2012-08-23 Invesco Senior Income Trust 10% owner Other 327 $25,000.00 $8.2m Form 4 2012-08-22 Invesco Senior Income Trust 10% owner Other 255 $25,000.00 $6.4m Form 4 2012-08-21 Invesco Senior Income Trust 10% owner Other 335 $25,000.00 $8.4m Form 4 2012-08-20 Invesco Senior Income Trust 10% owner Other 327 $25,000.00 $8.2m Form 4 2012-06-04 Invesco Advantage Municipal Income Trust II 10% owner Other 91 $25,005.98 $2.3m Form 4 2012-05-29 Invesco Trust for Investment Grade New York Municipals 10% owner Other 122 $25,006.23 $3.1m Form 4 2012-05-25 Invesco California Value Municipal Income Trust 10% owner Other 139 $25,005.51 $3.5m Form 4 2012-05-25 Invesco Advantage Municipal Income Trust II 10% owner Other 59 $25,005.51 $1.5m Form 4 2012-05-25 Invesco Advantage Municipal Income Trust II 10% owner Other 108 $25,000.44 $2.7m Form 4 2012-05-24 Invesco Advantage Municipal Income Trust II 10% owner Other 78 $25,000.00 $1.9m Form 4 2012-05-24 Invesco Advantage Municipal Income Trust II 10% owner Other 4 $25,000.48 $100.0k Form 4 2012-05-23 Invesco Advantage Municipal Income Trust II 10% owner Other 4 $25,001.15 $100.0k Form 4 2012-05-22 Invesco California Value Municipal Income Trust 10% owner Other 69 $25,006.78 $1.7m Form 4 2012-05-22 Invesco California Value Municipal Income Trust 10% owner Other 19 $25,001.15 $475.0k Form 4 2012-05-22 Invesco Trust for Investment Grade New York Municipals 10% owner Other 220 $25,001.15 $5.5m Form 4 2012-05-22 Invesco Advantage Municipal Income Trust II 10% owner Other 45 $25,006.78 $1.1m Form 4 2012-01-12 Invesco Trust for Investment Grade New York Municipals 10% owner Other 24 $25,000.00 $600.0k Form 4 2012-01-10 Invesco Trust for Investment Grade New York Municipals 10% owner Other 45 $25,000.00 $1.1m Form 4 2011-11-15 Western Asset Intermediate Muni Fund Inc. 10% owner Purchase2 $24,083.33 $48.2k Form 4 2011-11-15 Western Asset Managed Municipals Fund Inc. 10% owner Purchase4 $24,083.33 $96.3k Form 4 2011-10-05 Nuveen Municipal Credit Income Fund 10% owner Other 306 $25,000.00 $7.7m Form 4 2011-10-04 Nuveen Municipal Credit Income Fund 10% owner Other 239 $25,000.00 $6.0m Form 4 2011-09-29 Nuveen Municipal Credit Income Fund 10% owner Other 345 $25,000.00 $8.6m Form 4 2011-08-24 Nuveen Arizona Quality Municipal Income Fund 10% owner Other 158 $25,000.00 $4.0m Form 4 2011-07-28 Nuveen Arizona Quality Municipal Income Fund 10% owner Purchase280 $100,000.00 $28.0m Form 4 2011-07-27 Western Asset Managed Municipals Fund Inc. 10% owner Purchase21 $22,418.00 $470.8k Form 4 2011-07-26 Invesco Senior Income Trust 10% owner Purchase6 $22,467.00 $134.8k Form 4 2011-07-26 Western Asset Managed Municipals Fund Inc. 10% owner Purchase52 $22,418.00 $1.2m Form 4 2011-07-26 Pimco Corporate & Income Strategy Fund 10% owner Purchase17 $22,467.00 $381.9k Form 4 2011-06-21 Nuveen Municipal High Income Opportunity Fund 10% owner Other 195 $25,000.68 $4.9m Form 4 2011-06-20 Nuveen Municipal High Income Opportunity Fund 10% owner Other 193 $25,000.73 $4.8m Form 4 2011-06-17 Nuveen Municipal High Income Opportunity Fund 10% owner Other 333 $25,000.00 $8.3m Form 4 2011-03-24 Western Asset Managed Municipals Fund Inc. 10% owner Purchase57 $23,260.75 $1.3m Form 4 2011-03-23 Invesco Trust for Investment Grade New York Municipals 10% owner Purchase1 $25,000.00 $25.0k Form 4 2011-03-23 Western Asset Managed Municipals Fund Inc. 10% owner Purchase115 $23,260.75 $2.7m Form 4 2011-03-21 Western Asset Intermediate Muni Fund Inc. 10% owner Purchase120 $23,260.75 $2.8m Form 4 2011-03-21 Western Asset Managed Municipals Fund Inc. 10% owner Purchase100 $23,260.75 $2.3m Form 4 2011-02-16 DWS Municipal Income Trust 10% owner Purchase1 $5,000.00 $5.0k Form 4 2011-01-21 Western Asset Managed Municipals Fund Inc. 10% owner Purchase132 $19,763.50 $2.6m Form 4 2011-01-20 Nuveen Municipal Credit Income Fund 10% owner Sale10 $25,000.50 $250.0k Form 4 2011-01-20 Western Asset Intermediate Muni Fund Inc. 10% owner Purchase132 $19,763.50 $2.6m Form 4 2011-01-20 Western Asset Intermediate Muni Fund Inc. 10% owner Purchase132 $19,763.50 $2.6m Form 4/A 2011-01-20 Western Asset Managed Municipals Fund Inc. 10% owner Purchase264 $19,763.50 $5.2m Form 4 2011-01-19 Nuveen Municipal Credit Income Fund 10% owner Sale9 $25,001.25 $225.0k Form 4 2011-01-18 Nuveen Municipal Credit Income Fund 10% owner Sale7 $25,001.25 $175.0k Form 4 2011-01-12 Nuveen Municipal Credit Income Fund 10% owner Sale106 $25,001.25 $2.7m Form 4 2011-01-12 Nuveen Municipal Credit Income Fund 10% owner Sale106 $25,001.25 $2.7m Form 4/A 2011-01-11 Nuveen Municipal Credit Income Fund 10% owner Sale90 $25,001.30 $2.3m Form 4/A 2011-01-06 Nuveen New York Quality Municipal Income Fund 10% owner Sale130 $25,001.03 $3.3m Form 4 2010-01-13 Nuveen Municipal Credit Income Fund 10% owner Sale79 $25,000.75 $2.0m Form 4