market price.
| Date | Insider | Transaction | Shares | Reported price | Value | Filing |
|---|---|---|---|---|---|---|
| 2026-10-23 | Spence John YogiVice President, Officer | Purchase | 1,000 | $16.50 | $16.5k | Form 4 |
Funds that report holding it
All fundsFrom each manager's latest Form 13F, largest reported value first. Reported value is as filed at the quarter end: filing data, not a price. A put or call is an option position, not shares held.
| Fund | Quarter ended | Reported value | Shares | Put or call | Change on the quarter before |
|---|---|---|---|---|---|
| MORGAN STANLEY | 2026-06-30 | $10.9m | 619,502 | Added+17,308 | |
| Eagle Point Credit Management LLC | 2026-06-30 | $7.7m | 439,852 | Unchanged | |
| Matisse Capital | 2026-06-30 | $6.1m | 346,096 | Added+2,000 | |
| Bulldog Investors, LLP | 2026-06-30 | $5.6m | 316,500 | Added+129,570 | |
| CITADEL ADVISORS LLC | 2026-06-30 | $5.0m | 286,821 | New+286,821 | |
| GUGGENHEIM CAPITAL LLC | 2026-06-30 | $3.9m | 222,180 | Added+69,642 | |
| Thomas J. Herzfeld Advisors, Inc. | 2026-06-30 | $3.5m | 198,688 | Added+139,143 | |
| ENVESTNET ASSET MANAGEMENT INC | 2026-06-30 | $2.9m | 163,288 | New+163,288 | |
| Cresset Asset Management, LLC | 2026-06-30 | $2.5m | 143,955 | Unchanged | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 2026-06-30 | $2.5m | 142,707 | Reduced−1,520 |
Recent filings
All 541 filingsReports and events: 10-K, 10-Q, 8-K, proxy statements and ownership schedules.
| Filed | Form | What it is | Accession number |
|---|---|---|---|
| 2026-08-1017:07 ET | 8-K | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-087333 |
| 2026-07-3017:23 ET | 8-K | 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-26-083432 |
| 2026-06-2306:06 ET | DEF 14A | Proxy statementPeriod 2026-07-30 | 0001213900-26-070822 |
| 2026-05-2917:16 ET | 8-K | 8.01 Other events | 0001213900-26-062949 |
| 2026-05-1916:57 ET | 8-K | 8.01 Other events | 0001213900-26-059091 |
| 2026-04-0618:50 ET | DEF 14A | Proxy statementPeriod 2026-05-07 | 0001213900-26-040067 |
| 2026-01-3017:02 ET | 8-K | 8.01 Other events | 0001213900-26-010294 |
| 2025-12-3017:12 ET | 8-K | 5.03 Amendment to articles or bylaws; 8.01 Other events; 9.01 Financial statements and exhibits | 0001213900-25-126693 |
| 2025-12-1916:58 ET | 8-K | 3.02 Unregistered sale of equity | 0001213900-25-123924 |
| 2025-10-2316:06 ET | 8-K | 1.01 Entry into a material agreement; 3.02 Unregistered sale of equity; 5.03 Amendment to articles or bylaws; 9.01 Financial statements and exhibits | 0001213900-25-101655 |
Latest annual report
No annual report is in coverage for this company.
Forecast league
Not in this season’s league. The league lists companies whose quarter has ended and whose results are not yet filed.This season’s league
About the filer
- CIK
- 1703079
- Tickers
- XFLT
- Exchange
- NYSE
- SIC code
- not reported
- Sector
- Other
- Fiscal year ends
- Sep 30
- Incorporated in
- DE
- Filer category
- not reported
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust (to 2026-06-05); XAI Octagon Floating Rate & Alternative Income Term Trust (to 2024-02-02); XAI Octagon Floating Rate Alternative Income Term Trust (to 2017-09-01); XAI Octagon Floating Rate Income & Credit Alternative Trust (to 2017-04-07)
Source: SEC EDGAR, XBRL company facts, the filing index and Forms 4. Last ingested by Listed: Oct 26, 2026, 12:16 ET. Listed shows no prices and gives no investment advice.