2016-09-16 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale460 $100,000.00 $46.0m Form 4 2016-09-14 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Purchase150 $100,000.00 $15.0m Form 4 2016-09-14 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Purchase150 $100,000.00 $15.0m Form 4 2016-09-13 Nuveen California Amt-Free Quality Municipal Income Fund 10% owner Sale315 $100,000.00 $31.5m Form 4 2016-09-13 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Purchase55 $100,000.00 $5.5m Form 4 2016-09-13 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale200 $100,000.00 $20.0m Form 4 2016-09-12 Nuveen California Amt-Free Quality Municipal Income Fund 10% owner Purchase315 $100,000.00 $31.5m Form 4 2016-09-12 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Purchase310 $100,000.00 $31.0m Form 4 2016-08-30 Nuveen California Quality Municipal Income Fund 10% owner Sale150 $100,000.00 $15.0m Form 4 2016-08-22 Western Asset Managed Municipals Fund Inc. 10% owner Sale1,560 $25,000.00 $39.0m Form 4 2016-07-14 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale170 $100,000.00 $17.0m Form 4 2016-06-01 Nuveen Municipal Credit Income Fund 10% owner Other 3,360 $100,000.00 $336.0m Form 4 2016-06-01 Nuveen Municipal Credit Income Fund 10% owner Other 810 $100,000.00 $81.0m Form 4 2016-04-29 Nuveen California Quality Municipal Income Fund 10% owner Sale100 $100,000.00 $10.0m Form 4 2016-03-24 Nuveen California Quality Municipal Income Fund 10% owner Sale214 $100,000.00 $21.4m Form 4 2016-03-21 Nuveen California Quality Municipal Income Fund 10% owner Sale6 $100,000.00 $600.0k Form 4 2016-02-26 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale150 $100,000.00 $15.0m Form 4 2016-02-24 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale136 $100,000.00 $13.6m Form 4 2016-02-23 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale32 $100,000.00 $3.2m Form 4 2015-11-25 Pimco Corporate & Income Strategy Fund 10% owner Other 4,252 $82.50 $350.8k Form 4 2015-11-25 Pimco High Income Fund 10% owner Other 7,015 $83.00 $582.2k Form 4 2015-07-22 Western Asset Intermediate Muni Fund Inc. 10% owner Sale380 $25,000.00 $9.5m Form 4 2015-06-25 Western Asset Managed Municipals Fund Inc. 10% owner Sale1,560 $25,000.00 $39.0m Form 4 2015-04-13 Blackrock Muniyield Pennsylvania Quality Fund 10% owner Other 163 $100,000.00 $16.3m Form 4 2015-03-19 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale140 $100,000.00 $14.0m Form 4 2015-03-10 DWS Municipal Income Trust 10% owner Sale37,773 $5,000.00 $188.9m Form 4 2015-03-04 Western Asset Managed Municipals Fund Inc. 10% owner Other 4,729 $90.00 $425.6k Form 4 2015-02-25 Western Asset Intermediate Muni Fund Inc. 10% owner Other 1,849 $90.00 $166.4k Form 4 2015-02-24 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale100 $100,000.00 $10.0m Form 4 2014-12-18 Western Asset Managed Municipals Fund Inc. 10% owner Other 360 not reported not reported Form 4 2014-11-18 Pimco Corporate & Income Strategy Fund 10% owner Purchase1 $75.00 $75 Form 4 2014-10-30 Western Asset Managed Municipals Fund Inc. 10% owner Sale600 $87.25 $52.4k Form 4 2014-10-22 Nuveen California Amt-Free Quality Municipal Income Fund 10% owner Sale59 $100,000.00 $5.9m Form 4 2014-10-06 Nuveen Municipal Credit Income Fund 10% owner Other 100 $100,000.00 $10.0m Form 4 2014-09-24 Eaton Vance California Municipal Income Trust 10% owner Sale204 $84.94 $17.3k Form 4 2014-08-07 Western Asset Managed Municipals Fund Inc. 10% owner Sale2,000 $86.94 $173.9k Form 4 2014-08-04 Nuveen New York Amt-Free Quality Municipal Income Fund 10% owner Sale5,000,000 $100.00 $500.0m Form 4 2014-07-21 Western Asset Managed Municipals Fund Inc. 10% owner Sale1,200 $86.82 $104.2k Form 4 2014-06-19 Federated Hermes Premier Municipal Income Fund 10% owner Purchase684 $25,000.00 $17.1m Form 4 2014-01-06 Nuveen Arizona Quality Municipal Income Fund 10% owner Other 280 $100,000.00 $28.0m Form 4 2013-10-24 Pimco High Income Fund 10% owner Purchase1 $25,000.13 $25.0k Form 4 2012-11-20 DWS Municipal Income Trust 10% owner Purchase37,773 $5,000.00 $188.9m Form 4 2012-11-20 DWS Municipal Income Trust 10% owner Other 36,323 $4,800.00 $174.4m Form 4 2012-11-16 Invesco Senior Income Trust 10% owner Other 551 $25,000.00 $13.8m Form 4 2012-11-16 Invesco Senior Income Trust 10% owner Other 551 $25,000.00 $13.8m Form 4/A 2012-11-15 Invesco Senior Income Trust 10% owner Other 544 $25,000.00 $13.6m Form 4 2012-11-14 Invesco Senior Income Trust 10% owner Other 424 $25,000.00 $10.6m Form 4 2012-11-13 Invesco Senior Income Trust 10% owner Other 1,104 $25,000.00 $27.6m Form 4 2012-10-26 Invesco Senior Income Trust 10% owner Purchase1,250 $100,000.00 $125.0m Form 4/A 2012-08-24 Invesco Senior Income Trust 10% owner Other 331 $25,000.00 $8.3m Form 4